0001465740-17-000110.txt : 20171115 0001465740-17-000110.hdr.sgml : 20171115 20171115165106 ACCESSION NUMBER: 0001465740-17-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIERING THOMAS CENTRAL INDEX KEY: 0001474897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 171205719 MAIL ADDRESS: STREET 1: TWO HARBORS INVESTMENT CORP. STREET 2: 601 CARLSON PARKWAY, SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 4 1 wf-form4_151078265312086.xml FORM 4 X0306 4 2017-11-13 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001474897 SIERING THOMAS TWO HARBORS INVESTMENT CORP. 590 MADISON AVENUE, 36TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO & President Common stock, par value $0.01 per share 2017-11-13 4 P 0 3500 15.297 A 677430 D Common stock, par value $0.01 per share 172826 I By grantor retained annuity trust On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. /s/ Thomas Siering 2017-11-15