The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 44,652,769 | 3,609,763 | SH | DFND | 3,609,763 | 0 | 0 | |||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 40,071,922 | 27,446,522 | SH | DFND | 27,446,522 | 0 | 0 | |||
| CADIZ INC | COM NEW | 127537207 | 3,032,660 | 1,083,093 | SH | DFND | 1,083,093 | 0 | 0 | |||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 30,440,708 | 4,141,616 | SH | DFND | 4,141,616 | 0 | 0 | |||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 54,880 | 274,400 | SH | DFND | 274,400 | 0 | 0 | |||
| FAZE HOLDINGS INC | COMMON STOCK | 31423J102 | 1,985,067 | 11,028,151 | SH | DFND | 11,028,151 | 0 | 0 | |||
| FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 671 | 156,001 | SH | DFND | 156,001 | 0 | 0 | |||
| IPERIONX LTD | SPONSORED ADS | 44916E100 | 3,028,742 | 327,078 | SH | DFND | 327,078 | 0 | 0 | |||
| INSEEGO CORP | NOTE 3.250% 5/0 | 45782BAD6 | 93,200 | 233,000 | SH | DFND | 233,000 | 0 | 0 | |||
| THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 536221120 | 463,770 | 1,399,006 | SH | DFND | 1,399,006 | 0 | 0 | |||
| MARCHEX INC | CL B | 56624R108 | 2,778,196 | 2,042,791 | SH | DFND | 2,042,791 | 0 | 0 | |||
| NEXTNAV INC | *W EXP 10/28/202 | 65345N114 | 476,445 | 661,730 | SH | DFND | 661,730 | 0 | 0 | |||
| PERPETUA RESOURCES CORP | COM | 714266103 | 4,722,992 | 1,489,903 | SH | DFND | 1,489,903 | 0 | 0 | |||
| QUANTUM CORP | COM NEW | 747906501 | 697,061 | 1,995,303 | SH | DFND | 1,995,303 | 0 | 0 | |||
| THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 | 1,585,628 | 1,043,176 | SH | DFND | 1,043,176 | 0 | 0 | |||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B400 | 8,780,021 | 1,413,852 | SH | DFND | 1,413,852 | 0 | 0 | |||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 7,766,178 | 1,112,633 | SH | DFND | 1,112,633 | 0 | 0 | |||
| URGENTLY INC | COM | 916931108 | 1,321,789 | 416,968 | SH | DFND | 416,968 | 0 | 0 | |||
| ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 2,320,045 | 651,698 | SH | DFND | 651,698 | 0 | 0 | |||
| LILIUM N V | CLASS A ORD SHS | N52586109 | 2,658,660 | 2,253,102 | SH | DFND | 2,253,102 | 0 | 0 | |||