0001104659-17-041342.txt : 20170623 0001104659-17-041342.hdr.sgml : 20170623 20170623172142 ACCESSION NUMBER: 0001104659-17-041342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170621 FILED AS OF DATE: 20170623 DATE AS OF CHANGE: 20170623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pattern Energy Group Inc. CENTRAL INDEX KEY: 0001561660 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1 STREET 2: BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group LP CENTRAL INDEX KEY: 0001587479 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928459 BUSINESS ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group Holdings GP LLC CENTRAL INDEX KEY: 0001587507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928460 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVE. STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVE. STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Wind II LP CENTRAL INDEX KEY: 0001587430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928461 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Renewables LP CENTRAL INDEX KEY: 0001587510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928463 BUSINESS ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy Group Holdings LP CENTRAL INDEX KEY: 0001465880 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928465 BUSINESS ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: R/C Renewable Energy GP II, L.L.C. CENTRAL INDEX KEY: 0001587428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928466 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Renewables GP LLC CENTRAL INDEX KEY: 0001587509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928458 BUSINESS ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pattern Energy GP, LLC CENTRAL INDEX KEY: 0001587454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928464 BUSINESS ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 283-4000 MAIL ADDRESS: STREET 1: PIER 1, BAY 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. CENTRAL INDEX KEY: 0001587427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36087 FILM NUMBER: 17928462 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 993-0076 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 a4.xml 4 X0306 4 2017-06-21 1 0001561660 Pattern Energy Group Inc. PEGI 0001587428 R/C Renewable Energy GP II, L.L.C. 712 FIFTH AVENUE 36TH FLOOR NEW YORK NY 10019 0 0 1 0 0001465880 Pattern Energy Group Holdings LP PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 0 1 0 0001587454 Pattern Energy GP, LLC PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 0 1 0 0001587479 Pattern Energy Group LP PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 0 1 0 0001587509 Pattern Renewables GP LLC PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 0 1 0 0001587510 Pattern Renewables LP PIER 1, BAY 3 SAN FRANCISCO CA 94111 0 0 1 0 0001587427 Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. 712 FIFTH AVENUE 36TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587430 R/C Wind II LP 712 FIFTH AVENUE 36TH FLOOR NEW YORK NY 10019 0 0 1 0 0001587507 Pattern Energy Group Holdings GP LLC 712 FIFTH AVE. 36TH FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 2017-06-21 4 S 0 8700000 21.9082 D 8262546 I See Footnotes Held of record by Pattern Development Finance Company LLC and Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of each of Pattern Development Finance Company LLC and Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. R/C Renewable Energy GP II, LLC is managed by a five-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Michael B. Hoffman, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership. R/C/ Renewable Energy GP II, LLC By: /s/ Thomas Walker, Authorized Person 2017-06-23 Pattern Energy Group Holdings LP By: /s/ Daniel M. Elkhort, Vice President 2017-06-23 Pattern Energy GP LLC By: /s/ Daniel M. Elkhort, Vice President 2017-06-23 Pattern Energy Group LP By: /s/ Dyann S. Blaine, Vice President 2017-06-23 Pattern Renewables GP LLC By: /s/ Dyann S. Blaine, Vice President 2017-06-23 Pattern Renewables LP By: /s/ Dyann S. Blaine, Vice President 2017-06-23 Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person 2017-06-23 RC Wind II LP By: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., its general partner By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person 2017-06-23 Pattern Energy Group Holdings GP LLC By: RC Wind II LP, its managing member By: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., its general partner By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person 2017-06-23