0001465740-15-000039.txt : 20150518 0001465740-15-000039.hdr.sgml : 20150518 20150518172156 ACCESSION NUMBER: 0001465740-15-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150514 FILED AS OF DATE: 20150518 DATE AS OF CHANGE: 20150518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP. CENTRAL INDEX KEY: 0001465740 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270312904 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 612-629-2500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Two Harbors Investment Corp. DATE OF NAME CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIERING THOMAS CENTRAL INDEX KEY: 0001474897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34506 FILM NUMBER: 15874191 MAIL ADDRESS: STREET 1: TWO HARBORS INVESTMENT CORP. STREET 2: 601 CARLSON PARKWAY, SUITE 1400 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 wf-form4_143198410583231.xml FORM 4 X0306 4 2015-05-14 0 0001465740 TWO HARBORS INVESTMENT CORP. TWO 0001474897 SIERING THOMAS TWO HARBORS INVESTMENT CORP. 590 MADISON AVENUE, 36TH FLOOR NEW YORK NY 10022 1 1 0 0 CEO & President Common stock, par value $0.01 per share 2015-05-14 4 A 0 227920 10.53 A 1094274 D Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan ("Restated Plan"). As disclosed in the company's proxy statement dated March 26, 2015, this award was conditionally approved by the company's Board of Directors on January 27, 2015, subject to stockholder approval of the Restated Plan. The company's stockholders approved the Restated Plan on May 14, 2015. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Includes 6,521 shares acquired pursuant to the Two Harbors Investment Corp. Dividend Reinvestment and Share Purchase Plan. /s/ Thomas Siering 2015-05-18