0001209191-20-025487.txt : 20200423
0001209191-20-025487.hdr.sgml : 20200423
20200423193906
ACCESSION NUMBER: 0001209191-20-025487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200421
FILED AS OF DATE: 20200423
DATE AS OF CHANGE: 20200423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flynn Christopher J.
CENTRAL INDEX KEY: 0001491655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00789
FILM NUMBER: 20812215
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THL Credit, Inc.
CENTRAL INDEX KEY: 0001464963
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: (800) 450-4424
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-21
0
0001464963
THL Credit, Inc.
TCRD
0001491655
Flynn Christopher J.
100 FEDERAL STREET
31ST FLOOR
BOSTON
MA
02110
1
1
0
0
CEO
Common Stock
2020-04-21
4
S
0
30600
2.97
D
141478
D
This represents the aggregate amount of shares sold on the indicated day. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
The dispositions were the result of a forced liquidation by a former 401k provider. All holdings in the account were liquidated.
This represents the weighted average price. The price range was $2.97 to $3.01.
The reported number includes a disposition of 1,960 shares of Common Stock as of September 15, 2017 pursuant to a settlement agreement.
Titles: President, First Eagle Alternative Credit, LLC, which is the investment adviser to the Issuer; Director and CEO, THL Credit, Inc. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interests therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Julianne Walsh, Attorney-in-Fact
2020-04-23