0001209191-17-018513.txt : 20170306
0001209191-17-018513.hdr.sgml : 20170306
20170306194834
ACCESSION NUMBER: 0001209191-17-018513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170302
FILED AS OF DATE: 20170306
DATE AS OF CHANGE: 20170306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc.
CENTRAL INDEX KEY: 0001669811
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 344829638
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 844-866-4337
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leib Daniel
CENTRAL INDEX KEY: 0001464929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37728
FILM NUMBER: 17669341
MAIL ADDRESS:
STREET 1: C/O RR DONNELLEY & SONS COMPANY
STREET 2: 111 SOUTH WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-02
0
0001669811
Donnelley Financial Solutions, Inc.
DFIN
0001464929
Leib Daniel
C/O DONNELLEY FINANCIAL SOLUTIONS
35 WEST WACKER DRIVE
CHICAGO
IL
60601
1
1
0
0
Chief Executive Officer
Common Stock
2017-03-02
4
F
0
4129
22.35
D
213441
D
Common Stock
2017-03-02
4
A
0
73800
A
287241
D
Common Stock
2017-03-02
4
A
0
49200
A
336441
D
Employee Stock Option (Right to Buy)
22.35
2017-03-02
4
A
0
70800
A
2027-03-01
Common Stock
70800
70800
D
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
Company granted restricted stock awards ("RSAs") issued pursuant to a Rule 16b-3 plan. RSAs are subject to a three year free cash flow performance target with respect to 70% of the award and a three year net sales performance target with respect to 30% of the award, and if such performance targets are met, the RSAs will vest in full upon certification of performance. Stock granted pursuant to the RSAs could range from 50% if the threshold target is met to 150% if performance meets specified levels. The amount reported above reflects 150% and will be cut back based upon performance levels accordingly.
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2018.
Includes 19,537 shares held directly, 162,155 shares of RSAs subject to performance vesting and 154,749 RSUs.
The option vests in four equal annual installments beginning on March 2, 2018.
Company granted option issued pursuant to Rule 16b-3 Plan.
Jennifer Reiners, pursuant to power of attorney
2017-03-06