EDGAR Filing Documents for 0001213900-20-003987

Form S-3 - Registration statement under Securities Act of 1933:

SEC Accession No. 0001213900-20-003987

Filing Date

2020-02-14

Accepted

2020-02-14 16:58:06

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	REGISTRATION STATEMENT	fs32020_brileyfinancial.htm	S-3	1076958
2	AT MARKET ISSUANCE SALES AGREEMENT, DATED AS OF FEBRUARY 14, 2020, BY AND BETWEE	fs32020ex1-2_brileyfin.htm	EX-1.2	204485
3	FORM OF INDENTURE FOR SUBORDINATED DEBT SECURITIES	fs32020ex4-6_brileyfin.htm	EX-4.6	753591
4	OPINION OF THE NBD GROUP, INC. REGARDING THE LEGALITY OF THE SECURITIES BEING RE	fs32020ex5-1_brileyfin.htm	EX-5.1	29682
5	CONSENT OF MARCUM LLP	fs32020ex23-1_brileyfin.htm	EX-23.1	2348
6	CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FBR &	fs32020ex23-2_brileyfin.htm	EX-23.2	2396
7	CONSENT OF BDO USA, LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MAGICJ	fs32020ex23-3_brileyfin.htm	EX-23.3	2260
8	CONSENT OF MAYER HOFFMAN MCCANN CPAS, THE NEW YORK PRACTICE OF MAYER HOFFMAN MCC	fs32020ex23-4_brileyfin.htm	EX-23.4	2271
9	STATEMENT OF ELIGIBILITY ON FORM T-1 OF THE BANK OF NEW YORK MELLON TRUST COMPAN	fs32020ex25-1_brileyfin.htm	EX-25.1	46867
10	STATEMENT OF ELIGIBILITY ON FORM T-1 OF THE BANK OF NEW YORK MELLON TRUST COMPAN	fs32020ex25-2_brileyfin.htm	EX-25.2	46067
11	STATEMENT OF ELIGIBILITY ON FORM T-1 OF U.S. BANK NATIONAL ASSOCIATION RELATED T	fs32020ex25-3_brileyfin.htm	EX-25.3	58497
12	GRAPHIC	img_001.jpg	GRAPHIC	20977
13	GRAPHIC	img_002.jpg	GRAPHIC	20977
14	GRAPHIC	ex25-3_001.jpg	GRAPHIC	60732
15	GRAPHIC	ex25-3_002.jpg	GRAPHIC	64180
	Complete submission text file	0001213900-20-003987.txt		2456860

Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367

Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737

B. Riley Financial, Inc. (Filer) CIK: 0001464790 (see all company filings)