0001465740-17-000017.txt : 20170131 0001465740-17-000017.hdr.sgml : 20170131 20170131173813 ACCESSION NUMBER: 0001465740-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RISKEY MARY KATHRYN CENTRAL INDEX KEY: 0001661925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 17562267 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 wf-form4_148590228063308.xml FORM 4 X0306 4 2017-01-30 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001661925 RISKEY MARY KATHRYN TWO HARBORS INVESTMENT CORP. 590 MADISON AVENUE, 36TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Accounting Officer Common stock, par value $0.01 per share 2017-01-30 4 S 0 3190 8.605 D 56229 D The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 27, 2017 of a restricted stock award previously granted to the reporting person. /s/ Mary K. Riskey 2017-01-31