0001213900-20-026727.txt : 20200915
0001213900-20-026727.hdr.sgml : 20200915
20200915161828
ACCESSION NUMBER: 0001213900-20-026727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200914
FILED AS OF DATE: 20200915
DATE AS OF CHANGE: 20200915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims Todd D.
CENTRAL INDEX KEY: 0001685242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 201176199
MAIL ADDRESS:
STREET 1: C/O B. RILEY FINANCIAL, INC.
STREET 2: 21255 BURBANK BLVD., SUITE 400
CITY: WOODLAND HILLS
STATE: CA
ZIP: 91367
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2020-09-14
1
0001464790
B. Riley Financial, Inc.
RILY
0001685242
Sims Todd D.
C/O B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES
CA
90025
1
0
0
0
Common Stock
2020-09-14
4
D
0
2554
0
D
15163
D
Pursuant to Mr. Sims resignation from the Company's Board of Directors, effective September 14, 2020, certain Restricted Stock Units granted on June 18, 2020 as part of director compensation for the 2020-2021 term, were forfeited in accordance with their terms and on a pro-rated basis.
Shares are held of record by Todd Sims individually or as joint tenants with Elsie Sims.
/s/ Todd D. Sims
2020-09-15