0001615774-16-006015.txt : 20160621 0001615774-16-006015.hdr.sgml : 20160621 20160621160949 ACCESSION NUMBER: 0001615774-16-006015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160617 FILED AS OF DATE: 20160621 DATE AS OF CHANGE: 20160621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Todaro Richard L CENTRAL INDEX KEY: 0001615082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 161724478 MAIL ADDRESS: STREET 1: C/O GREAT AMERICAN GROUP, INC. STREET 2: 21860 BURBANK BLVD., SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 4 1 s103529_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-17 0 0001464790 B. Riley Financial, Inc. RILY 0001615082 Todaro Richard L C/O B. RILEY FINANCIAL, INC., 21860 BURBANK BLVD., SUITE 300 SOUTH WOODLAND HILLS, CA 91367 1 0 0 0 Common Stock 2016-06-17 4 A 0 2632 0 A 20169 D Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 24, 2017 or the next Annual Meeting of Stockholders. /s/ Todaro Richard L 2016-06-20