0001465740-16-000150.txt : 20160511
0001465740-16-000150.hdr.sgml : 20160511
20160511172132
ACCESSION NUMBER: 0001465740-16-000150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160510
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIERING THOMAS
CENTRAL INDEX KEY: 0001474897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 161640862
MAIL ADDRESS:
STREET 1: TWO HARBORS INVESTMENT CORP.
STREET 2: 601 CARLSON PARKWAY, SUITE 1400
CITY: MINNETONKA
STATE: MN
ZIP: 55305
4
1
wf-form4_146300167917545.xml
FORM 4
X0306
4
2016-05-10
0
0001465740
TWO HARBORS INVESTMENT CORP.
TWO
0001474897
SIERING THOMAS
TWO HARBORS INVESTMENT CORP.
590 MADISON AVENUE, 36TH FLOOR
NEW YORK
NY
10022
1
1
0
0
CEO & President
Common stock, par value $0.01 per share
2016-05-10
4
P
0
5000
8.3716
A
858553
D
Common stock, par value $0.01 per share
544362
I
By grantor retained annuity trust
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3699 to $8.3785, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
Does not include 544,362 shares reported on this Form 4 as indirectly owned by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I, for which the reporting person is the sole trustee and annuitant. These shares were previously reported by the reporting person as directly owned prior to their contribution to the Trust.
/s/ Thomas Siering
2016-05-11