0000895345-24-000012.txt : 20240118 0000895345-24-000012.hdr.sgml : 20240118 20240118163111 ACCESSION NUMBER: 0000895345-24-000012 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 GROUP MEMBERS: AARON I. DAVIS GROUP MEMBERS: BOXER ASSER MANAGEMENT INC. GROUP MEMBERS: JOE LEWIS GROUP MEMBERS: MVA INVESTORS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nkarta, Inc. CENTRAL INDEX KEY: 0001787400 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 474515206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91570 FILM NUMBER: 24542225 BUSINESS ADDRESS: STREET 1: 1150 VETERANS BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: (925) 407-1049 MAIL ADDRESS: STREET 1: 1150 VETERANS BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Boxer Capital, LLC CENTRAL INDEX KEY: 0001465837 ORGANIZATION NAME: IRS NUMBER: 203828456 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 12860 EL CAMINO REAL STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 400-3112 MAIL ADDRESS: STREET 1: 12860 EL CAMINO REAL STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13G 1 ff2925252_sc13g-nkarta.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Nkarta, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
65487U108
(CUSIP Number)

January 8, 2024
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)
☒ Rule 13d-1(c)
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






 CUSIP No. 65487U108
13G


1
NAMES OF REPORTING PERSONS
 
 
 
Boxer Capital, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
4,407,350
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
4,407,350
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
4,407,350
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
9.0%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
OO
 
 
 
 






 CUSIP No. 65487U108
13G


1
NAMES OF REPORTING PERSONS
 
 
 
Boxer Asser Management Inc.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Bahamas
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
4,407,350
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 
4,407,350
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 
4,407,350
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
9.0%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
CO
 
 
 
 






 CUSIP No. 65487U108
13G


1
NAMES OF REPORTING PERSONS
 
 
 
Joe Lewis
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
United Kingdom
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
4,407,350
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
4,407,350
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
4,407,350
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
9.0%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
IN
 
 
 
 






 CUSIP No. 65487U108
13G


1
NAMES OF REPORTING PERSONS
 
 
 
MVA Investors, LLC
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
Delaware
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
84,900
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 84,900
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 84,900
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
0.2%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
CO
 
 
 
 







 CUSIP No. 65487U108
13G


1
NAMES OF REPORTING PERSONS
 
 
 
Aaron I. Davis
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
   
(a)
   
(b)☒
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 
United States of America
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
 
84,900
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 84,900
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 84,900
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 
0.2%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
IN
 
 
 
 






Item 1. (a)
Name of Issuer
   
  The name of the issuer is Nkarta, Inc. (the “Issuer”).

Item 1. (b)
Address of Issuer’s Principal Executive Offices
   
  The Issuer’s principal executive offices are located at 1150 Veterans Boulevard, South San Francisco, CA.

Item 2. (a)
Name of Person Filing
   
  This Schedule 13G is jointly filed by Boxer Capital, LLC (“Boxer Capital”), Boxer Asset Management Inc. (“Boxer Management”), Joe Lewis, MVA Investors, LLC (“MVA Investors”) and Aaron I. Davis (collectively, the “Reporting Persons”). Boxer Management is the managing member and majority owner of Boxer Capital. Joe Lewis is the sole indirect beneficial owner of and controls Boxer Management. MVA Investors is the independent, personal investment vehicle of certain employees of Boxer Capital. Aaron I. Davis is a member of and has voting and dispositive power over securities held by MVA Investors.

Item 2. (b)
Address of Principal Business Office or, if None, Residence
   
  The principal business address of Boxer Capital, MVA Investors and Aaron I. Davis is: 12860 El Camino Real, Suite 300, San Diego, CA 92130. The principal business address of Boxer Management and Joe Lewis is: Cay House, EP Taylor Drive N7776, Lyford Cay, New Providence, Bahamas.

Item 2. (c)
Citizenship
   
  Boxer Capital and MVA Investors are limited liability companies organized under the laws of Delaware. Boxer Management is a corporation organized under the laws of the Bahamas. Joe Lewis is a citizen of the United Kingdom. Aaron I. Davis is a citizen of the United States of America.

Item 2. (d)
Title of Class of Securities
   
  Common Stock, $0.0001 par value per share (“Common Stock”).


Item 2. (e)
CUSIP Number
   
  The CUSIP number for the Common Stock is 65487U108.

Item 3.
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
   
  Not Applicable.





Item 4.
Ownership

 
(a)
Amount beneficially owned:
     
 
Boxer Capital, Boxer Management and Joe Lewis beneficially own 4,407,350 shares of Common Stock. MVA Investors and Aaron I. Davis beneficially own 84,900 shares of Common Stock. The Reporting Persons beneficially own, in the aggregate, 4,492,250 shares of Common Stock.
     
 
(b)
Percent of class:
     
 
All percentages of beneficial ownership set forth herein are based on 49,072,342 shares of Common Stock reported to be outstanding on November 6, 2023 in the Quarterly Report on Form 10-Q filed by the Issuer with the Securities and Exchange Commission on November 9, 2023. The number of shares of Common Stock beneficially owned by the Reporting Persons in the aggregate represent 9.2% of the Issuer’s outstanding shares of Common Stock.
     
 
(c)
Number of shares as to which such person has:
     
   
(i)
Sole power to vote or to direct the vote:
       
     
None of the Reporting Persons has sole power to vote or to direct the vote of any shares of Common Stock.
       
   
(ii)
Shared power to vote or to direct the vote
       
     
Boxer Capital, Boxer Management and Joe Lewis have shared power to vote or to direct the vote of 4,407,350 shares of Common Stock. MVA Investors and Aaron I. Davis have shared power to vote or to direct the vote of 84,900 shares of Common Stock.
       
   
(iii)
Sole power to dispose or to direct the disposition of:
       
     
None of the Reporting Persons has sole power to dispose or to direct the disposition of any shares of Common Stock.
       
   
(iv)
Shared power to dispose or to direct the disposition of
 
     
Boxer Capital, Boxer Management and Joe Lewis have shared power to dispose or to direct the disposition of 4,407,350 shares of Common Stock. MVA Investors and Aaron I. Davis have shared power to dispose or to direct the disposition of 84,900 shares of Common Stock.

Item 5.
Ownership of Five Percent or Less of a Class
   
  Not Applicable.







Item 6.
Ownership of More than Five Percent on Behalf of Another Person
   
  Other than as may result from indirect interests of investors in Boxer Capital and MVA Investors, no persons other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends, or proceeds of sale of the securities disclosed herein.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
   
  Not Applicable.

Item 8.
Identification and Classification of Members of the Group
   
  Not Applicable.

Item 9.
Notice of Dissolution of Group
   
  Not Applicable.

Item 10.
Certification
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

Exhibits





SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  January 18, 2024
 

 
BOXER CAPITAL, LLC
 
 
 
 
 
By:
/s/ Aaron I. Davis
 
 
 
Name:  
Aaron I. Davis
 
 
 
Title:
Authorized Signatory
 
 
 
 
 
BOXER ASSET MANAGEMENT INC.
 
 
 
 
 
By:
/s/ Paul Higgs
 
 
 
Name:
Paul Higgs
 
 
 
Title:
Director
 
 
 
 
 
JOSEPH C. LEWIS
 
 
 
 
 
/s/ Joseph C. Lewis
 
  
Joseph C. Lewis, Individually
 
 
 
 
 
MVA INVESTORS, LLC
 
     
 
By:
/s/ Aaron I. Davis
 
   
Name:
Aaron I. Davis
 
   
Title:
Authorized Signatory
 
     
 
AARON I. DAVIS 
 
     
 
/s/ Aaron I. Davis
 
  
Aaron I. Davis, Individually
 




EX-1 2 ff2925252_sc13gex991-nkarta.htm
Exhibit 99.1

JOINT FILING AGREEMENT
PURSUANT TO RULE 13d-1(k)
 The undersigned acknowledge and agree that the foregoing statement on Schedule 13G in respect of the Common Stock of Nkarta, Inc. is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.  The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein or therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
EXECUTED January 18, 2024.
 
BOXER CAPITAL, LLC
 
 
 
 
 
By:
/s/ Aaron I. Davis
 
 
 
Name:  
Aaron I. Davis
 
 
 
Title:
Authorized Signatory
 
 
 
 
 
BOXER ASSET MANAGEMENT INC.
 
 
 
 
 
By:
/s/ Paul Higgs
 
 
 
Name:
Paul Higgs
 
 
 
Title:
Director
 
 
 
 
 
JOSEPH C. LEWIS
 
 
 
 
 
/s/ Joseph C. Lewis
 
  
Joseph C. Lewis, Individually
 
 
 
 
 
MVA INVESTORS, LLC
 
     
 
By:
/s/ Aaron I. Davis
 
   
Name:
Aaron I. Davis
 
   
Title:
Authorized Signatory
 
     
 
AARON I. DAVIS 
 
     
 
/s/ Aaron I. Davis
 
  
Aaron I. Davis, Individually