0001465740-17-000110.txt : 20171115
0001465740-17-000110.hdr.sgml : 20171115
20171115165106
ACCESSION NUMBER: 0001465740-17-000110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171113
FILED AS OF DATE: 20171115
DATE AS OF CHANGE: 20171115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIERING THOMAS
CENTRAL INDEX KEY: 0001474897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 171205719
MAIL ADDRESS:
STREET 1: TWO HARBORS INVESTMENT CORP.
STREET 2: 601 CARLSON PARKWAY, SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
4
1
wf-form4_151078265312086.xml
FORM 4
X0306
4
2017-11-13
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001474897
SIERING THOMAS
TWO HARBORS INVESTMENT CORP.
590 MADISON AVENUE, 36TH FLOOR
NEW YORK
NY
10022
1
1
0
0
CEO & President
Common stock, par value $0.01 per share
2017-11-13
4
P
0
3500
15.297
A
677430
D
Common stock, par value $0.01 per share
172826
I
By grantor retained annuity trust
On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.
/s/ Thomas Siering
2017-11-15