The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 74,478 | 5,087,263 | SH | DFND | 1 | 5,087,263 | 0 | 0 | |
| APOLLO COML REAL ESTATE FIN | NOTE 4.750% 8/2 | 03762UAB1 | 43 | 43,000 | SH | DFND | 1 | 43,000 | 0 | 0 | |
| B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 5,517 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,934 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 123,705 | 13,714,574 | SH | DFND | 13,714,574 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 102,207 | 11,331,099 | SH | DFND | 1 | 11,331,099 | 0 | 0 | |
| COGNITION THERAPEUTICS INC | COM | 19243B102 | 195 | 30,904 | SH | DFND | 1 | 30,904 | 0 | 0 | |
| COLOMBIER ACQUISITION CORP | CL A | 19533H108 | 387 | 40,106 | SH | DFND | 1 | 40,106 | 0 | 0 | |
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 72 | 136,281 | SH | DFND | 1 | 136,281 | 0 | 0 | |
| COMPOSECURE INC | COM CL A | 20459V105 | 2,697 | 328,477 | SH | DFND | 1 | 328,477 | 0 | 0 | |
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 1,374 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E232 | 35,015 | 1,294,920 | SH | DFND | 1 | 1,294,920 | 0 | 0 | |
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 57,441 | 3,705,877 | SH | DFND | 3,705,877 | 0 | 0 | ||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 1,211 | 78,159 | SH | DFND | 1 | 78,159 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 40,381 | 5,369,778 | SH | DFND | 5,369,778 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 926 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| EXELA TECHNOLOGIES INC | COM NEW | 30162V409 | 5,159 | 5,879,941 | SH | DFND | 1 | 5,879,941 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 39,526 | 757,775 | SH | DFND | 1 | 757,775 | 0 | 0 | |
| GARRETT MOTION INC | PFD CONV SER A | 366505204 | 376 | 44,895 | SH | DFND | 1 | 44,895 | 0 | 0 | |
| IMEDIA BRANDS INC | COM CL A | 452465206 | 551 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
| IN8BIO INC | COM | 45674E109 | 1,130 | 257,378 | SH | DFND | 1 | 257,378 | 0 | 0 | |
| INSPIRED ENTMT INC | COM | 45782N108 | 7,358 | 567,772 | SH | DFND | 567,772 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 10,069 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 9 | 2,517 | SH | DFND | 1 | 2,517 | 0 | 0 | |
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 36 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 160,164 | 720,000 | SH | DFND | 1 | 720,000 | 0 | 0 | |
| JOURNEY MED CORP | COM | 48115J109 | 4,652 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
| KVH INDS INC | COM | 482738101 | 401 | 43,631 | SH | DFND | 1 | 43,631 | 0 | 0 | |
| LANDSEA HOMES CORP | COM | 51509P103 | 164 | 22,409 | SH | DFND | 1 | 22,409 | 0 | 0 | |
| LAZYDAYS HLDGS INC | COM | 52110H100 | 15,052 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
| LIFEMD INC | COM | 53216B104 | 4,416 | 1,141,101 | SH | DFND | 1 | 1,141,101 | 0 | 0 | |
| MARCHEX INC | CL B | 56624R108 | 7,226 | 2,913,793 | SH | DFND | 2,913,793 | 0 | 0 | ||
| MARCHEX INC | CL B | 56624R108 | 144 | 58,118 | SH | DFND | 1 | 58,118 | 0 | 0 | |
| META MATERIALS INC | COM | 59134N104 | 2,050 | 833,333 | SH | DFND | 1 | 833,333 | 0 | 0 | |
| MINIM INC | COM | 60365W102 | 1,957 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
| NEXTNAV INC | COMMON STOCK | 65345N106 | 88 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| 180 DEGREE CAP CORP | COM NEW | 68235B208 | 300 | 40,855 | SH | DFND | 1 | 40,855 | 0 | 0 | |
| PERPETUA RESOURCES CORP | COM | 714266103 | 15,547 | 2,734,122 | SH | DFND | 1 | 2,734,122 | 0 | 0 | |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G861 | 29,700 | 5,000,000 | SH | DFND | 1 | 5,000,000 | 0 | 0 | |
| PROOF ACQUISITION CORP I | UNIT 99/99/9999 | 74349W203 | 106 | 10,623 | SH | DFND | 1 | 10,623 | 0 | 0 | |
| PROPERTY SOLUTIONS ACQUISITI | UNIT 03/01/2026 | 74350A207 | 916 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 21,638 | 3,919,866 | SH | DFND | 3,919,866 | 0 | 0 | ||
| QUANTUM CORP | COM NEW | 747906501 | 5,520 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| STRONGHOLD DIGITAL MINING IN | CLASS A COM | 86337R103 | 430 | 33,457 | SH | DFND | 1 | 33,457 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 28,154 | 11,538,462 | SH | DFND | 1 | 11,538,462 | 0 | 0 | |
| TILE SHOP HLDGS INC | COM | 88677Q109 | 15,536 | 2,179,018 | SH | DFND | 2,179,018 | 0 | 0 | ||
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 2,371 | 244,907 | PRN | DFND | 1 | 244,907 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 325 | 661,700 | SH | DFND | 1 | 661,700 | 0 | 0 | |
| HPX CORP | SHS CL A | G32219100 | 99 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 | 35 | 70,181 | SH | DFND | 1 | 70,181 | 0 | 0 | |
| MOTIVE CAPITAL CORP II | UNIT 99/99/9999 | G6293R122 | 1,994 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| ST ENERGY TRANSITION I LTD | UNIT 99/99/9999 | G8465L123 | 1,067 | 106,600 | SH | DFND | 1 | 106,600 | 0 | 0 | |
| OTONOMO TECHNOLOGIES LTD | *W EXP 08/13/202 | M7571L111 | 9 | 27,401 | SH | DFND | 1 | 27,401 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 52,971 | 2,312,133 | SH | DFND | 1 | 2,312,133 | 0 | 0 | |