EDGAR Filing Documents for 0001213900-19-013918

Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]

SEC Accession No. 0001213900-19-013918

Filing Date

2019-07-29

Accepted

2019-07-29 17:18:52

Documents

Group Members

B. RILEY CAPITAL MANAGEMENT, LLCB. RILEY FBR, INC.BRC PARTNERS MANAGEMENT GP, LLCBRC PARTNERS OPPORTUNITIES FUND, LPBRYANT R. RILEY

Document Format Files

Seq	Description	Document	Type	Size
1	AMENDMENT NO. 4 TO SCHEDULE 13D	sc13d0719a4briley_babcock.htm	SC 13D/A	136369
2	EXCHANGE AND PURCHASE AGREEMENT, DATED AS OF JULY 23, 2019, BY AND BETWEEN BABCO	sc13d0719a4ex99-2briley_bab.htm	EX-99.2	75511
3	EXCHANGE AND PURCHASE AGREEMENT, DATED AS OF JULY 23, 2019, BY AND BETWEEN BABCO	sc13d0719a4ex99-3briley_bab.htm	EX-99.3	66037
4	STOCK PURCHASE WARRANT, DATED JULY 23, 2019, ISSUED BY BABCOCK & WILCOX ENTERPRI	sc13d0719a4ex99-4briley_bab.htm	EX-99.4	108891
5	STOCK PURCHASE WARRANT, DATED JULY 23, 2019, ISSUED BY BABCOCK & WILCOX ENTERPRI	sc13d0719a4ex99-5briley_bab.htm	EX-99.5	89250
6	GRAPHIC	ex99-4_001.jpg	GRAPHIC	5557
7	GRAPHIC	ex99-4_002.jpg	GRAPHIC	5011
8	GRAPHIC	ex99-5_001.jpg	GRAPHIC	5557
9	GRAPHIC	ex99-5_002.jpg	GRAPHIC	5011
	Complete submission text file	0001213900-19-013918.txt		507663

Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367

Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737

B. Riley Financial, Inc. (Filed by) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D/A
SIC: 7389 Services-Business Services, NEC

Mailing Address 20 S. VAN BUREN AVENUE BARBERTON OH 44203

Business Address 20 S. VAN BUREN AVENUE BARBERTON OH 44203 3307534511

Babcock & Wilcox Enterprises, Inc. (Subject) CIK: 0001630805 (see all company filings)