0001615774-16-006015.txt : 20160621
0001615774-16-006015.hdr.sgml : 20160621
20160621160949
ACCESSION NUMBER: 0001615774-16-006015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160617
FILED AS OF DATE: 20160621
DATE AS OF CHANGE: 20160621
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Todaro Richard L
CENTRAL INDEX KEY: 0001615082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 161724478
MAIL ADDRESS:
STREET 1: C/O GREAT AMERICAN GROUP, INC.
STREET 2: 21860 BURBANK BLVD., SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
4
1
s103529_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-17
0
0001464790
B. Riley Financial, Inc.
RILY
0001615082
Todaro Richard L
C/O B. RILEY FINANCIAL, INC.,
21860 BURBANK BLVD., SUITE 300 SOUTH
WOODLAND HILLS,
CA
91367
1
0
0
0
Common Stock
2016-06-17
4
A
0
2632
0
A
20169
D
Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of May 24, 2017 or the next Annual Meeting of Stockholders.
/s/ Todaro Richard L
2016-06-20