0001437749-23-020456.txt : 20230721
0001437749-23-020456.hdr.sgml : 20230721
20230721164025
ACCESSION NUMBER: 0001437749-23-020456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230719
FILED AS OF DATE: 20230721
DATE AS OF CHANGE: 20230721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sarlls Robert J
CENTRAL INDEX KEY: 0001465553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 231102957
MAIL ADDRESS:
STREET 1: 1703 N. RANDALL ROAD
CITY: ELGIN
STATE: IL
ZIP: 60123-7820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
4
1
rdgdoc.xml
RSF420230719
X0508
4
2023-07-19
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001465553
Sarlls Robert J
265 TURNER DRIVE
DURANGO
CO
81303
1
1
Chief Executive Officer
0
Common Stock
2023-07-19
4
P
0
203
5.72
A
5700
D
Common Stock
2023-07-19
4
P
0
100
5.63
A
5800
D
Non-qualified stock option
6.3800
2032-05-09
Common Stock
27668
27668
D
Restricted Stock Units
Common Stock
55336
55336
D
Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.
Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.
Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.
Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.
/s/ Tracy D. Wojcik, Attorney In Fact
2023-07-21