0001615774-17-002768.txt : 20170526
0001615774-17-002768.hdr.sgml : 20170526
20170526171620
ACCESSION NUMBER: 0001615774-17-002768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170524
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21255 BURBANK BLVD.
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forman Alan N
CENTRAL INDEX KEY: 0001490907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 17874918
MAIL ADDRESS:
STREET 1: 21255 BURBANK BOULEVARD
STREET 2: SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
4
1
s106378_form4.xml
OWNERSHIP DOCUMENT - ALAN N. FORMAN
X0306
4
2017-05-24
0
0001464790
B. Riley Financial, Inc.
RILY
0001490907
Forman Alan N
C/O B. RILEY FINANCIAL, INC.,
21255 BURBANK BLVD. SUITE 400
WOODLAND HILLS
CA
91367
0
1
0
0
EVP, General Counsel, Sec
Common Stock
2017-05-24
4
F
0
2278
14.10
D
28001
D
Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2016.
/s/ Alan N. Forman
2017-05-26