0001465740-24-000018.txt : 20240110
0001465740-24-000018.hdr.sgml : 20240110
20240110173816
ACCESSION NUMBER: 0001465740-24-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240108
FILED AS OF DATE: 20240110
DATE AS OF CHANGE: 20240110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENBERG WILLIAM ROSS
CENTRAL INDEX KEY: 0001792521
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 24527448
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 270312904
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612.453.4100
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wk-form4_1704926283.xml
FORM 4
X0508
4
2024-01-08
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001792521
GREENBERG WILLIAM ROSS
TWO HARBORS INVESTMENT CORP.
1601 UTICA AVENUE SOUTH, SUITE 900
ST. LOUIS PARK
MN
55416
1
1
0
0
Chief Executive Officer
1
Common stock, par value $0.01 per share
2024-01-08
4
A
0
100564
0
A
270125
D
Common stock, par value $0.01 per share
2024-01-08
4
A
0
20665
0
A
290790
D
Common stock, par value $0.01 per share
2024-01-09
4
S
0
9878
14.0506
D
280912
D
Common stock, par value $0.01 per share
3025
I
By Spouse
Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Includes 3,025 shares held by the Reporting Person's spouse. While the Reporting Person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.
/s/ William Greenberg
2024-01-10