0001465740-23-000040.txt : 20230210
0001465740-23-000040.hdr.sgml : 20230210
20230210160855
ACCESSION NUMBER: 0001465740-23-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230208
FILED AS OF DATE: 20230210
DATE AS OF CHANGE: 20230210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENBERG WILLIAM ROSS
CENTRAL INDEX KEY: 0001792521
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 23611873
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612.453.4100
MAIL ADDRESS:
STREET 1: 1601 UTICA AVENUE SOUTH
STREET 2: SUITE 900
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wf-form4_167606332124345.xml
FORM 4
X0306
4
2023-02-08
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001792521
GREENBERG WILLIAM ROSS
TWO HARBORS INVESTMENT CORP.
1601 UTICA AVENUE SOUTH, SUITE 900
ST. LOUIS PARK
MN
55416
1
1
0
0
President and CEO
Common stock, par value $0.01 per share
2023-02-08
4
S
0
7408
16.992
D
178302
D
Common stock, par value $0.01 per share
3025
I
By Spouse
The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.19, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 3,025 shares held by the reporting person's spouse. While the reporting person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein.
/s/ William Greenberg
2023-02-10