UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 8.01 Other Events.
In August 2019, NaturalShrimp Incorporated (the “Company”) entered into an Equity Financing Agreement (the “Financing Agreement”) with an investor. The Company was not mandated to sell shares pursuant to the Financing Agreement. In October 2019, the Company filed a resale registration statement on Form S-1 to register the shares issuable pursuant to the Financing Agreement. The Company did not seek to have the registration statement declared effective by the Securities and Exchange Commission (the “SEC”) as the Company did not need to utilize the Financing Agreement.
The investor who signed the Financing Agreement has invested in the Company’s securities a number of times in the last three years.
As the Company never formally withdrew the resale registration statement filed in 2019 related to the Financing Agreement, the SEC, on September 14, 2022, declared the resale registration statement abandoned.
This action by the SEC has no effect on the Company’s trading status on the OTC Markets nor does it have any effect on the Company’s status as a fully reporting issuer with the SEC able to file other registration statements .
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| NATURALSHRIMP INCORPORATED | ||
| Date: September 15, 2022 | By: | /s/ William Delgado |
| Name: | William Delgado | |
| Title: | Chief Financial Officer | |