0001593968-16-001268.txt : 20161205
0001593968-16-001268.hdr.sgml : 20161205
20161205171832
ACCESSION NUMBER: 0001593968-16-001268
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161202
FILED AS OF DATE: 20161205
DATE AS OF CHANGE: 20161205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mefford Jeffrey S.
CENTRAL INDEX KEY: 0001526238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 162034539
MAIL ADDRESS:
STREET 1: MIDLAND STATES BANCORP, INC.
STREET 2: 133 WEST JEFFERSON AVENUE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-12-02
0001466026
Midland States Bancorp, Inc.
MSBI
0001526238
Mefford Jeffrey S.
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
false
true
false
false
EVP-Banking
Midland States Bank
Common Stock
2016-12-02
4
F
false
135
32.97
D
44953.7950
D
Option (right to buy)
18.16
2020-12-06
Common Stock
9520
9520
D
Option (right to buy)
16
2022-12-13
Common Stock
5500
5500
D
Option (right to buy)
23
2025-11-03
Common Stock
10702
10702
D
Option (right to buy)
16.59
2023-12-10
Common Stock
6661
6661
D
Option (right to buy)
21
2024-12-02
Common Stock
7885
7885
D
Option (right to buy)
14.70
2018-05-05
Common Stock
7000
7000
D
Option (right to buy)
15.20
2019-12-31
Common Stock
7500
7500
D
Option (right to buy)
14.75
2021-12-16
Common Stock
5559
5559
D
Option (right to buy)
11.75
2019-06-22
Common Stock
15000
15000
D
Option (right to buy)
18
2024-08-05
Common Stock
10000
10000
D
Option (right to buy)
28.59
2026-11-16
Common Stock
5341
5341
D
This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 134 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest.
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
/s/ Mefford Jeffrey S
2016-12-05
/s/ Douglas J. Tucker, attorney-in-fact
2016-12-05