0001415889-23-010362.txt : 20230627 0001415889-23-010362.hdr.sgml : 20230627 20230627192610 ACCESSION NUMBER: 0001415889-23-010362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20230627 DATE AS OF CHANGE: 20230627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quateman Lisa G CENTRAL INDEX KEY: 0001815962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35543 FILM NUMBER: 231048872 MAIL ADDRESS: STREET 1: C/O WESTERN ASSET MORTGAGE CAPITAL CORP. STREET 2: 385 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101 FORMER NAME: FORMER CONFORMED NAME: Quateman Lisa DATE OF NAME CHANGE: 20200623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Western Asset Mortgage Capital Corp CENTRAL INDEX KEY: 0001465885 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270298092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 385 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9400 MAIL ADDRESS: STREET 1: 385 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101 4 1 form4-06272023_110600.xml X0407 4 2023-06-23 0001465885 Western Asset Mortgage Capital Corp WMC 0001815962 Quateman Lisa G 385 E COLORADO BLVD PASADENA CA 91101 true false false false 0 Common Stock, par value $0.01 per share 2023-06-23 4 A 0 7796 0 A 7796 I By Living Trust Common Stock, par value $0.01 per share 11810 D These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage Capital Corporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with the Company. Securities held by the Quateman Living Trust of which the reporting person is a trustee. Includes 1,809 restricted stock units previously received as dividend equivalent rights in connection with the Company's quarterly dividends and accrued to the reporting person on restricted stock units and inadvertently excluded from the reporting person's prior Forms 4. /s/ Adam C. E. Wright, by Power of Attorney 2023-06-27