The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ROYALTY MGMT HLDG CORP | CLASS A COM | 02369M102 | 15,400 | 20,000 | SH | DFND | 20,000 | 0 | 0 | |||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 39,797,457 | 27,446,522 | SH | DFND | 27,446,522 | 0 | 0 | |||
CADIZ INC | COM NEW | 127537207 | 256,526 | 83,018 | SH | DFND | 83,018 | 0 | 0 | |||
CANNA GLOBAL ACQUISITION CORP | CLASS A COM | 13767K101 | 104,300 | 10,000 | SH | DFND | 10,000 | 0 | 0 | |||
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 53,567,471 | 4,101,644 | SH | DFND | 4,101,644 | 0 | 0 | |||
EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 52,136 | 274,400 | SH | DFND | 274,400 | 0 | 0 | |||
GAMESQUARE HLDGS INC | COM | 36468G103 | 1,732,434 | 1,443,695 | SH | DFND | 1,443,695 | 0 | 0 | |||
INSEEGO CORP | NOTE 3.250% 5/0 | 45782BAD6 | 105,435 | 225,000 | SH | DFND | 225,000 | 0 | 0 | |||
THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 536221120 | 223,841 | 1,399,006 | SH | DFND | 1,399,006 | 0 | 0 | |||
MARCHEX INC | CL B | 56624R108 | 304,275 | 197,581 | SH | DFND | 197,581 | 0 | 0 | |||
THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 | 470,427 | 940,479 | SH | DFND | 940,479 | 0 | 0 | |||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B400 | 13,148,823 | 1,413,852 | SH | DFND | 1,413,852 | 0 | 0 | |||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 3,525,489 | 935,143 | SH | DFND | 935,143 | 0 | 0 | |||
URGENTLY INC | COM | 916931108 | 717,185 | 416,968 | SH | DFND | 416,968 | 0 | 0 | |||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 377,052 | 267,413 | SH | DFND | 267,413 | 0 | 0 | |||
LILIUM N V | CLASS A ORD SHS | N52586109 | 8,741,393 | 11,027,776 | SH | DFND | 11,027,776 | 0 | 0 |