0001209191-20-025487.txt : 20200423 0001209191-20-025487.hdr.sgml : 20200423 20200423193906 ACCESSION NUMBER: 0001209191-20-025487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200421 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flynn Christopher J. CENTRAL INDEX KEY: 0001491655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 20812215 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THL Credit, Inc. CENTRAL INDEX KEY: 0001464963 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800) 450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-21 0 0001464963 THL Credit, Inc. TCRD 0001491655 Flynn Christopher J. 100 FEDERAL STREET 31ST FLOOR BOSTON MA 02110 1 1 0 0 CEO Common Stock 2020-04-21 4 S 0 30600 2.97 D 141478 D This represents the aggregate amount of shares sold on the indicated day. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. The dispositions were the result of a forced liquidation by a former 401k provider. All holdings in the account were liquidated. This represents the weighted average price. The price range was $2.97 to $3.01. The reported number includes a disposition of 1,960 shares of Common Stock as of September 15, 2017 pursuant to a settlement agreement. Titles: President, First Eagle Alternative Credit, LLC, which is the investment adviser to the Issuer; Director and CEO, THL Credit, Inc. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interests therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Julianne Walsh, Attorney-in-Fact 2020-04-23