0001615774-17-004677.txt : 20170822
0001615774-17-004677.hdr.sgml : 20170822
20170822180057
ACCESSION NUMBER: 0001615774-17-004677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170818
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Todaro Richard L
CENTRAL INDEX KEY: 0001615082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 171045911
MAIL ADDRESS:
STREET 1: C/O GREAT AMERICAN GROUP, INC.
STREET 2: 21255 BURBANK BLVD., SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
s107290_form4.xml
4
X0306
4
2017-08-18
0
0001464790
B. Riley Financial, Inc.
RILY
0001615082
Todaro Richard L
C/O B. RILEY FINANCIAL, INC.
21255 BURBANK BLVD., SUITE 400
WOODLAND HILLS
CA
91367
1
0
0
0
Common Stock
2017-08-18
4
A
0
2606
0
A
22775
D
Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 1, 2018, or the Company's next Annual Shareholder Meeting.
/s/ Richard L. Todaro
2017-08-22