0001593968-16-001074.txt : 20161003
0001593968-16-001074.hdr.sgml : 20161003
20161003150235
ACCESSION NUMBER: 0001593968-16-001074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161003
DATE AS OF CHANGE: 20161003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Midland States Bancorp, Inc.
CENTRAL INDEX KEY: 0001466026
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 371233196
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
BUSINESS PHONE: (217) 342-2141
MAIL ADDRESS:
STREET 1: 1201 NETWORK CENTRE DRIVE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig Jeffrey G.
CENTRAL INDEX KEY: 0001526235
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35272
FILM NUMBER: 161915545
MAIL ADDRESS:
STREET 1: MIDLAND STATES BANCORP, INC.
STREET 2: 133 WEST JEFFERSON AVENUE
CITY: EFFINGHAM
STATE: IL
ZIP: 62401
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-09-30
0001466026
Midland States Bancorp, Inc.
MSBI
0001526235
Ludwig Jeffrey G.
1201 NETWORK CENTRE DR.
EFFINGHAM
IL
62401
false
true
false
false
EVP & CFO
Common Stock
2016-09-30
4
A
false
113.8440
19.6
A
147434.6140
D
Common Stock
2016-09-30
4
A
false
116.2230
25.34
A
147550.8370
D
Common Stock
11569
I
JQ Properties
Option (right to buy)
18.16
2020-12-06
Common Stock
16790
16790
D
Option (right to buy)
16
2022-12-13
Common Stock
8075
8075
D
Option (right to buy)
23
2025-11-03
Common Stock
16800
16800
D
Option (right to buy)
16.59
2023-12-10
Common Stock
9482
9482
D
Option (right to buy)
15.20
2019-12-31
Common Stock
15000
15000
D
Option (right to buy)
21
2024-12-02
Common Stock
12753
12753
D
Option (right to buy)
11.75
2019-06-22
Common Stock
18190
18190
D
Option (right to buy)
14.70
2018-05-05
Common Stock
7000
7000
D
Option (right to buy)
14.75
2021-12-16
Common Stock
8356
8356
D
Option (right to buy)
18
2024-08-05
Common Stock
60000
60000
D
Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Reflects a corrected number of shares held in the ESPP as of the date of this form.
Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
/s/ Douglas J. Tucker, attorney-in-fact
2016-10-03