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Form SC 13D - General Statement of Acquisition of Beneficial Ownership:
SEC Accession No. 0001213900-18-010356
Filing Date
2018-08-07
Accepted
2018-08-07 15:53:40
Documents
3
Group Members
DANIEL ASHERFRED GOLDMANMICHAEL LAROCQUE

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D sc13d0818djfund_brileyfin.htm SC 13D 110918
2 JOINT FILING AGREEMENT (INCORPORATED BY REFERENCE TO THE JULY 12TH SCHEDULE 13D sc13d0818djfundex99-1_briley.htm EX-99.1 4613
3 TRANSACTIONS OF THE REPORTING PERSONS EFFECTED SINCE THE LAST 13D FILING sc13d0818djfundex99-2_briley.htm EX-99.2 314749
  Complete submission text file 0001213900-18-010356.txt   432013
Mailing Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367
Business Address 21255 BURBANK BLVD. SUITE 400 WOODLAND HILLS CA 91367 818-884-3737
B. Riley Financial, Inc. (Subject) CIK: 0001464790 (see all company filings)

IRS No.: 270223495 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13D | Act: 34 | File No.: 005-84964 | Film No.: 18997836
SIC: 7389 Services-Business Services, NEC

Mailing Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604
Business Address 111 W. JACKSON BLVD. STE 2000 CHICAGO IL 60604 312-692-5007
DJ Fund Investments, LLC - Series E (Filed by) CIK: 0001628353 (see all company filings)

IRS No.: 463799992 | State of Incorp.: IL | Fiscal Year End: 1231
Type: SC 13D