Executive Vice President

0001580642-15-002183.txt : 20150514 0001580642-15-002183.hdr.sgml : 20150514 20150514102136 ACCESSION NUMBER: 0001580642-15-002183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Asset Management, Inc. CENTRAL INDEX KEY: 0001464811 IRS NUMBER: 911648671 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13634 FILM NUMBER: 15860962 BUSINESS ADDRESS: STREET 1: 1001 4TH AVE STREET 2: SUITE 3750 CITY: SEATTLE STATE: WA ZIP: 98154 BUSINESS PHONE: 212-417-3639 MAIL ADDRESS: STREET 1: 1001 4TH AVE STREET 2: SUITE 3750 CITY: SEATTLE STATE: WA ZIP: 98154 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001464811 XXXXXXXX 03-31-2015 03-31-2015 National Asset Management, Inc.

1001 4TH AVE SUITE 3750 SEATTLE WA 98154

13F HOLDINGS REPORT 028-13634 N David C. Levine Executive Vice President 561-869-5149 David C. Levine Boca Raton FL 05-13-2015 0 588 410254 false INFORMATION TABLE 2 aci_13f.xml 3M CO COM 88579Y101 453 2745 SH SOLE 0 0 0 2745 ABBOTT LABS COM 2824100 875 18885 SH SOLE 0 0 0 18885 ABBVIE INC COM 00287Y109 821 14031 SH SOLE 0 0 0 14031 ABERDEEN ASIA PACIFIC INCOM COM 3009107 126 23265 SH SOLE 0 0 0 23265 Accenture PLC Intl Dev Mkts G1151C101 762 8131 SH SOLE 0 0 0 8131 ACE Ltd Intl Dev Mkts H0023R105 644 5773 SH SOLE 0 0 0 5773 ACTAVIS PLC SHS G0083B108 1002 3367 SH SOLE 0 0 0 3367 ADVANCED MICRO DEVICES INC COM 7903107 69 25452 SH SOLE 0 0 0 25452 AFLAC INC COM 1055102 402 6271 SH SOLE 0 0 0 6271 AG MTG INVT TR INC COM 1228105 443 23516 SH SOLE 0 0 0 23516 AKAMAI TECHNOLOGIES INC COM 00971T101 224 3162 SH SOLE 0 0 0 3162 ALCOA INC COM 13817101 484 37413 SH SOLE 0 0 0 37413 Alcoa Inc 5.72% 02/23/2019 Interm. Bond 013817AP6 55 50000 SH SOLE 0 0 0 50000 Alcoa Inc Nt 5.4%04/15/2021-2021 Interm. Bond 013817AV3 54 50000 SH SOLE 0 0 0 50000 Alexion Pharmaceuticals Inc Lg Cap Gwth 15351109 457 2637 SH SOLE 0 0 0 2637 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1273 15286 SH SOLE 0 0 0 15286 ALLIANCE DATA SYSTEMS CORP COM 18581108 364 1229 SH SOLE 0 0 0 1229 ALLIANZGI CONV & INCOME FD I COM 18825109 473 56257 SH SOLE 0 0 0 56257 ALLSTATE CORP COM 20002101 485 6814 SH SOLE 0 0 0 6814 Ally Finl Inc High Yield 02006DCE9 50 50000 SH SOLE 0 0 0 50000 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 21060207 191 21456 SH SOLE 0 0 0 21456 ALPS ETF TR ALERIAN MLP 00162Q866 492 29700 SH SOLE 0 0 0 29700 Altera Corp Mid Cap Core 21441100 487 11348 SH SOLE 0 0 0 11348 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 290 13901 SH SOLE 0 0 0 13901 ALTRIA GROUP INC COM 02209S103 2712 54230 SH SOLE 0 0 0 54230 AMARIN CORP PLC SPONS ADR NEW 23111206 49 20950 SH SOLE 0 0 0 20950 AMAZON COM INC COM 23135106 1190 3196 SH SOLE 0 0 0 3196 AMERICAN APPAREL INC COM 23850100 9 12500 SH SOLE 0 0 0 12500 AMERICAN ELEC PWR INC COM 25537101 463 8221 SH SOLE 0 0 0 8221 American Express Centrn Cd 2%16 Cash 02587DFF0 26 24999 SH SOLE 0 0 0 24999 AMERICAN EXPRESS CO COM 25816109 551 7056 SH SOLE 0 0 0 7056 AMERICAN INTL GROUP INC COM NEW 26874784 460 8400 SH SOLE 0 0 0 8400 American Realty Capital New York City Reit Other 02918L100 204 8170 SH SOLE 0 0 0 8170 American Realty Capital Properties Inc Interm. 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COM PAR $0.001 21924B302 313 14645 SH SOLE 0 0 0 14645 CORNERSTONE TOTAL RTRN FD IN COM PAR $0.01 21924U300 237 10550 SH SOLE 0 0 0 10550 CORNING INC COM 219350105 346 15264 SH SOLE 0 0 0 15264 CREDICORP LTD COM G2519Y108 297 2113 SH SOLE 0 0 0 2113 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T613 27 15795 SH SOLE 0 0 0 15795 CREDIT SUISSE NASSAU BRH VS 3XLGCRUDE ETN 22542D589 29 13000 SH SOLE 0 0 0 13000 CRH PLC ADR 12626K203 215 8195 SH SOLE 801-24896 0 0 8195 CSX CORP COM 126408103 400 12083 SH SOLE 0 0 0 12083 Cullen/Frost Bankers Inc Mid Cap Val 229899109 607 8792 SH SOLE 0 0 0 8792 CUMMINS INC COM 231021106 344 2482 SH SOLE 0 0 0 2482 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 66 16389 SH SOLE 0 0 0 16389 CVS HEALTH CORP COM 126650100 1562 15137 SH SOLE 0 0 0 15137 Cwalt Inc 2005-64cb High Yield 12668AZL2 4 50000 SH SOLE 0 0 0 50000 CYS INVTS INC COM 12673A108 345 38672 SH SOLE 0 0 0 38672 DANAHER CORP DEL COM 235851102 405 4764 SH SOLE 0 0 0 4764 DELTA AIR LINES INC DEL 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41894 FACEBOOK INC CL A 30303M102 9679 117730 SH SOLE 0 0 0 117730 Federal Farm Cr Bks Short Bond 3133ECQZ0 50 50000 SH SOLE 0 0 0 50000 Federal Home Loan Banks Short Bond 3133836Z9 35 35000 SH SOLE 0 0 0 35000 FEDEX CORP COM 31428X106 275 1660 SH SOLE 0 0 0 1660 Fhlmc Remic Series 2527 Interm. Bond 31393FLU8 6 70000 SH SOLE 0 0 0 70000 FIDELITY MSCI HLTH CARE I 316092600 348 9870 SH SOLE 0 0 0 9870 FIDELITY MSCI INFO TECH I 316092808 306 9544 SH SOLE 0 0 0 9544 FIDELITY LTD TRM BD ETF 316188200 2939 58290 SH SOLE 0 0 0 58290 FIFTH STREET FINANCE CORP COM 31678A103 132 18022 SH SOLE 0 0 0 18022 FIREEYE INC COM 31816Q101 820 20892 SH SOLE 0 0 0 20892 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 336 12100 SH SOLE 0 0 0 12100 FIRST SOLAR INC COM 336433107 299 5009 SH SOLE 0 0 0 5009 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 640 14331 SH SOLE 0 0 0 14331 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 492 20819 SH SOLE 0 0 0 20819 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 631 9412 SH SOLE 0 0 0 9412 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 421 13510 SH SOLE 0 0 0 13510 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 388 16398 SH SOLE 0 0 0 16398 FIRST TR ISE WATER INDEX FD COM 33733B100 362 11467 SH SOLE 0 0 0 11467 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 975 17868 SH SOLE 0 0 0 17868 FIRST TR MULTI CP VAL ALPHA COM SHS 33733C108 307 6459 SH SOLE 0 0 0 6459 FIRST TR NASDAQ SMART PHONE COM SHS 33737K106 400 9955 SH SOLE 0 0 0 9955 FIRST TR US IPO INDEX FD SHS 336920103 758 14083 SH SOLE 0 0 0 14083 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1294 53685 SH SOLE 0 0 0 53685 First Trust Dorsey Wright Focus 5 ETF Mid Cap Gwth 33738R605 423 17599 SH SOLE 0 0 0 17599 FISERV INC COM 337738108 251 3166 SH SOLE 0 0 0 3166 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 223 10979 SH SOLE 0 0 0 10979 Fnma Pass-Thru Lng 30 Year Long Bond 31401CPL1 1 25000 SH SOLE 0 0 0 25000 Fnma Remic Trust 2002-82 Interm. Bond 31392FZ34 4 25000 SH SOLE 0 0 0 25000 FORD MTR CO DEL COM PAR $0.01 345370860 974 60313 SH SOLE 0 0 0 60313 FORTRESS INVESTMENT GROUP LL CL A 34958B106 114 14100 SH SOLE 0 0 0 14100 FREEPORT-MCMORAN INC CL B 35671D857 398 21018 SH SOLE 0 0 0 21018 FRONTIER COMMUNICATIONS CORP COM 35906A108 147 20918 SH SOLE 0 0 0 20918 FT Brookmont Equity Dividend 2 F CA Lg Cap Val 30285K223 191 20122 SH SOLE 0 0 0 20122 FT Brookmont Equity Dividend 2 F RE Lg Cap Val 30285K231 199 20955 SH SOLE 0 0 0 20955 FT Diversified High Income CE 11 F CA Balanced 30281L472 355 39263 SH SOLE 0 0 0 39263 FT Senior Loan & Lim Dur CE 38 F CA Bank Loan 30281P671 246 28501 SH SOLE 0 0 0 28501 FT Senior Loan & Lim Dur CE 41 CA Bank Loan 30282A657 97 10728 SH SOLE 0 0 0 10728 Ft Water Utility & Infras Sel 28 F Re Commodity 30281F830 147 13894 SH SOLE 0 0 0 13894 FX ENERGY INC COM 302695101 846 676648 SH SOLE 801-60453 0 0 676648 GABELLI UTIL TR COM 36240A101 79 11146 SH SOLE 0 0 0 11146 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 573 82470 SH SOLE 0 0 0 82470 GENERAL ELECTRIC CO COM 369604103 4419 178107 SH SOLE 0 0 0 178107 General Motors Co Lg Cap Val 37045V100 274 7312 SH SOLE 0 0 0 7312 GILEAD SCIENCES INC COM 375558103 1207 12302 SH SOLE 0 0 0 12302 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1449 31409 SH SOLE 801-24896 0 0 31409 GOGO INC COM 38046C109 208 10900 SH SOLE 0 0 0 10900 Goldman Sachs Bk Usa Ny Cd 1.7%17 Cash 38143AKQ7 51 50002 SH SOLE 0 0 0 50002 GOLDMAN SACHS GROUP INC COM 38141G104 360 1915 SH SOLE 0 0 0 1915 Goldman Sachs Group Inc Medium Term Nts Interm. 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TR TIPS BD ETF 464287176 1901 16733 SH SOLE 0 0 0 16733 ISHARES TR CORE S&P500 ETF 464287200 1316 6329 SH SOLE 0 0 0 6329 ISHARES TR CORE US AGGBD ET 464287226 545 4888 SH SOLE 0 0 0 4888 ISHARES TR MSCI EMG MKT ETF 464287234 365 9101 SH SOLE 0 0 0 9101 ISHARES TR IBOXX INV CP ETF 464287242 1116 9166 SH SOLE 0 0 0 9166 ISHARES TR GLOB TELECOM ETF 464287275 831 13550 SH SOLE 0 0 0 13550 ISHARES TR GLOBAL TECH ETF 464287291 417 4305 SH SOLE 0 0 0 4305 ISHARES TR S&P 500 GRWT ETF 464287309 439 3850 SH SOLE 0 0 0 3850 ISHARES TR GLOB HLTHCRE ETF 464287325 1258 11670 SH SOLE 0 0 0 11670 ISHARES TR S&P 500 VAL ETF 464287408 394 4260 SH SOLE 0 0 0 4260 ISHARES TR 20+ YR TR BD ETF 464287432 649 4964 SH SOLE 0 0 0 4964 ISHARES TR 1-3 YR TR BD ETF 464287457 310 3653 SH SOLE 0 0 0 3653 ISHARES TR MSCI EAFE ETF 464287465 765 11923 SH SOLE 0 0 0 11923 ISHARES TR RUS MDCP VAL ETF 464287473 1012 13448 SH SOLE 0 0 0 13448 ISHARES TR RUS MID-CAP ETF 464287499 329 1902 SH SOLE 0 0 0 1902 ISHARES TR CORE S&P MCP ETF 464287507 2188 14398 SH SOLE 0 0 0 14398 ISHARES TR N AMER TECH ETF 464287549 692 6710 SH SOLE 0 0 0 6710 ISHARES TR NASDQ BIOTEC ETF 464287556 1233 3592 SH SOLE 0 0 0 3592 ISHARES TR COHEN&STEER REIT 464287564 321 3170 SH SOLE 0 0 0 3170 ISHARES TR RUS 1000 VAL ETF 464287598 353 3427 SH SOLE 0 0 0 3427 ISHARES TR S&P MC 400GR ETF 464287606 531 3098 SH SOLE 0 0 0 3098 ISHARES TR RUS 1000 GRW ETF 464287614 277 2796 SH SOLE 0 0 0 2796 ISHARES TR RUSSELL 2000 ETF 464287655 2546 20473 SH SOLE 0 0 0 20473 ISHARES TR CORE US VAL ETF 464287663 317 2346 SH SOLE 0 0 0 2346 ISHARES TR S&P MC 400VL ETF 464287705 1005 7673 SH SOLE 0 0 0 7673 ISHARES TR U.S. TELECOM ETF 464287713 231 7644 SH SOLE 0 0 0 7644 ISHARES TR U.S. TECH ETF 464287721 203 1935 SH SOLE 0 0 0 1935 ISHARES TR U.S. ENERGY ETF 464287796 969 22233 SH SOLE 0 0 0 22233 ISHARES TR CORE S&P SCP ETF 464287804 1256 10642 SH SOLE 0 0 0 10642 ISHARES TR SP SMCP600GR ETF 464287887 2307 17724 SH SOLE 0 0 0 17724 ISHARES TR CORE HIGH DV ETF 46429B663 439 5852 SH SOLE 0 0 0 5852 ISHARES TR EAFE MIN VOL ETF 46429B689 304 4619 SH SOLE 0 0 0 4619 ISHARES TR USA MIN VOL ETF 46429B697 2738 66346 SH SOLE 0 0 0 66346 ISHARES TR CORE MSCI EAFE 46432F842 3502 59863 SH SOLE 0 0 0 59863 ISHARES TR CORE DIV GRWTH 46434V621 1560 59285 SH SOLE 0 0 0 59285 JARDEN CORP COM 471109108 341 6460 SH SOLE 0 0 0 6460 JOHNSON & JOHNSON COM 478160104 4916 48872 SH SOLE 0 0 0 48872 Jp Morgan Chase Bank Na Cd Cll Flt 29 Cash 48125TJ30 34 37000 SH SOLE 0 0 0 37000 Jp Morgan Chase Bank Na Cd Cll Flt 29 Cash 48125TXU4 23 25000 SH SOLE 0 0 0 25000 Jp Morgan Chase Bank Na Cd Cll Fx/Flt 29 Cash 48125TDV4 17 20000 SH SOLE 0 0 0 20000 Jp Morgan Chase Bank Na Cd Cll Lkd 30 Cash 48125T5Z4 15 15000 SH SOLE 0 0 0 15000 Jp Morgan Chase Bank Na Cd Cll Lkd 30 Cash 48125TV44 15 15000 SH SOLE 0 0 0 15000 Jp Morgan Chase Bank Na Cd Cll Stp 33 Cash 48124JQH4 28 30000 SH SOLE 0 0 0 30000 Jp Morgan Chase Bank Na Cd Flt 29 Cash 48125TB38 85 90000 SH SOLE 0 0 0 90000 Jp Morgan Chase Bank Na Cd Lkd Flt 29 Cash 48125TTV7 168 182000 SH SOLE 0 0 0 182000 JPMORGAN CHASE & CO COM 46625H100 2164 35728 SH SOLE 0 0 0 35728 KAYNE ANDERSON MLP INVT CO COM 486606106 314 8839 SH SOLE 0 0 0 8839 KBS REIT II NSA REITs 48243C109 59 10000 SH SOLE 0 0 0 10000 KELLOGG CO COM 487836108 240 3636 SH SOLE 0 0 0 3636 KIMBERLY CLARK CORP COM 494368103 387 3614 SH SOLE 0 0 0 3614 KINDER MORGAN INC DEL COM 49456B101 1554 36934 SH SOLE 0 0 0 36934 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 62 15085 SH SOLE 0 0 0 15085 KKR & CO L P DEL COM UNITS 48248M102 508 22260 SH SOLE 0 0 0 22260 KRAFT FOODS GROUP INC COM 50076Q106 658 7562 SH SOLE 0 0 0 7562 KROGER CO COM 501044101 414 5395 SH SOLE 0 0 0 5395 LILIS ENERGY INC COM 532403102 198 202150 SH SOLE 0 0 0 202150 LILLY ELI & CO COM 532457108 1318 18139 SH SOLE 0 0 0 18139 LINN ENERGY LLC UNIT LTD LIAB 536020100 288 26015 SH SOLE 0 0 0 26015 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 87 18575 SH SOLE 0 0 0 18575 LOCAL CORP COM 53954W104 18 40000 SH SOLE 0 0 0 40000 LOCKHEED MARTIN CORP COM 539830109 570 2808 SH SOLE 0 0 0 2808 LORILLARD INC COM 544147101 280 4286 SH SOLE 0 0 0 4286 LOWES COS INC COM 548661107 919 12345 SH SOLE 0 0 0 12345 MAD CATZ INTERACTIVE INC COM 556162105 52 140000 SH SOLE 0 0 0 140000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 855 11144 SH SOLE 0 0 0 11144 MAGNUM HUNTER RES CORP DEL COM 55973B102 73 27310 SH SOLE 0 0 0 27310 MANAGED HIGH YIELD PLUS FD I COM 561911108 57 29828 SH SOLE 0 0 0 29828 MANHATTAN ASSOCS INC COM 562750109 265 5241 SH SOLE 0 0 0 5241 MANNKIND CORP COM 56400P201 3355 645284 SH SOLE 0 0 0 645284 MARATHON OIL CORP COM 565849106 224 8588 SH SOLE 0 0 0 8588 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 384 6010 SH SOLE 0 0 0 6010 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 260 10933 SH SOLE 0 0 0 10933 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 262 3970 SH SOLE 0 0 0 3970 MASCO CORP COM 574599106 217 8124 SH SOLE 0 0 0 8124 MASTERCARD INC CL A 57636Q104 1280 14810 SH SOLE 0 0 0 14810 Mastr Asset Tr 2003-4 Interm. Bond 55265KVU0 7 25000 SH SOLE 0 0 0 25000 MCDONALDS CORP COM 580135101 972 9976 SH SOLE 0 0 0 9976 MCKESSON CORP COM 58155Q103 329 1456 SH SOLE 0 0 0 1456 MEDICAL PPTYS TRUST INC COM 58463J304 949 64367 SH SOLE 0 0 0 64367 Medtronic PLC Emerging Mkts G5960L103 716 9181 SH SOLE 0 0 0 9181 MERCK & CO INC NEW COM 58933Y105 2203 38319 SH SOLE 0 0 0 38319 MFS INTER INCOME TR SH BEN INT 55273C107 551 113110 SH SOLE 0 0 0 113110 Microchip Technology Inc Mid Cap Core 595017104 594 12154 SH SOLE 0 0 0 12154 MICRON TECHNOLOGY INC COM 595112103 649 23906 SH SOLE 0 0 0 23906 MICROSOFT CORP COM 594918104 3162 77764 SH SOLE 0 0 0 77764 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 139 25080 SH SOLE 0 0 0 25080 MILLER ENERGY RES INC COM 600527105 19 30000 SH SOLE 0 0 0 30000 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 301 20970 SH SOLE 801-24896 0 0 20970 MOLYCORP INC DEL COM 608753109 15 39917 SH SOLE 0 0 0 39917 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 88 1095000 SH SOLE Reporting Only 0 0 1095000 MONDELEZ INTL INC CL A 609207105 467 12938 SH SOLE 0 0 0 12938 Monogram Residential Trust Inc Other 60979P105 204 21907 SH SOLE 0 0 0 21907 MONSANTO CO NEW COM 61166W101 905 8042 SH SOLE 0 0 0 8042 Morgan Stanley Lg Cap Core 617446448 510 14282 SH SOLE 0 0 0 14282 Morgan Stanley 5.5% 01/26/2020 Interm. Bond 61747YCM5 40 35000 SH SOLE 0 0 0 35000 NATIONAL HOLDINGS CORP COM NEW 636375206 55 13906 SH SOLE 0 0 0 13906 NEURALSTEM INC COM 64127R302 117 61482 SH SOLE 0 0 0 61482 NEW YORK CMNTY BANCORP INC COM 649445103 413 24668 SH SOLE 0 0 0 24668 NEW YORK MTG TR INC COM PAR $.02 649604501 114 14709 SH SOLE 0 0 0 14709 NEW YORK REIT INC COM 64976L109 598 57009 SH SOLE 0 0 0 57009 NEXTERA ENERGY INC COM 65339F101 1739 16707 SH SOLE 0 0 0 16707 NIKE INC CL B 654106103 1583 15781 SH SOLE 0 0 0 15781 Norfolk Southern Corp Lg Cap Core 655844108 899 8732 SH SOLE 0 0 0 8732 Novartis AG Intl Dev Mkts 66987V109 571 5794 SH SOLE 0 0 0 5794 NQ MOBILE INC ADR REPSTG CL A 64118U108 359 96082 SH SOLE 0 0 0 96082 NUVEEN MUN HIGH INCOME OPP F COM 670682103 291 21000 SH SOLE 0 0 0 21000 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 533 38816 SH SOLE 0 0 0 38816 NXP SEMICONDUCTORS N V COM N6596X109 505 5029 SH SOLE 0 0 0 5029 OAKTREE CAP GROUP LLC UNIT CL A 674001201 256 4965 SH SOLE 0 0 0 4965 Occidental Petroleum Corp Lg Cap Val 674599105 577 7900 SH SOLE 0 0 0 7900 OCULUS INNOVATIVE SCIENCES I COM NEW 67575P207 68 80953 SH SOLE 0 0 0 80953 OHR PHARMACEUTICAL INC COM NEW 67778H200 29 11250 SH SOLE 0 0 0 11250 OMEROS CORP COM 682143102 388 17597 SH SOLE 0 0 0 17597 ORACLE CORP COM 68389X105 1031 23892 SH SOLE 0 0 0 23892 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 25 24068 SH SOLE 0 0 0 24068 PALO ALTO NETWORKS INC COM 697435105 217 1488 SH SOLE 0 0 0 1488 PARKER HANNIFIN CORP COM 701094104 535 4501 SH SOLE 0 0 0 4501 PEABODY ENERGY CORP COM 704549104 66 13500 SH SOLE 0 0 0 13500 PEDEVCO CORP COM NEW 70532Y204 212 259186 SH SOLE 0 0 0 259186 PENNEY J C INC COM 708160106 188 22330 SH SOLE 0 0 0 22330 Pentair PLC Emerging Mkts G7S00T104 510 8113 SH SOLE 0 0 0 8113 PEOPLES UNITED FINANCIAL INC COM 712704105 194 12775 SH SOLE 0 0 0 12775 PepsiCo Inc Lg Cap Core 713448108 905 9466 SH SOLE 0 0 0 9466 PerkinElmer Inc Mid Cap Core 714046109 1057 20668 SH SOLE 0 0 0 20668 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 100 16360 SH SOLE 801-24896 0 0 16360 PFIZER INC COM 717081103 3529 101451 SH SOLE 801-24896 0 0 101451 PHILIP MORRIS INTL INC COM 718172109 1777 23588 SH SOLE 0 0 0 23588 PHILLIPS 66 COM 718546104 1603 20390 SH SOLE 0 0 0 20390 PIMCO INCOME STRATEGY FUND I COM 72201J104 1322 131609 SH SOLE 0 0 0 131609 PIMCO STRATEGIC INCOME FD IN COM 72200X104 216 23231 SH SOLE 0 0 0 23231 PIONEER NAT RES CO COM 723787107 278 1700 SH SOLE 0 0 0 1700 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 484 9931 SH SOLE 0 0 0 9931 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 2242 59110 SH SOLE 0 0 0 59110 POWERSHARES ETF TR II S&P SMCP FIN P 73937B803 545 13080 SH SOLE 0 0 0 13080 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 239 6968 SH SOLE 0 0 0 6968 POWERSHARES ETF TR II S&P SMCP MAT P 73937B852 232 5650 SH SOLE 0 0 0 5650 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 1032 14972 SH SOLE 0 0 0 14972 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 398 5668 SH SOLE 0 0 0 5668 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 230 5291 SH SOLE 0 0 0 5291 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 601 12200 SH SOLE 0 0 0 12200 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 307 6495 SH SOLE 0 0 0 6495 POWERSHARES ETF TRUST BASIC MAT SECT 73935X427 503 9310 SH SOLE 0 0 0 9310 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 263 10548 SH SOLE 0 0 0 10548 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 742 9711 SH SOLE 0 0 0 9711 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 950 35492 SH SOLE 0 0 0 35492 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1193 49501 SH SOLE 0 0 0 49501 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 443 12335 SH SOLE 0 0 0 12335 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2136 20224 SH SOLE 0 0 0 20224 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1086 80500 SH SOLE 0 0 0 80500 Praxair Inc Lg Cap Core 74005P104 400 3315 SH SOLE 0 0 0 3315 PREFERRED APT CMNTYS INC COM 74039L103 215 19805 SH SOLE 0 0 0 19805 Priceline Group Inc Lg Cap Gwth 741503403 586 503 SH SOLE 0 0 0 503 PROCTER & GAMBLE CO COM 742718109 6215 75859 SH SOLE 0 0 0 75859 PROSHARES TR PSHS ULT S&P 500 74347R107 263 2036 SH SOLE 0 0 0 2036 PROSHARES TR PSHS ULTRA QQQ 74347R206 280 1964 SH SOLE 0 0 0 1964 PROSHARES TR PSHS LC COR PLUS 74347R248 385 3825 SH SOLE 0 0 0 3825 PROSHARES TR PSHS ULTRUSS2000 74347R842 222 2285 SH SOLE 0 0 0 2285 PROSHARES TR ULTRAPRO SHORT S 74348A442 248 6900 SH SOLE 0 0 0 6900 PROSHARES TR ULSH 20YRTRE NEW 74348A491 303 8447 SH SOLE 0 0 0 8447 PROSPECT CAPITAL CORPORATION COM 74348T102 1973 233408 SH SOLE 0 0 0 233408 PROVECTUS BIOPHARMACEUTICALS COM 74373P108 15 18000 SH SOLE 0 0 0 18000 PRUDENTIAL FINL INC COM 744320102 836 10420 SH SOLE 0 0 0 10420 PUBLIC SVC ENTERPRISE GROUP COM 744573106 340 8130 SH SOLE 0 0 0 8130 PUTNAM MANAGED MUN INCOM TR COM 746823103 307 41510 SH SOLE 0 0 0 41510 Qualcomm Inc Lg Cap Gwth 747525103 414 5976 SH SOLE 0 0 0 5976 RAYTHEON CO COM NEW 755111507 320 2925 SH SOLE 0 0 0 2925 RCS CAP CORP COM CL A 74937W102 341 31994 SH SOLE 0 0 0 31994 REALTY INCOME CORP COM 756109104 633 12266 SH SOLE 0 0 0 12266 Regeneron Pharmaceuticals Inc Lg Cap Gwth 75886F107 451 1000 SH SOLE 0 0 0 1000 RELIV INTL INC COM 75952R100 12 10562 SH SOLE 0 0 0 10562 RENN FD INC COM 759720105 14 12243 SH SOLE 0 0 0 12243 RETAIL PPTYS AMER INC CL A 76131V202 164 10215 SH SOLE 0 0 0 10215 REVENUESHARES ETF TR SMALL CAP FD 761396308 860 14620 SH SOLE 0 0 0 14620 REVOLUTION LIGHTING TECHNOLO COM 76155G107 358 322590 SH SOLE 0 0 0 322590 REYNOLDS AMERICAN INC COM 761713106 424 6153 SH SOLE 0 0 0 6153 RITE AID CORP COM 767754104 194 22365 SH SOLE 0 0 0 22365 ROBERT HALF INTL INC COM 770323103 259 4275 SH SOLE 0 0 0 4275 Ross Stores Inc Lg Cap Gwth 778296103 233 2210 SH SOLE 0 0 0 2210 ROYAL BK CDA MONTREAL QUE COM 780087102 233 3853 SH SOLE 0 0 0 3853 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 635 7845 SH SOLE 0 0 0 7845 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1184 8930 SH SOLE 0 0 0 8930 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 837 11276 SH SOLE 0 0 0 11276 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 1057 11925 SH SOLE 0 0 0 11925 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 1486 17350 SH SOLE 0 0 0 17350 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 798 12104 SH SOLE 0 0 0 12104 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 777 7200 SH SOLE 0 0 0 7200 Sallie Mae Bk Slt Lake City Ut Cd 1.05%16 Cash 795450RV9 20 20000 SH SOLE 0 0 0 20000 SANDRIDGE ENERGY INC COM 80007P307 34 19100 SH SOLE 0 0 0 19100 SANOFI SPONSORED ADR 80105N105 272 5503 SH SOLE 801-24896 0 0 5503 SARATOGA RES INC TEX COM 803521103 263 1312286 SH SOLE 0 0 0 1312286 SCHLUMBERGER LTD COM 806857108 507 6087 SH SOLE 0 0 0 6087 SCHWAB CHARLES CORP NEW COM 808513105 327 10742 SH SOLE 0 0 0 10742 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 320 6449 SH SOLE 0 0 0 6449 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 504 8745 SH SOLE 0 0 0 8745 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 204 3849 SH SOLE 0 0 0 3849 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3334 45990 SH SOLE 0 0 0 45990 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 411 8445 SH SOLE 0 0 0 8445 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 596 7907 SH SOLE 0 0 0 7907 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1901 24503 SH SOLE 0 0 0 24503 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2978 123537 SH SOLE 0 0 0 123537 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 550 9861 SH SOLE 0 0 0 9861 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1258 30366 SH SOLE 0 0 0 30366 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 639 14387 SH SOLE 0 0 0 14387 SEMPRA ENERGY COM 816851109 350 3209 SH SOLE 0 0 0 3209 SENIOR HSG PPTYS TR SH BEN INT 81721M109 297 13357 SH SOLE 0 0 0 13357 SHERWIN WILLIAMS CO COM 824348106 279 980 SH SOLE 0 0 0 980 Sierra Income Corporation Other 82632T100 255 25454 SH SOLE 0 0 0 25454 SILVERCORP METALS INC COM 82835P103 97 82246 SH SOLE 0 0 0 82246 SIMON PPTY GROUP INC NEW COM 828806109 526 2688 SH SOLE 0 0 0 2688 SIRIUS XM HLDGS INC COM 82968B103 109 28497 SH SOLE 0 0 0 28497 SKYWORKS SOLUTIONS INC COM 83088M102 422 4293 SH SOLE 0 0 0 4293 Slm Corp Mtn Book Entry High Yield 78442FAZ1 25 30000 SH SOLE 0 0 0 30000 Slm Corp Mtn Book Entry High Yield 78442FCZ9 113 115000 SH SOLE 0 0 0 115000 SMUCKER J M CO COM NEW 832696405 323 2793 SH SOLE 0 0 0 2793 SOLARCITY CORP COM 83416T100 506 9859 SH SOLE 0 0 0 9859 SOUTHERN CO COM 842587107 565 12752 SH SOLE 0 0 0 12752 SOUTHWEST AIRLS CO COM 844741108 283 6386 SH SOLE 0 0 0 6386 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 430 2421 SH SOLE 0 0 0 2421 SPDR GOLD TRUST GOLD SHS 78463V107 775 6820 SH SOLE 0 0 0 6820 SPDR S&P 500 ETF TR TR UNIT 78462F103 2845 13782 SH SOLE 0 0 0 13782 SPDR S&P Biotech ETF Sm Cap Gwth 78464A870 456 2021 SH SOLE 0 0 0 2021 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 610 2199 SH SOLE 0 0 0 2199 Spdr Ser Tr S&p 500 Buybck Lg Cap Core 78468R820 1186 23200 SH SOLE 0 0 0 23200 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 2598 13768 SH SOLE 0 0 0 13768 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1611 15041 SH SOLE 0 0 0 15041 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 240 2256 SH SOLE 0 0 0 2256 SPDR SERIES TRUST S&P TELECOM 78464A540 365 6250 SH SOLE 0 0 0 6250 SPDR SERIES TRUST S&P PHARMAC 78464A722 759 6145 SH SOLE 0 0 0 6145 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1354 17320 SH SOLE 0 0 0 17320 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 349 3211 SH SOLE 0 0 0 3211 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1255 9925 SH SOLE 0 0 0 9925 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 324 3720 SH SOLE 0 0 0 3720 Sprint Nextel Corp 6% 11/15/2022 High Yield 852061AS9 48 50000 SH SOLE 0 0 0 50000 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 81 10000 SH SOLE 0 0 0 10000 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1760 35713 SH SOLE 0 0 0 35713 STARBUCKS CORP COM 855244109 1282 13537 SH SOLE 0 0 0 13537 STATE STR CORP COM 857477103 216 2935 SH SOLE 801-24896 0 0 2935 Suntrust Bank .5552% 04/01/2015 Short Bond 86787GAF9 25 25000 SH SOLE 0 0 0 25000 SYNTHESIS ENERGY SYS INC COM 871628103 289 277500 SH SOLE 0 0 0 277500 T. Rowe Price Group Inc Lg Cap Gwth 74144T108 640 7902 SH SOLE 0 0 0 7902 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 511 12338 SH SOLE 0 0 0 12338 TEMPLETON GLOBAL INCOME FD COM 880198106 101 14089 SH SOLE 0 0 0 14089 TESLA MTRS INC COM 88160R101 467 2475 SH SOLE 0 0 0 2475 TEXAS INSTRS INC COM 882508104 277 4843 SH SOLE 0 0 0 4843 THERMO FISHER SCIENTIFIC INC COM 883556102 316 2347 SH SOLE 0 0 0 2347 TJX Companies Inc Lg Cap Gwth 872540109 412 5877 SH SOLE 0 0 0 5877 TOWERSTREAM CORP COM 892000100 75 34690 SH SOLE 0 0 0 34690 TRANSDIGM GROUP INC COM 893641100 381 1742 SH SOLE 0 0 0 1742 TWITTER INC COM 90184L102 928 18514 SH SOLE 0 0 0 18514 TWO HBRS INVT CORP COM 90187B101 270 25446 SH SOLE 0 0 0 25446 TYCO INTL PLC SHS G91442106 501 11634 SH SOLE 0 0 0 11634 UBS GROUP AG SHS H42097107 197 10495 SH SOLE 801-24896 0 0 10495 UNDER ARMOUR INC CL A 904311107 385 4772 SH SOLE 0 0 0 4772 UNI PIXEL INC COM NEW 904572203 205 29252 SH SOLE 0 0 0 29252 UNILEVER N V N Y SHS NEW 904784709 921 22075 SH SOLE 0 0 0 22075 UNILEVER PLC SPON ADR NEW 904767704 313 7523 SH SOLE 0 0 0 7523 UNION PAC CORP COM 907818108 1390 12838 SH SOLE 0 0 0 12838 United Parcel Service Inc (UPS) Lg Cap Core 911312106 336 3465 SH SOLE 0 0 0 3465 United States Treas Bds 6.125%11/15/2027 Long Bond 912810FB9 22 15016 SH SOLE 0 0 0 15016 United States Treas Sec 0%05/15/2029 Long Bond 912833XS4 16 23000 SH SOLE 0 0 0 23000 United States Treas Sec StrippedInt Pmt Tint 02/15/2021 Interm. Bond 912833LC2 9 10000 SH SOLE 0 0 0 10000 United States Treasury Dtd00363 2.125% 08/15/2021 Interm. Bond 912828RC6 10 10000 SH SOLE 0 0 0 10000 UNITED TECHNOLOGIES CORP COM 913017109 1701 14514 SH SOLE 0 0 0 14514 UNITEDHEALTH GROUP INC COM 91324P102 625 5285 SH SOLE 0 0 0 5285 VALEANT PHARMACEUTICALS INTL COM 91911K102 446 2248 SH SOLE 0 0 0 2248 ValueShares US Quantitative Value ETF Mid Cap Val 02072L102 379 13800 SH SOLE 0 0 0 13800 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 567 6573 SH SOLE 0 0 0 6573 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 775 9626 SH SOLE 0 0 0 9626 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 558 2949 SH SOLE 0 0 0 2949 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 545 5922 SH SOLE 0 0 0 5922 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 465 4306 SH SOLE 0 0 0 4306 VANGUARD INDEX FDS REIT ETF 922908553 1333 15809 SH SOLE 0 0 0 15809 VANGUARD INDEX FDS SML CP GRW ETF 922908595 516 3913 SH SOLE 0 0 0 3913 VANGUARD INDEX FDS SM CP VAL ETF 922908611 251 2291 SH SOLE 0 0 0 2291 VANGUARD INDEX FDS MID CAP ETF 922908629 533 4013 SH SOLE 0 0 0 4013 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 283 3069 SH SOLE 0 0 0 3069 VANGUARD INDEX FDS GROWTH ETF 922908736 967 9250 SH SOLE 0 0 0 9250 VANGUARD INDEX FDS SMALL CP ETF 922908751 827 6752 SH SOLE 0 0 0 6752 VANGUARD INDEX FDS TOTAL STK MKT 922908769 652 6079 SH SOLE 0 0 0 6079 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 621 15191 SH SOLE 0 0 0 15191 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 415 7660 SH SOLE 0 0 0 7660 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 654 8126 SH SOLE 0 0 0 8126 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 652 16376 SH SOLE 0 0 0 16376 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 652 9546 SH SOLE 0 0 0 9546 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 356 2802 SH SOLE 0 0 0 2802 VANGUARD WORLD FDS ENERGY ETF 92204A306 486 4449 SH SOLE 0 0 0 4449 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 454 9218 SH SOLE 0 0 0 9218 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 266 1965 SH SOLE 0 0 0 1965 VANGUARD WORLD FDS INF TECH ETF 92204A702 378 3550 SH SOLE 0 0 0 3550 VANGUARD WORLD FDS UTILITIES ETF 92204A876 306 3157 SH SOLE 0 0 0 3157 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1825 21102 SH SOLE 0 0 0 21102 VENTAS INC COM 92276F100 753 10308 SH SOLE 0 0 0 10308 VERIZON COMMUNICATIONS INC COM 92343V104 3763 77372 SH SOLE 0 0 0 77372 Viacom Inc Lg Cap Core 92553P201 213 3122 SH SOLE 0 0 0 3122 Vipshop Holdings Ltd Emerging Mkts 92763W103 221 7500 SH SOLE 0 0 0 7500 VIRNETX HLDG CORP COM 92823T108 242 39700 SH SOLE 0 0 0 39700 VISA INC COM CL A 92826C839 1119 17106 SH SOLE 0 0 0 17106 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 367 11216 SH SOLE 0 0 0 11216 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 2331 280171 SH SOLE 0 0 0 280171 W P CAREY INC COM 92936U109 259 3808 SH SOLE 0 0 0 3808 WAFERGEN BIO-SYSTEMS INC COM PAR$ 93041P308 238 52500 SH SOLE 0 0 0 52500 WALGREENS BOOTS ALLIANCE INC COM 931427108 723 8533 SH SOLE 0 0 0 8533 WAL-MART STORES INC COM 931142103 557 6774 SH SOLE 0 0 0 6774 WALTER ENERGY INC COM 93317Q105 52 83920 SH SOLE 0 0 0 83920 WALTER INVT MGMT CORP NOTE 4.500%11/0 93317WAA0 174 225000 SH SOLE Reporting Only 0 0 225000 WASTE MGMT INC DEL COM 94106L109 287 5301 SH SOLE 0 0 0 5301 WEATHERFORD INTL PLC ORD SHS G48833100 292 23712 SH SOLE 0 0 0 23712 WELLS FARGO & CO NEW COM 949746101 1547 28429 SH SOLE 0 0 0 28429 Wheeler Real Estate Investment Trust Inc Sm Cap Val 963025101 24 10595 SH SOLE 0 0 0 10595 WHITEWAVE FOODS CO COM 966244105 489 11038 SH SOLE 0 0 0 11038 WHITING PETE CORP NEW COM 966387102 326 10569 SH SOLE 0 0 0 10569 WHOLE FOODS MKT INC COM 966837106 611 11726 SH SOLE 0 0 0 11726 WILLIAMS COS INC DEL COM 969457100 865 17102 SH SOLE 0 0 0 17102 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 440 8932 SH SOLE 0 0 0 8932 WISDOMTREE TR EQTY INC FD 97717W208 837 13795 SH SOLE 0 0 0 13795 WISDOMTREE TR MIDCAP DIVI FD 97717W505 345 4016 SH SOLE 0 0 0 4016 WISDOMTREE TR MDCP EARN FUND 97717W570 323 3341 SH SOLE 0 0 0 3341 WYNDHAM WORLDWIDE CORP COM 98310W108 275 3036 SH SOLE 0 0 0 3036 XCEL ENERGY INC COM 98389B100 405 11629 SH SOLE 0 0 0 11629 XILINX INC COM 983919101 470 11097 SH SOLE 0 0 0 11097 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 143 22500 SH SOLE 0 0 0 22500 YAHOO INC COM 984332106 289 6485 SH SOLE 0 0 0 6485 YAMANA GOLD INC COM 98462Y100 39 10902 SH SOLE 0 0 0 10902 YELP INC CL A 985817105 583 12326 SH SOLE 0 0 0 12326 ZULILY INC CL A 989774104 130 10000 SH SOLE 0 0 0 10000 ZYNGA INC CL A 98986T108 42 14800 SH SOLE 0 0 0 14800