0001104659-17-041342.txt : 20170623
0001104659-17-041342.hdr.sgml : 20170623
20170623172142
ACCESSION NUMBER: 0001104659-17-041342
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170621
FILED AS OF DATE: 20170623
DATE AS OF CHANGE: 20170623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Inc.
CENTRAL INDEX KEY: 0001561660
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1
STREET 2: BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group LP
CENTRAL INDEX KEY: 0001587479
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928459
BUSINESS ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings GP LLC
CENTRAL INDEX KEY: 0001587507
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928460
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVE.
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVE.
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Wind II LP
CENTRAL INDEX KEY: 0001587430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928461
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables LP
CENTRAL INDEX KEY: 0001587510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928463
BUSINESS ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy Group Holdings LP
CENTRAL INDEX KEY: 0001465880
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928465
BUSINESS ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: R/C Renewable Energy GP II, L.L.C.
CENTRAL INDEX KEY: 0001587428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928466
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Renewables GP LLC
CENTRAL INDEX KEY: 0001587509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928458
BUSINESS ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pattern Energy GP, LLC
CENTRAL INDEX KEY: 0001587454
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928464
BUSINESS ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 283-4000
MAIL ADDRESS:
STREET 1: PIER 1, BAY 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
CENTRAL INDEX KEY: 0001587427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36087
FILM NUMBER: 17928462
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 993-0076
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
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4
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2017-06-21
1
0001561660
Pattern Energy Group Inc.
PEGI
0001587428
R/C Renewable Energy GP II, L.L.C.
712 FIFTH AVENUE
36TH FLOOR
NEW YORK
NY
10019
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0
1
0
0001465880
Pattern Energy Group Holdings LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
0
1
0
0001587454
Pattern Energy GP, LLC
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
0
1
0
0001587479
Pattern Energy Group LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
0
1
0
0001587509
Pattern Renewables GP LLC
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
0
1
0
0001587510
Pattern Renewables LP
PIER 1, BAY 3
SAN FRANCISCO
CA
94111
0
0
1
0
0001587427
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
712 FIFTH AVENUE
36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587430
R/C Wind II LP
712 FIFTH AVENUE
36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001587507
Pattern Energy Group Holdings GP LLC
712 FIFTH AVE.
36TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
2017-06-21
4
S
0
8700000
21.9082
D
8262546
I
See Footnotes
Held of record by Pattern Development Finance Company LLC and Pattern Renewables LP. Pattern Renewables GP LLC is the general partner of Pattern Renewables LP. Pattern Energy Group LP is the sole member of each of Pattern Development Finance Company LLC and Pattern Renewables GP LLC. Pattern Energy GP LLC is the general partner of Pattern Energy Group LP. Pattern Energy Group Holdings LP is the managing member of Pattern Energy GP LLC. Pattern Energy Group Holdings GP LLC is the general partner of Pattern Energy Group Holdings LP. R/C Wind II LP is the managing member of Pattern Energy Group Holdings GP LLC. Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. is the general partner of R/C Wind II LP. R/C Renewable Energy GP II, LLC is the managing member of Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.
R/C Renewable Energy GP II, LLC is managed by a five-person investment committee. Pierre F. Lapeyre, Jr., David M. Leuschen, Michael B. Hoffman, Daniel A. D'Aniello and Edward J. Mathias, as the members of the investment committee of R/C Renewable Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by R/C Wind II LP. Such individuals expressly disclaim any such beneficial ownership.
R/C/ Renewable Energy GP II, LLC By: /s/ Thomas Walker, Authorized Person
2017-06-23
Pattern Energy Group Holdings LP By: /s/ Daniel M. Elkhort, Vice President
2017-06-23
Pattern Energy GP LLC By: /s/ Daniel M. Elkhort, Vice President
2017-06-23
Pattern Energy Group LP By: /s/ Dyann S. Blaine, Vice President
2017-06-23
Pattern Renewables GP LLC By: /s/ Dyann S. Blaine, Vice President
2017-06-23
Pattern Renewables LP By: /s/ Dyann S. Blaine, Vice President
2017-06-23
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C. By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person
2017-06-23
RC Wind II LP By: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., its general partner By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person
2017-06-23
Pattern Energy Group Holdings GP LLC By: RC Wind II LP, its managing member By: Riverstone/Carlyle Renewable Energy Grant GP, L.L.C., its general partner By: R/C/ Renewable Energy GP II, LLC, its sole member By: /s/ Thomas Walker, Authorized Person
2017-06-23