0000899243-20-011079.txt : 20200421
0000899243-20-011079.hdr.sgml : 20200421
20200421172617
ACCESSION NUMBER: 0000899243-20-011079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200417
FILED AS OF DATE: 20200421
DATE AS OF CHANGE: 20200421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flynn Christopher J.
CENTRAL INDEX KEY: 0001491655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00789
FILM NUMBER: 20806035
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THL Credit, Inc.
CENTRAL INDEX KEY: 0001464963
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: (800) 450-4424
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-17
0
0001464963
THL Credit, Inc.
TCRD
0001491655
Flynn Christopher J.
100 FEDERAL STREET, 31ST FLOOR
BOSTON
MA
02110
1
1
1
0
See Remarks
Common Stock
2020-04-17
4
A
0
120805
5.34
A
172078
D
This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder.
The reported number includes a disposition of 1,960 shares of Common Stock as of September 15, 2017 pursuant to a settlement agreement.
Titles: President, First Eagle Alternative Credit, LLC, which is the investment adviser to the Issuer; Director and CEO, THL Credit, Inc.
The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interests therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Christopher Flynn
2020-04-21