0001144204-13-036036.txt : 20130621 0001144204-13-036036.hdr.sgml : 20130621 20130621134349 ACCESSION NUMBER: 0001144204-13-036036 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130619 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130621 DATE AS OF CHANGE: 20130621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Great American Group, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-54010 FILM NUMBER: 13926567 BUSINESS ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 21860 BURBANK BLVD. STREET 2: SUITE 300 SOUTH CITY: WOODLAND HILLS STATE: CA ZIP: 91367 8-K 1 v348332_8k.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 19, 2013

 

GREAT AMERICAN GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware   000-54010   27-0223495

(State or other jurisdiction

of incorporation)

   (Commission File Number)   (IRS Employer Identification No.)

  

21860 Burbank Boulevard, Suite 300 South

Woodland Hills, California

   91367
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (818) 884-3737

 

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

Great American Group, Inc. (the "Company") held its Annual Meeting of Stockholders on June 19, 2013. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

 

1.Election of Directors:

 

   Votes For   Votes Withheld   Broker Non-Votes 
                
Bryant R. Riley   20,005,204    43,435    3,522,512 
                
Mark D. Klein   18,324,949    1,723,690    3,522,512 

 

 

2.Ratification of the appointment of Marcum LLP as independent registered public accounting firm for the fiscal year ending December 31, 2013:

 

Votes For   Votes Against   Abstentions 
             
 23,571,051    0    100 

 

 

3.Advisory vote to approve the compensation of the Company’s named executive officers:

 

 Votes For   Votes Against   Abstentions   Broker Non-Votes 
                  
 19,863,251    144,653    40,735    3,522,512 

 

 

4.Advisory vote to recommend the frequency of holding an advisory vote on the compensation of the Company’s named executive officers:

 

1 Year   2 Years   3 Years   Abstentions 
                  
 1,904,048    51,900    17,909,556    183,135 

 

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

         
June 21, 2013

GREAT AMERICAN GROUP, INC.

  
     
  By:   /s/ Phillip J. Ahn  
    Name:   Phillip J. Ahn  
    Title:   Chief Financial Officer