0001465740-24-000022.txt : 20240117
0001465740-24-000022.hdr.sgml : 20240117
20240117163757
ACCESSION NUMBER: 0001465740-24-000022
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240108
FILED AS OF DATE: 20240117
DATE AS OF CHANGE: 20240117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEEN MATTHEW
CENTRAL INDEX KEY: 0001917084
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 24538930
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 270312904
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612.453.4100
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4/A
1
wk-form4a_1705527463.xml
FORM 4/A
X0508
4/A
2024-01-08
2024-01-10
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001917084
KEEN MATTHEW
TWO HARBORS INVESTMENT CORP.
1601 UTICA AVENUE SOUTH, SUITE 900
ST. LOUIS PARK
MN
55416
0
1
0
0
Chief Technology Officer
1
Common stock, par value $0.01 per share
2024-01-08
4
A
0
7939
0
A
32401
D
Common stock, par value $0.01 per share
2024-01-08
4
A
0
2295
0
A
34696
D
Common stock, par value $0.01 per share
2024-01-09
4
S
0
1147
14.0506
D
33549
D
Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939.
Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
/s/ Matthew Keen
2024-01-17