0001615774-15-000963.txt : 20150512 0001615774-15-000963.hdr.sgml : 20150512 20150512162045 ACCESSION NUMBER: 0001615774-15-000963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150509 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Todaro Richard L CENTRAL INDEX KEY: 0001615082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54010 FILM NUMBER: 15854715 MAIL ADDRESS: STREET 1: C/O GREAT AMERICAN GROUP, INC. STREET 2: 21860 BURBANK BLVD., SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 4 1 s101082_form4.xml 4 X0306 4 2015-05-09 0 0001464790 B. Riley Financial, Inc. RILY 0001615082 Todaro Richard L C/O B. RILEY FINANCIAL, INC. 21860 BURBANK BLVD., SUITE 300 SOUTH WOODLAND HILLS CA 91367 1 0 0 0 Common Stock 2015-05-09 4 A 0 2381 0 A 5486 D Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017. /s/ Richard L. Todaro 2015-05-12