0000899243-20-011079.txt : 20200421 0000899243-20-011079.hdr.sgml : 20200421 20200421172617 ACCESSION NUMBER: 0000899243-20-011079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200417 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flynn Christopher J. CENTRAL INDEX KEY: 0001491655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 20806035 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THL Credit, Inc. CENTRAL INDEX KEY: 0001464963 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800) 450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-17 0 0001464963 THL Credit, Inc. TCRD 0001491655 Flynn Christopher J. 100 FEDERAL STREET, 31ST FLOOR BOSTON MA 02110 1 1 1 0 See Remarks Common Stock 2020-04-17 4 A 0 120805 5.34 A 172078 D This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder. The reported number includes a disposition of 1,960 shares of Common Stock as of September 15, 2017 pursuant to a settlement agreement. Titles: President, First Eagle Alternative Credit, LLC, which is the investment adviser to the Issuer; Director and CEO, THL Credit, Inc. The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interests therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Christopher Flynn 2020-04-21