0001593968-16-001268.txt : 20161205 0001593968-16-001268.hdr.sgml : 20161205 20161205171832 ACCESSION NUMBER: 0001593968-16-001268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161205 DATE AS OF CHANGE: 20161205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Midland States Bancorp, Inc. CENTRAL INDEX KEY: 0001466026 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371233196 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 BUSINESS PHONE: (217) 342-2141 MAIL ADDRESS: STREET 1: 1201 NETWORK CENTRE DRIVE CITY: EFFINGHAM STATE: IL ZIP: 62401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mefford Jeffrey S. CENTRAL INDEX KEY: 0001526238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35272 FILM NUMBER: 162034539 MAIL ADDRESS: STREET 1: MIDLAND STATES BANCORP, INC. STREET 2: 133 WEST JEFFERSON AVENUE CITY: EFFINGHAM STATE: IL ZIP: 62401 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0001466026 Midland States Bancorp, Inc. MSBI 0001526238 Mefford Jeffrey S. 1201 NETWORK CENTRE DR. EFFINGHAM IL 62401 false true false false EVP-Banking Midland States Bank Common Stock 2016-12-02 4 F false 135 32.97 D 44953.7950 D Option (right to buy) 18.16 2020-12-06 Common Stock 9520 9520 D Option (right to buy) 16 2022-12-13 Common Stock 5500 5500 D Option (right to buy) 23 2025-11-03 Common Stock 10702 10702 D Option (right to buy) 16.59 2023-12-10 Common Stock 6661 6661 D Option (right to buy) 21 2024-12-02 Common Stock 7885 7885 D Option (right to buy) 14.70 2018-05-05 Common Stock 7000 7000 D Option (right to buy) 15.20 2019-12-31 Common Stock 7500 7500 D Option (right to buy) 14.75 2021-12-16 Common Stock 5559 5559 D Option (right to buy) 11.75 2019-06-22 Common Stock 15000 15000 D Option (right to buy) 18 2024-08-05 Common Stock 10000 10000 D Option (right to buy) 28.59 2026-11-16 Common Stock 5341 5341 D This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 134 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest. These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant. These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant. These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant. These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant. These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant. /s/ Mefford Jeffrey S 2016-12-05 /s/ Douglas J. Tucker, attorney-in-fact 2016-12-05