0001593968-18-000054.txt : 20180103 0001593968-18-000054.hdr.sgml : 20180103 20180103171324 ACCESSION NUMBER: 0001593968-18-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDaniel Jerry L. CENTRAL INDEX KEY: 0001671605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 18506651 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-12-29 0001466026 Midland States Bancorp, Inc. MSBI 0001671605 McDaniel Jerry L. 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 true false false false Common Stock 57305 I James H. McDaniel Revocable Trust Common Stock 100000 I Evalia Enterprises, LLC. Common Stock 35663 I Four Diamond Capital LLC Common Stock 2660 I By Daughter Common Stock 2660 I By Daughter Common Stock 3360 I By Son Common Stock 7000 I Jerry L McDaniel Revocable Trust Common Share Equivalent 2017-12-29 4 A false 454.1256 32.48 A Common Stock 454.1256 18800.6391 D Common Share Equivalent 2017-12-29 4 A false 113.5314 32.48 A Common Stock 113.5314 18914.1705 D Common Share Equivalent 2017-12-29 4 A false 112.9711 32.48 A Common Stock 112.9711 19027.1416 D The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose No exercise price for this type of award Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. /s/ McDaniel Jerry L 2018-01-03 /s/ Douglas J. Tucker, attorney-in-fact 2018-01-03