0001213900-20-037812.txt : 20201117
0001213900-20-037812.hdr.sgml : 20201117
20201117182750
ACCESSION NUMBER: 0001213900-20-037812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. RILEY PRINCIPAL INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001776226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39291
FILM NUMBER: 201322366
BUSINESS ADDRESS:
STREET 1: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 21255 BURBANK BLVD, SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Principal Sponsor Co. II, LLC
CENTRAL INDEX KEY: 0001811637
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39291
FILM NUMBER: 201322367
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: (212) 457-3300
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39291
FILM NUMBER: 201322368
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER NAME:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eos Energy Enterprises, Inc.
CENTRAL INDEX KEY: 0001805077
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3920 PARK AVENUE
CITY: EDISON
STATE: NJ
ZIP: 08820
BUSINESS PHONE: (732) 225-8400
MAIL ADDRESS:
STREET 1: 3920 PARK AVENUE
CITY: EDISON
STATE: NJ
ZIP: 08820
FORMER COMPANY:
FORMER CONFORMED NAME: B. Riley Principal Merger Corp. II
DATE OF NAME CHANGE: 20200227
4
1
ownership.xml
X0306
4
2020-11-16
0
0001805077
Eos Energy Enterprises, Inc.
EOSE
0001464790
B. Riley Financial, Inc.
299 PARK AVENUE, 21ST FLOOR
NEW YORK
NY
10171
0
0
1
0
0001811637
B. Riley Principal Sponsor Co. II, LLC
299 PARK AVENUE, 21ST FLOOR
NEW YORK
NY
10171
0
0
1
0
0001776226
B. RILEY PRINCIPAL INVESTMENTS, LLC
299 PARK AVENUE, 21ST FLOOR
NEW YORK
NY
10171
0
0
1
0
Common Stock
2020-11-16
4
J
0
3221250
0
A
3221250
I
By B. Riley Principal Sponsor Co. II, LLC
Class B Common Stock
2020-11-16
4
J
0
1073750
D
Class A Common Stock
1073750
3221250
I
By B. Riley Principal Sponsor Co. II, LLC
Class B Common Stock
2020-11-16
4
J
0
3221250
D
Class A Common Stock
3221250
0
I
By B. Riley Principal Sponsor Co. II, LLC
In connection with the closing of the business combination between Eos Energy Enterprises, Inc. (formerly known as B. Riley Principal Merger Corp. II or "BMRG") and Eos Energy Storage LLC (the "Business Combination"), among other things, each share of BMRG's Class B common stock converted into shares of BMRG's Class A common stock on a one-for-one basis and subsequently, each share of BMRG's Class A common stock was reclassified as a share of common stock of Eos Energy Enterprises, Inc.
1,288,500 of such shares are subject to the earnout restrictions set forth in the Sponsor Earnout Letter that was entered into on November 16, 2020, by and between BMRG and the Sponsor, in connection with the Business Combination.
Represents a pro-rata distribution to the members of B. Riley Principal Sponsor Co. II, LLC (the "Sponsor") for no consideration.
B. Riley Principal Investments, LLC ("BRPI") is the managing member of the Sponsor and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"), a Delaware corporation. BRPI and BRF may be deemed to indirectly beneficially own the shares held by the Sponsor.
B. Riley Financial, Inc., by: /s/ Daniel Nussen, Attorney-in-Fact
2020-11-17
B. Riley Principal Sponsor Co. II, LLC, by: /s/ Daniel Nussen, Attorney-in-Fact
2020-11-17
B. Riley Principal Investments, LLC, by: /s/ Daniel Nussen, Attorney-in-Fact
2020-11-17