0001615774-17-004677.txt : 20170822 0001615774-17-004677.hdr.sgml : 20170822 20170822180057 ACCESSION NUMBER: 0001615774-17-004677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170818 FILED AS OF DATE: 20170822 DATE AS OF CHANGE: 20170822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Todaro Richard L CENTRAL INDEX KEY: 0001615082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 171045911 MAIL ADDRESS: STREET 1: C/O GREAT AMERICAN GROUP, INC. STREET 2: 21255 BURBANK BLVD., SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21255 BURBANK BLVD. STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 s107290_form4.xml 4 X0306 4 2017-08-18 0 0001464790 B. Riley Financial, Inc. RILY 0001615082 Todaro Richard L C/O B. RILEY FINANCIAL, INC. 21255 BURBANK BLVD., SUITE 400 WOODLAND HILLS CA 91367 1 0 0 0 Common Stock 2017-08-18 4 A 0 2606 0 A 22775 D Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 1, 2018, or the Company's next Annual Shareholder Meeting. /s/ Richard L. Todaro 2017-08-22