The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 69,689 | 5,638,247 | SH | DFND | 1 | 5,638,247 | 0 | 0 | |
APPHARVEST INC | COM | 03783T103 | 617 | 114,874 | SH | DFND | 114,874 | 0 | 0 | ||
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 37,185 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | ||
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 12,555 | 1,159,261 | SH | DFND | 1 | 1,159,261 | 0 | 0 | |
B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 5,372 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,994 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 111,911 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 92,462 | 11,331,099 | SH | DFND | 1 | 11,331,099 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 1,645 | 794,723 | SH | DFND | 1 | 794,723 | 0 | 0 | |
CHARAH SOLUTIONS INC | COM | 15957P105 | 14,416 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | |
COGNITION THERAPEUTICS INC | COM | 19243B102 | 85 | 30,904 | SH | DFND | 1 | 30,904 | 0 | 0 | |
COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 38 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
COMPOSECURE INC | COM CL A | 20459V105 | 1,489 | 196,176 | SH | DFND | 1 | 196,176 | 0 | 0 | |
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 45,086 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | ||
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 627 | 52,917 | SH | DFND | 1 | 52,917 | 0 | 0 | |
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 22,446 | 5,369,778 | SH | DFND | 5,369,778 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 361 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
EXELA TECHNOLOGIES INC | COM NEW | 30162V409 | 14,741 | 35,419,029 | SH | DFND | 1 | 35,419,029 | 0 | 0 | |
FRANCHISE GROUP INC | COM | 35180X105 | 6,380 | 154,000 | SH | DFND | 1 | 154,000 | 0 | 0 | |
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 378 | 45,701 | SH | DFND | 1 | 45,701 | 0 | 0 | |
IMEDIA BRANDS INC | COM CL A | 452465206 | 554 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
IN8BIO INC | COM | 45674E109 | 858 | 257,513 | SH | DFND | 1 | 257,513 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 3,495 | 284,161 | SH | DFND | 284,161 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 10,042 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 2,102 | 569,558 | SH | DFND | 1 | 569,558 | 0 | 0 | |
JOURNEY MED CORP | COM | 48115J109 | 4,176 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
LAZYDAYS HLDGS INC | COM | 52110H100 | 14,102 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
LAZYDAYS HLDGS INC | COM | 52110H100 | 7,577 | 375,485 | SH | DFND | 1 | 375,485 | 0 | 0 | |
LIFEMD INC | COM | 53216B104 | 4,239 | 1,200,759 | SH | DFND | 1 | 1,200,759 | 0 | 0 | |
MARCHEX INC | CL B | 56624R108 | 3,523 | 1,538,289 | SH | DFND | 1,538,289 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 3,387 | 1,479,207 | SH | DFND | 1 | 1,479,207 | 0 | 0 | |
MINIM INC | COM | 60365W102 | 1,127 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
NEXTNAV INC | COMMON STOCK | 65345N106 | 4,555 | 608,125 | SH | DFND | 1 | 608,125 | 0 | 0 | |
NEXTNAV INC | *W EXP 10/28/202 | 65345N114 | 76 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
180 DEGREE CAP CORP | COM NEW | 68235B208 | 279 | 40,755 | SH | DFND | 1 | 40,755 | 0 | 0 | |
PERPETUA RESOURCES CORP | COM | 714266103 | 3,010 | 734,122 | SH | DFND | 734,122 | 0 | 0 | ||
PERPETUA RESOURCES CORP | COM | 714266103 | 7,975 | 1,945,000 | SH | DFND | 1 | 1,945,000 | 0 | 0 | |
PROSHARES TR | ULTRAPRO SHT QQQ | 74347G432 | 18,182 | 540,000 | SH | DFND | 1 | 540,000 | 0 | 0 | |
PROPERTY SOLUTIONS ACQUISITI | UNIT 03/01/2026 | 74350A207 | 907 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
QUANTUM CORP | COM NEW | 747906501 | 1,419 | 625,000 | SH | DFND | 1 | 625,000 | 0 | 0 | |
QUANTUM CORP | COM NEW | 747906501 | 8,742 | 3,851,082 | SH | DFND | 3,851,082 | 0 | 0 | ||
QUANTUM CORP | COM NEW | 747906501 | 545 | 240,073 | SH | DFND | 1 | 240,073 | 0 | 0 | |
REDWOODS ACQUISITION CORP | UNIT 03/15/2027 | 758083208 | 495 | 49,350 | SH | DFND | 1 | 49,350 | 0 | 0 | |
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 3,369 | 1,108,333 | SH | DFND | 1 | 1,108,333 | 0 | 0 | |
SIGNAL HILL ACQUISITION CORP | UNIT 02/10/2027 | 82664R204 | 1,256 | 125,702 | SH | DFND | 1 | 125,702 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 20,192 | 11,671,579 | SH | DFND | 1 | 11,671,579 | 0 | 0 | |
TILE SHOP HLDGS INC | COM | 88677Q109 | 8,870 | 1,354,163 | SH | DFND | 1,354,163 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 132 | 661,700 | SH | DFND | 1 | 661,700 | 0 | 0 | |
ALSP ORCHID ACQUISITION CORP | *W EXP 11/03/202 | G0231L123 | 9 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | |
CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 | 11 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
CRYPTO 1 ACQUISTION CORP | *W EXP 04/30/202 | G3168A110 | 13 | 49,894 | SH | DFND | 1 | 49,894 | 0 | 0 | |
HPX CORP | SHS CL A | G32219100 | 99 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 | 17 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 | 12 | 70,181 | SH | DFND | 1 | 70,181 | 0 | 0 | |
MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 | 28 | 67,823 | SH | DFND | 1 | 67,823 | 0 | 0 | |
VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 | 52 | 149,670 | SH | DFND | 1 | 149,670 | 0 | 0 |