0001593968-17-000855.txt : 20170705
0001593968-17-000855.hdr.sgml : 20170705
20170705095352
ACCESSION NUMBER: 0001593968-17-000855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170705
DATE AS OF CHANGE: 20170705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDaniel Jerry L.
CENTRAL INDEX KEY: 0001671605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 17946314
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2017-06-30
0001466026
Midland States Bancorp, Inc.
MSBI
0001671605
McDaniel Jerry L.
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
true
false
false
false
Common Stock
50305
I
James H. McDaniel Revocable Trust
Common Stock
100000
I
Evalia Enterprises, LLC.
Common Stock
35663
I
Four Diamond Capital LLC
Common Stock
2660
I
By Daughter
Common Stock
2660
I
By Daughter
Common Stock
3360
I
By Son
Common Share Equivalent
2017-06-30
4
A
false
730.9069
33.52
A
Common Stock
730.9069
17371.0639
D
Common Share Equivalent
2017-06-30
4
A
false
182.7267
33.52
A
Common Stock
182.7267
17553.7906
D
Common Share Equivalent
2017-06-30
4
A
false
99.2849
33.52
A
Common Stock
99.2849
17653.0755
D
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.
Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.
Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.
Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.
/s/ McDaniel Jerry L
2017-07-05
/s/ Douglas J. Tucker, attorney-in-fact
2017-07-05
EX-24
2
jerrymcdaniel.txt
EX-24 DOCUMENT
POWER OF ATTORNEY - SECTION 16 FILINGS
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Douglas
J. Tucker and Sarah Leonard as the undersigned's true and lawful
attorney-in-fact to:
(1) prepare, execute for and on behalf of the undersigned, and
submit to the United States Securities and Exchange Commission (the
"Commission") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords enabling
the undersigned to make electronic filings with the Commission of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), or any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the
undersigned's capacity as a reporting person of Midland States Bancorp,
Inc. (the "Company") pursuant to Section 16 of the Exchange Act and the
rules thereunder, Forms 3, 4 and 5 in accordance with Section 16(a) of the
Exchange Act and the rules thereunder;
(3) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any
such Form 3, 4 or 5, complete and execute any amendment or amendments
thereto and file such fonn with the Commission and the applicable stock
exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of any of such attorneys-in-fact, may
be of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by any of such
attorneys in-fact on behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms and conditions
as any of such attorneys-in-fact may approve in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to act separately and to do and perform any and every
act and thing whatsoever requisite, necessary, or proper to be done in the
exercise of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby ratifying
and confirming all that any of such attorneys-in-fact, or the substitute or
substitutes of any of such attorneys-in-fact, shall lawfully do or cause to
be done by virtue of this Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange
Act.
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Forms 3, 4 and 5 with respect
to the undersigned's holdings of and transactions in securities issued
by the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as
of this 2nd day of February, 2016
/s/Jerry L. McDaniel
Signature
1 160464.vl