0001465740-23-000040.txt : 20230210 0001465740-23-000040.hdr.sgml : 20230210 20230210160855 ACCESSION NUMBER: 0001465740-23-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230208 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENBERG WILLIAM ROSS CENTRAL INDEX KEY: 0001792521 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 23611873 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 BUSINESS PHONE: 612.453.4100 MAIL ADDRESS: STREET 1: 1601 UTICA AVENUE SOUTH STREET 2: SUITE 900 CITY: ST. LOUIS PARK STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_167606332124345.xml FORM 4 X0306 4 2023-02-08 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001792521 GREENBERG WILLIAM ROSS TWO HARBORS INVESTMENT CORP. 1601 UTICA AVENUE SOUTH, SUITE 900 ST. LOUIS PARK MN 55416 1 1 0 0 President and CEO Common stock, par value $0.01 per share 2023-02-08 4 S 0 7408 16.992 D 178302 D Common stock, par value $0.01 per share 3025 I By Spouse The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.19, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 3,025 shares held by the reporting person's spouse. While the reporting person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein. /s/ William Greenberg 2023-02-10