0001104659-13-048650.txt : 20130612 0001104659-13-048650.hdr.sgml : 20130612 20130612162232 ACCESSION NUMBER: 0001104659-13-048650 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130611 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130612 DATE AS OF CHANGE: 20130612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Western Asset Mortgage Capital Corp CENTRAL INDEX KEY: 0001465885 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270298092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35543 FILM NUMBER: 13909064 BUSINESS ADDRESS: STREET 1: 385 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9400 MAIL ADDRESS: STREET 1: 385 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101 8-K 1 a13-14802_18k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported):

 

June 11, 2013

 

Western Asset Mortgage Capital Corporation

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

 

DELAWARE

(STATE OF INCORPORATION)

 

001-35543

 

27-0298092

(COMMISSION FILE NUMBER)

 

(IRS EMPLOYER ID. NUMBER)

 

385 East Colorado Boulevard

 

91101

Pasadena, California

 

      (ZIP CODE)

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

 

 

 

(626) 844-9400

 (REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

The Company’s Annual Meeting of Stockholders was held on June 7, 2013. Set forth below are the final voting results for each of the proposals submitted to a vote of the shareholders.

 

1.            The nominees for election of Directors, each for a three year term, were elected based upon the following vote:

 

Nominees

 

Votes For

 

Withheld Authority

 

Broker Non-Votes

 

 

 

 

 

 

 

Edward D. Fox

James W. Hirschmann

Gavin L. James

M. Christian Mitchell

Richard W. Roll

 

8,742,955

6,482,384

8,417,201

8,736,717

8,742,110

 

155,462

2,416,033

481,216

161,699

156,307

 

11,669,651

11,669,651

11,669,651

11,669,651

11,669,651

 

 

2.            The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 was approved based upon the following votes:

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

20,324,675

 

135,468

 

107,925

 

0

 


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

WESTERN ASSET MORTGAGE CAPITAL CORPORATION

 

 

 

 

 

 

 

 

By:

/s/ W. Stephen Venable, Jr.

 

 

 

Name:  W. Stephen Venable, Jr.

 

 

Title:    Assistant Secretary

 

 

Date:  June 11, 2013