0001213900-20-037812.txt : 20201117 0001213900-20-037812.hdr.sgml : 20201117 20201117182750 ACCESSION NUMBER: 0001213900-20-037812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. RILEY PRINCIPAL INVESTMENTS, LLC CENTRAL INDEX KEY: 0001776226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39291 FILM NUMBER: 201322366 BUSINESS ADDRESS: STREET 1: 21255 BURBANK BLVD, SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21255 BURBANK BLVD, SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. Riley Principal Sponsor Co. II, LLC CENTRAL INDEX KEY: 0001811637 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39291 FILM NUMBER: 201322367 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: (212) 457-3300 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39291 FILM NUMBER: 201322368 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER NAME: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eos Energy Enterprises, Inc. CENTRAL INDEX KEY: 0001805077 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3920 PARK AVENUE CITY: EDISON STATE: NJ ZIP: 08820 BUSINESS PHONE: (732) 225-8400 MAIL ADDRESS: STREET 1: 3920 PARK AVENUE CITY: EDISON STATE: NJ ZIP: 08820 FORMER COMPANY: FORMER CONFORMED NAME: B. Riley Principal Merger Corp. II DATE OF NAME CHANGE: 20200227 4 1 ownership.xml X0306 4 2020-11-16 0 0001805077 Eos Energy Enterprises, Inc. EOSE 0001464790 B. Riley Financial, Inc. 299 PARK AVENUE, 21ST FLOOR NEW YORK NY 10171 0 0 1 0 0001811637 B. Riley Principal Sponsor Co. II, LLC 299 PARK AVENUE, 21ST FLOOR NEW YORK NY 10171 0 0 1 0 0001776226 B. RILEY PRINCIPAL INVESTMENTS, LLC 299 PARK AVENUE, 21ST FLOOR NEW YORK NY 10171 0 0 1 0 Common Stock 2020-11-16 4 J 0 3221250 0 A 3221250 I By B. Riley Principal Sponsor Co. II, LLC Class B Common Stock 2020-11-16 4 J 0 1073750 D Class A Common Stock 1073750 3221250 I By B. Riley Principal Sponsor Co. II, LLC Class B Common Stock 2020-11-16 4 J 0 3221250 D Class A Common Stock 3221250 0 I By B. Riley Principal Sponsor Co. II, LLC In connection with the closing of the business combination between Eos Energy Enterprises, Inc. (formerly known as B. Riley Principal Merger Corp. II or "BMRG") and Eos Energy Storage LLC (the "Business Combination"), among other things, each share of BMRG's Class B common stock converted into shares of BMRG's Class A common stock on a one-for-one basis and subsequently, each share of BMRG's Class A common stock was reclassified as a share of common stock of Eos Energy Enterprises, Inc. 1,288,500 of such shares are subject to the earnout restrictions set forth in the Sponsor Earnout Letter that was entered into on November 16, 2020, by and between BMRG and the Sponsor, in connection with the Business Combination. Represents a pro-rata distribution to the members of B. Riley Principal Sponsor Co. II, LLC (the "Sponsor") for no consideration. B. Riley Principal Investments, LLC ("BRPI") is the managing member of the Sponsor and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"), a Delaware corporation. BRPI and BRF may be deemed to indirectly beneficially own the shares held by the Sponsor. B. Riley Financial, Inc., by: /s/ Daniel Nussen, Attorney-in-Fact 2020-11-17 B. Riley Principal Sponsor Co. II, LLC, by: /s/ Daniel Nussen, Attorney-in-Fact 2020-11-17 B. Riley Principal Investments, LLC, by: /s/ Daniel Nussen, Attorney-in-Fact 2020-11-17