0001593968-17-001234.txt : 20171117 0001593968-17-001234.hdr.sgml : 20171117 20171117145718 ACCESSION NUMBER: 0001593968-17-001234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tucker Douglas J. CENTRAL INDEX KEY: 0001526236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 171210671 MAIL ADDRESS: STREET 1: MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-11-16 0001466026 Midland States Bancorp, Inc. MSBI 0001526236 Tucker Douglas J. 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 false true false false SVP Corporate Counsel Common Stock 2017-11-16 4 F false 185 31.03 D 9139 D Option (right to buy) 17.50 2020-10-15 Common Stock 15000 15000 D Option (right to buy) 16 2022-12-13 Common Stock 5500 5500 D Option (right to buy) 23 2025-11-03 Common Stock 11566 11566 D Option (right to buy) 21 2024-12-02 Common Stock 7153 7153 D Option (right to buy) 14.75 2021-12-16 Common Stock 5424 5424 D Option (right to buy) 16.59 2023-12-10 Common Stock 5899 5899 D Option (right to buy) 18 2024-08-05 Common Stock 40000 40000 D Option (right to buy) 28.59 2026-11-16 Common Stock 5405 5405 D These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant. These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant. Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. /s/ Tucker Douglas J 2017-11-17 /s/ Douglas J. Tucker, attorney-in-fact 2017-11-17