0000899243-16-031881.txt : 20161018 0000899243-16-031881.hdr.sgml : 20161018 20161018193432 ACCESSION NUMBER: 0000899243-16-031881 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Donnelley Financial Solutions, Inc. CENTRAL INDEX KEY: 0001669811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 344829638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-866-4337 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leib Daniel CENTRAL INDEX KEY: 0001464929 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37728 FILM NUMBER: 161941660 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-10-01 2016-10-04 0 0001669811 Donnelley Financial Solutions, Inc. DFIN 0001464929 Leib Daniel C/O DONNELLEY FINANCIAL SOLUTIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 1 1 0 0 Chief Executive Officer Common Stock 2016-10-01 4 A 0 88355 0.00 A 199447 D Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016 Daniel N. Leib was awarded restricted stock with a value of $2,000,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 88,355 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Reflects ownership of 14,635 shares of DFS common stock obtained in connection with the spinoff of DFS by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of DFS common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016. Also reflects 96,457 restricted stock units held prior to the date of the Reported Transaction (after giving effect to the one for three reverse stock split that was effective on October 1, 2016 and the distribution by RRD of 80.75% of the common stock of LSC Communications, Inc. and DFS, which occurred on October 1, 2016.) /s/ Jennifer B. Reiners, Jennifer B. Reiners, Attorney-in-Fact for Daniel N. Leib 2016-10-18