-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bf8b+o7Udd33G2gB/d7SSunbA8bXv8vJPcJ7A2XoUvQqAfVR7Y6UdpgfkDT1zpgo Y+9Hgmr/ttrOyQc+CtRehA== 0000898432-09-000773.txt : 20090610 0000898432-09-000773.hdr.sgml : 20090610 20090610165534 ACCESSION NUMBER: 0000898432-09-000773 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20090610 DATE AS OF CHANGE: 20090610 EFFECTIVENESS DATE: 20090610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stamford Phoenix, LLC CENTRAL INDEX KEY: 0001466019 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-131876 FILM NUMBER: 09885167 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 202-348-5252 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0401 D LIVE 0001466019 Stamford Phoenix, LLC 300 ATLANTIC STREET 12TH FLOOR STAMFORD CT 06901 202-348-5252 None DELAWARE Limited Liability Company true 2009 N/A K2/D&S Management Co., L.L.C. 300 Atlantic Street Stamford CT 06901 Director Manager John T. Ferguson c/o K2/D&S Management Co., L.L.C. 300 Atlantic Street, 12th Floor Stamford CT 06901 Executive Officer David C. Saunders c/o K2/D&S Management Co., L.L.C. 300 Atlantic Street, 12th Floor Stamford CT 06901 Executive Officer William A. Douglass c/o K2/D&S Management Co., L.L.C. 300 Atlantic Street, 12th Floor Stamford CT 06901 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 false 2009-06-01 true true false 40000000 Indefinite 44000000 Indefinite The minimum investment above may be waived at the sole discretion of the Manager false 1 0 0 0 false Stamford Phoenix, LLC /s/ John T. Ferguson John T. Ferguson COO of K2/D&S Management Co., LLC, its Manager 2009-06-10 -----END PRIVACY-ENHANCED MESSAGE-----