0001209191-18-039014.txt : 20180621 0001209191-18-039014.hdr.sgml : 20180621 20180621175539 ACCESSION NUMBER: 0001209191-18-039014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180619 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olson Terrence W. CENTRAL INDEX KEY: 0001469182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 18912704 MAIL ADDRESS: STREET 1: C/O THL CREDIT, INC. STREET 2: 100 FEDERAL STREET, 31ST FL CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fellows James R CENTRAL INDEX KEY: 0001584695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 18912705 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flynn Christopher J. CENTRAL INDEX KEY: 0001491655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 18912706 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THL Credit, Inc. CENTRAL INDEX KEY: 0001464963 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800) 450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-19 0 0001464963 THL Credit, Inc. TCRD 0001469182 Olson Terrence W. 100 FEDERAL STREET 31ST FLOOR BOSTON MA 02110 0 1 0 0 COO & CFO 0001584695 Fellows James R 227 W MONROE ST., SUITE 3200 CHICAGO IL 60606 0 0 0 1 CIO of Advisor 0001491655 Flynn Christopher J. 100 FEDERAL STREET 31ST FLOOR BOSTON MA 02110 1 1 0 0 CEO Common Stock 2018-06-21 4 P 0 18000 7.965 A 1052818 I Indirect ownership through acquisitions by THL Credit Advisors LLC Common Stock 2018-06-20 4 P 0 18431 7.985 A 1034818 I Indirect ownership through acquisitions by THL Credit Advisors LLC Common Stock 2018-06-19 4 P 0 17766 7.9799 A 1016387 I Indirect ownership through acquisitions by THL Credit Advisors LLC Pursuant to instruction 4(b)(iv), the entire amount of the interest held by THL Credit Advisors LLC has been reported. The transactions reported herein were conducted under a Rule 10b5-1 Plan. For each transaction reported above, the reported amounts represent the entire amount of the interest held by THL Credit Advisors LLC in which each of the Reporting Persons have an interest. /s/Terrence W. Olson /s/Sabrina Rusnak-Carlson, as Attorney-in-Fact for Christopher J. Flynn and and James R. Fellows 2018-06-21