0001209191-17-018513.txt : 20170306 0001209191-17-018513.hdr.sgml : 20170306 20170306194834 ACCESSION NUMBER: 0001209191-17-018513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-866-4337 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leib Daniel CENTRAL INDEX KEY: 0001464929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 17669341 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-02 0 0001669811 Donnelley Financial Solutions, Inc. DFIN 0001464929 Leib Daniel C/O DONNELLEY FINANCIAL SOLUTIONS 35 WEST WACKER DRIVE CHICAGO IL 60601 1 1 0 0 Chief Executive Officer Common Stock 2017-03-02 4 F 0 4129 22.35 D 213441 D Common Stock 2017-03-02 4 A 0 73800 A 287241 D Common Stock 2017-03-02 4 A 0 49200 A 336441 D Employee Stock Option (Right to Buy) 22.35 2017-03-02 4 A 0 70800 A 2027-03-01 Common Stock 70800 70800 D Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock awards ("RSAs") issued pursuant to a Rule 16b-3 plan. RSAs are subject to a three year free cash flow performance target with respect to 70% of the award and a three year net sales performance target with respect to 30% of the award, and if such performance targets are met, the RSAs will vest in full upon certification of performance. Stock granted pursuant to the RSAs could range from 50% if the threshold target is met to 150% if performance meets specified levels. The amount reported above reflects 150% and will be cut back based upon performance levels accordingly. Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2018. Includes 19,537 shares held directly, 162,155 shares of RSAs subject to performance vesting and 154,749 RSUs. The option vests in four equal annual installments beginning on March 2, 2018. Company granted option issued pursuant to Rule 16b-3 Plan. Jennifer Reiners, pursuant to power of attorney 2017-03-06