The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADARA ACQUISITION CORP | COM CL A | 00653H102 | 371 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | |
| AETHERIUM ACQUISITION CORP | CLASS A COM | 00809J101 | 691 | 69,700 | SH | DFND | 1 | 69,700 | 0 | 0 | |
| ALLEGIANCE BANCSHARES INC | COM | 01748H107 | 223 | 5,913 | SH | DFND | 1 | 5,913 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 53,529 | 5,967,565 | SH | DFND | 1 | 5,967,565 | 0 | 0 | |
| APPLIED BLOCKCHAIN INC | COM NEW | 038169207 | 64 | 61,426 | SH | DFND | 1 | 61,426 | 0 | 0 | |
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 30,902 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | ||
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 10,433 | 1,159,261 | SH | DFND | 1 | 1,159,261 | 0 | 0 | |
| B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 5,252 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,892 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 82,699 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 69,533 | 11,531,099 | SH | DFND | 1 | 11,531,099 | 0 | 0 | |
| BROAD CAPITAL ACQUISITION CO | COM | 11125B102 | 396 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| CADIZ INC | COM NEW | 127537207 | 932 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| CHARAH SOLUTIONS INC | COM | 15957P105 | 10,804 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | |
| CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 38 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| COGNITION THERAPEUTICS INC | COM | 19243B102 | 65 | 30,904 | SH | DFND | 1 | 30,904 | 0 | 0 | |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 14 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
| CORE SCIENTIFIC INC | COMMON STOCK | 21873J108 | 984 | 660,462 | SH | DFND | 1 | 660,462 | 0 | 0 | |
| DPCM CAP INC | COM CL A | 23344P101 | 669 | 67,483 | SH | DFND | 1 | 67,483 | 0 | 0 | |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 36,723 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | ||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 511 | 52,917 | SH | DFND | 1 | 52,917 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 6,497 | 5,369,778 | SH | DFND | 5,369,778 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 120 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| EXELA TECHNOLOGIES INC | COM NEW | 30162V409 | 4,118 | 36,000,000 | SH | DFND | 1 | 36,000,000 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 5,100 | 145,412 | SH | DFND | 145,412 | 0 | 0 | ||
| FRANCHISE GROUP INC | COM | 35180X105 | 12,435 | 354,588 | SH | DFND | 1 | 354,588 | 0 | 0 | |
| FUBOTV INC | NOTE 3.250% 2/1 | 35953DAB0 | 31 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| GAP INC | COM | 364760108 | 1,865 | 226,380 | SH | DFND | 226,380 | 0 | 0 | ||
| GARRETT MOTION INC | PFD CONV SER A | 366505204 | 369 | 44,895 | SH | DFND | 1 | 44,895 | 0 | 0 | |
| GREENIDGE GENERATION HLDGS I | CLASS A COM | 39531G100 | 40 | 15,800 | SH | DFND | 15,800 | 0 | 0 | ||
| HEALTHCARE SERVICES ACQU COR | *W EXP 99/99/999 | 42227K112 | 13 | 132,050 | SH | DFND | 1 | 132,050 | 0 | 0 | |
| IMEDIA BRANDS INC | COM CL A | 452465206 | 111 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| IN8BIO INC | COM | 45674E109 | 582 | 257,513 | SH | DFND | 1 | 257,513 | 0 | 0 | |
| INSPIRED ENTMT INC | COM | 45782N108 | 2,447 | 284,161 | SH | DFND | 284,161 | 0 | 0 | ||
| INSPIRED ENTMT INC | COM | 45782N108 | 7,427 | 862,651 | SH | DFND | 1 | 862,651 | 0 | 0 | |
| INSPIRED ENTMT INC | COM | 45782N108 | 215 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 4,708 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 1,870 | 1,081,029 | SH | DFND | 1 | 1,081,029 | 0 | 0 | |
| INNOVATE CORP | COM | 45784J105 | 40 | 22,904 | SH | DFND | 22,904 | 0 | 0 | ||
| JOURNEY MED CORP | COM | 48115J109 | 3,234 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
| KNIGHTSCOPE INC | CLASS A COM | 49907V102 | 75 | 24,851 | SH | DFND | 24,851 | 0 | 0 | ||
| LAZYDAYS HLDGS INC | COM | 52110H100 | 8,232 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
| LAZYDAYS HLDGS INC | COM | 52110H100 | 9,417 | 799,425 | SH | DFND | 1 | 799,425 | 0 | 0 | |
| LAZYDAYS HLDGS INC | COM | 52110H100 | 2,826 | 239,909 | SH | DFND | 239,909 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | NOTE 2.000% 7/1 | 53069QAB5 | 135 | 156,000 | SH | DFND | 1 | 156,000 | 0 | 0 | |
| LIFEMD INC | COM | 53216B104 | 2,348 | 1,150,759 | SH | DFND | 1 | 1,150,759 | 0 | 0 | |
| LIVEVOX HOLDING INC | COM CL A | 53838L100 | 30 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
| MARCHEX INC | CL B | 56624R108 | 2,031 | 1,538,289 | SH | DFND | 1,538,289 | 0 | 0 | ||
| MARCHEX INC | CL B | 56624R108 | 1,953 | 1,479,207 | SH | DFND | 1 | 1,479,207 | 0 | 0 | |
| MINIM INC | COM | 60365W102 | 630 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
| MURPHY OIL CORP | COM | 626717102 | 777 | 25,727 | SH | DFND | 1 | 25,727 | 0 | 0 | |
| NEXTNAV INC | COMMON STOCK | 65345N106 | 7,128 | 3,140,071 | SH | DFND | 1 | 3,140,071 | 0 | 0 | |
| NEXTNAV INC | COMMON STOCK | 65345N106 | 454 | 199,912 | SH | DFND | 199,912 | 0 | 0 | ||
| NEXTNAV INC | *W EXP 10/28/202 | 65345N114 | 17 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| PERPETUA RESOURCES CORP | COM | 714266103 | 2,430 | 734,122 | SH | DFND | 734,122 | 0 | 0 | ||
| PERPETUA RESOURCES CORP | COM | 714266103 | 6,098 | 1,842,389 | SH | DFND | 1 | 1,842,389 | 0 | 0 | |
| PROPERTY SOLUTIONS ACQUISITI | UNIT 03/01/2026 | 74350A207 | 904 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 5,330 | 3,753,578 | SH | DFND | 3,753,578 | 0 | 0 | ||
| QUANTUM CORP | COM NEW | 747906501 | 3,078 | 2,167,881 | SH | DFND | 1 | 2,167,881 | 0 | 0 | |
| REDWIRE CORPORATION | COM | 75776W103 | 277 | 91,189 | SH | DFND | 91,189 | 0 | 0 | ||
| SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 2,027 | 753,485 | SH | DFND | 1 | 753,485 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 13,893 | 12,080,499 | SH | DFND | 1 | 12,080,499 | 0 | 0 | |
| TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 15 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
| TILE SHOP HLDGS INC | COM | 88677Q109 | 4,068 | 1,325,040 | SH | DFND | 1,325,040 | 0 | 0 | ||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 3,910 | 982,407 | SH | DFND | 1 | 982,407 | 0 | 0 | |
| UNISYS CORP | COM NEW | 909214306 | 2,763 | 229,652 | SH | DFND | 1 | 229,652 | 0 | 0 | |
| VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 | 2,189 | 78,270 | SH | DFND | 78,270 | 0 | 0 | ||
| YOTTA ACQUISITION CORPORATIO | COMMON STOCK | 98741Y103 | 652 | 66,368 | SH | DFND | 1 | 66,368 | 0 | 0 | |
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 | 5 | 66,368 | SH | DFND | 1 | 66,368 | 0 | 0 | |
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 | 5 | 66,368 | SH | DFND | 1 | 66,368 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 53 | 661,600 | SH | DFND | 1 | 661,600 | 0 | 0 | |
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/03/202 | G0231L123 | 4 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | |
| AUSTERLITZ ACQUISITION CORP | COM CL A | G0633U101 | 644 | 66,053 | SH | DFND | 1 | 66,053 | 0 | 0 | |
| COVA ACQUISITION CORP | *W EXP 02/05/202 | G2554Y120 | 2 | 20,450 | SH | DFND | 1 | 20,450 | 0 | 0 | |
| CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 | 5 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
| EAST STONE ACQUISITION CORP | SHS | G2911D108 | 107 | 10,400 | SH | DFND | 1 | 10,400 | 0 | 0 | |
| CRYPTO 1 ACQUISTION CORP | *W EXP 04/30/202 | G3168A110 | 6 | 46,236 | SH | DFND | 1 | 46,236 | 0 | 0 | |
| HPX CORP | SHS CL A | G32219100 | 100 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 | 6 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 | 6 | 159,017 | SH | DFND | 1 | 159,017 | 0 | 0 | |
| KISMET ACQUISITION THREE COR | CL A SHARES | G5276C110 | 1,005 | 102,834 | SH | DFND | 1 | 102,834 | 0 | 0 | |
| KISMET ACQUISITION TWO CORP | CL A SHS | G52807107 | 361 | 36,944 | SH | DFND | 1 | 36,944 | 0 | 0 | |
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 | 26 | 160,070 | SH | DFND | 1 | 160,070 | 0 | 0 | |
| VY GLOBAL GROWTH | COM CL A | G9444H100 | 126 | 12,780 | SH | DFND | 1 | 12,780 | 0 | 0 | |