0001213900-24-098589.txt : 20241114 0001213900-24-098589.hdr.sgml : 20241114 20241114172902 ACCESSION NUMBER: 0001213900-24-098589 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241114 EFFECTIVENESS DATE: 20241114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17148 FILM NUMBER: 241464551 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001464790 XXXXXXXX 09-30-2024 09-30-2024 false B. Riley Financial, Inc.

11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025

13F HOLDINGS REPORT 028-17148 N Bryant R. Riley 310-966-1444 /s/ Bryant R. Riley Los Angeles CA 11-14-2024 0 15 149796441 INFORMATION TABLE 2 infotable.xml ROYALTY MGMT HLDG CORP CLASS A COM 02369M102 19360 20000 SH DFND 20000 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 55990905 27446522 SH DFND 27446522 0 0 CADIZ INC COM NEW 127537207 567877 187418 SH DFND 187418 0 0 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 155171 32260 SH DFND 32260 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 66538395 4032325 SH DFND 4032325 0 0 8X8 INC NEW COM 282914100 1997152 978996 SH DFND 978996 0 0 EOS ENERGY ENTERPRISES INC *W EXP 11/17/202 29415C119 53508 274400 SH DFND 274400 0 0 GAMESQUARE HLDGS INC COM 36468G103 900151 1233083 SH DFND 1233083 0 0 THE LION ELECTRIC COMPANY *W EXP 12/16/202 536221120 98070 1399006 SH DFND 1399006 0 0 THE REAL GOOD FOOD COMPANY I COM CL A 75601G109 376192 940479 SH DFND 940479 0 0 SYNCHRONOSS TECHNOLOGIES INC COM NEW 87157B400 11512893 753222 SH DFND 753222 0 0 TRANSACT TECHNOLOGIES INC COM 892918103 4544795 935143 SH DFND 935143 0 0 URGENTLY INC COM 916931108 226931 333771 SH DFND 333771 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 320896 267413 SH DFND 267413 0 0 LILIUM N V CLASS A ORD SHS N52586109 6494145 8388201 SH DFND 8388201 0 0