0001615774-15-000963.txt : 20150512
0001615774-15-000963.hdr.sgml : 20150512
20150512162045
ACCESSION NUMBER: 0001615774-15-000963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150509
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21860 BURBANK BLVD.
STREET 2: SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Todaro Richard L
CENTRAL INDEX KEY: 0001615082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54010
FILM NUMBER: 15854715
MAIL ADDRESS:
STREET 1: C/O GREAT AMERICAN GROUP, INC.
STREET 2: 21860 BURBANK BLVD., SUITE 300 SOUTH
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
4
1
s101082_form4.xml
4
X0306
4
2015-05-09
0
0001464790
B. Riley Financial, Inc.
RILY
0001615082
Todaro Richard L
C/O B. RILEY FINANCIAL, INC.
21860 BURBANK BLVD., SUITE 300 SOUTH
WOODLAND HILLS
CA
91367
1
0
0
0
Common Stock
2015-05-09
4
A
0
2381
0
A
5486
D
Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
/s/ Richard L. Todaro
2015-05-12