0001465740-18-000037.txt : 20180404
0001465740-18-000037.hdr.sgml : 20180404
20180404163013
ACCESSION NUMBER: 0001465740-18-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180404
DATE AS OF CHANGE: 20180404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIERING THOMAS
CENTRAL INDEX KEY: 0001474897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 18737583
MAIL ADDRESS:
STREET 1: TWO HARBORS INVESTMENT CORP.
STREET 2: 601 CARLSON PARKWAY, SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wf-form4_152287377654064.xml
FORM 4
X0306
4
2018-04-02
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001474897
SIERING THOMAS
TWO HARBORS INVESTMENT CORP.
601 CARLSON PARKWAY, SUITE 1400
MINNETONKA
MN
55305
1
1
0
0
CEO & President
Common stock, par value $0.01 per share
2018-04-02
4
J
0
172826
15.23
A
1071509
D
On April 2, 2018, 172,826 shares held by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As a result of the transfer, the reporting person now holds these shares directly.
This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares held in the GRAT were previously disclosed as beneficially owned by the reporting person.
/s/ Thomas Siering
2018-04-04