0001464586-18-000005.txt : 20180514 0001464586-18-000005.hdr.sgml : 20180514 20180514144529 ACCESSION NUMBER: 0001464586-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, LLC CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 18830065 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 FORMER COMPANY: FORMER CONFORMED NAME: Granite Investment Advisors, Inc. DATE OF NAME CHANGE: 20090520 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001464586 XXXXXXXX 03-31-2018 03-31-2018 true 1 RESTATEMENT Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301
13F HOLDINGS REPORT 028-13546 N
Debra Wentworth Partner, CCO, COO 6032266600 Debra Wentworth Concord NH 05-14-2018 0 170 544938 false
INFORMATION TABLE 2 graniteq118-2.xml 3M Co. Common Stock 88579Y101 3763 17142 SH SOLE 17142 0 0 A.O. Smith Corp Common Stock 831865209 318 5000 SH SOLE 5000 0 0 AT&T Corp. Common Stock 00206R102 8521 239009 SH SOLE 239009 0 0 AbbVie, Inc. Common Stock 00287Y109 219 2311 SH SOLE 2311 0 0 Abbott Labs Common Stock 002824100 9996 166819 SH SOLE 166819 0 0 Accenture PLC - Cl.A Common Stock G1151C101 466 3036 SH SOLE 3036 0 0 Adobe Systems Common Stock 00724F101 260 1203 SH SOLE 1203 0 0 Albemarle Corp Common Stock 012653101 232 2500 SH SOLE 2500 0 0 Alexanders, Inc. Common Stock 014752109 2344 6148 SH SOLE 6148 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 3377 18399 SH SOLE 18399 0 0 Alleghany Corp. Common Stock 017175100 9341 15202 SH SOLE 15202 0 0 Allegion Plc Common Stock G0176J109 256 3000 SH SOLE 3000 0 0 Alphabet Inc. Cl A Common Stock 02079K305 1962 1892 SH SOLE 1892 0 0 Alphabet Inc. Cl C Common Stock 02079K107 1513 1466 SH SOLE 1466 0 0 Amazon.Com Inc. Common Stock 023135106 3103 2144 SH SOLE 2144 0 0 Amgen Common Stock 031162100 2170 12731 SH SOLE 12731 0 0 Apple Inc. Common Stock 037833100 16512 98413 SH SOLE 98413 0 0 Applied Materials Common Stock 038222105 1999 35942 SH SOLE 35942 0 0 Arthur J. Gallagher & Co. Common Stock 363576109 326 4750 SH SOLE 4750 0 0 Automatic Data Processing Common Stock 053015103 611 5387 SH SOLE 5387 0 0 Avery-Dennison Corp. Common Stock 053611109 266 2500 SH SOLE 2500 0 0 Ball Corp. Common Stock 058498106 238 6000 SH SOLE 6000 0 0 Bank of New York Mellon Corp. Common Stock 064058100 5761 111807 SH SOLE 111807 0 0 Bank of Nova Scotia Common Stock 064149107 11104 179961 SH SOLE 179961 0 0 Becton Dickinson Common Stock 075887109 2379 10979 SH SOLE 10979 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 18865 94570 SH SOLE 94570 0 0 Blackstone Group LP Common Stock 09253U108 2411 75471 SH SOLE 75471 0 0 Boeing Co. Common Stock 097023105 11463 34962 SH SOLE 34962 0 0 Booking Holdings Inc. Common Stock 09857L108 2320 1115 SH SOLE 1115 0 0 Borg-Warner Automotive Common Stock 099724106 219 4360 SH SOLE 4360 0 0 Brighthouse Financial,Inc. Common Stock 10922N103 4304 83728 SH SOLE 83728 0 0 Broadridge Financial Solutions Common Stock 11133T103 274 2500 SH SOLE 2500 0 0 Capital One Financial Corp. Common Stock 14040H105 5351 55845 SH SOLE 55845 0 0 Carnival Cruise Common Stock 143658300 8818 134467 SH SOLE 134467 0 0 Caterpillar Common Stock 149123101 271 1838 SH SOLE 1838 0 0 Celgene Corp Com Common Stock 151020104 558 6258 SH SOLE 6258 0 0 Charles Schwab Corp. Common Stock 808513105 443 8475 SH SOLE 8475 0 0 Chemed Corp Common Stock 16359R103 341 1250 SH SOLE 1250 0 0 Chevron Corp. Common Stock 166764100 746 6541 SH SOLE 6541 0 0 Cimarex Energy Common Stock 171798101 4544 48598 SH SOLE 48598 0 0 Cintas Common Stock 172908105 341 2000 SH SOLE 2000 0 0 Cisco Systems Inc. Common Stock 17275R102 4532 105672 SH SOLE 105672 0 0 Citigroup Common Stock 172967424 9357 138618 SH SOLE 138618 0 0 Coca-Cola Common Stock 191216100 669 15407 SH SOLE 15407 0 0 Comcast Corporation Class A Common Stock 20030N101 6736 197137 SH SOLE 197137 0 0 Constellation Brand Cl A Class Common Stock 21036P108 1733 7603 SH SOLE 7603 0 0 Cummins Inc. Common Stock 231021106 415 2558 SH SOLE 2558 0 0 Cytokinetics, Inc. Common Stock 23282W605 133 18500 SH SOLE 18500 0 0 Danaher Common Stock 235851102 712 7275 SH SOLE 7275 0 0 Diageo PLC Common Stock 25243Q205 8610 63581 SH SOLE 63581 0 0 Disney, Walt & Co. Common Stock 254687106 2196 21866 SH SOLE 21866 0 0 Domino's Pizza Inc. Common Stock 25754A201 350 1500 SH SOLE 1500 0 0 DowDuPont Inc. Common Stock 26078J100 2673 41950 SH SOLE 41950 0 0 EMCOR Group Inc. Common Stock 29084Q100 238 3050 SH SOLE 3050 0 0 Eastman Chemical Company Common Stock 277432100 260 2460 SH SOLE 2460 0 0 Eaton Corp. Common Stock G29183103 8168 102221 SH SOLE 102221 0 0 Emerson Electric Common Stock 291011104 245 3582 SH SOLE 3582 0 0 Evercore, Inc. Common Stock 29977a105 222 2550 SH SOLE 2550 0 0 Exxon Mobil Corp. Common Stock 30231G102 6502 87145 SH SOLE 87145 0 0 Facebook, Inc. Common Stock 30303M102 2128 13316 SH SOLE 13316 0 0 FedEx Corporation Common Stock 31428X106 6639 27649 SH SOLE 27649 0 0 Fortive Corp. Common Stock 34959J108 2265 29212 SH SOLE 29212 0 0 General Electric Common Stock 369604103 3483 258352 SH SOLE 258352 0 0 General Motors Common Stock 37045V100 8671 238594 SH SOLE 238594 0 0 Gilead Sciences, Inc. Common Stock 375558103 5803 76970 SH SOLE 76970 0 0 Goldman Sachs Group Inc Common Stock 38141g104 421 1670 SH SOLE 1670 0 0 Health Care Services Group Common Stock 421906108 217 5000 SH SOLE 5000 0 0 Hershey Co. Common Stock 427866108 1706 17238 SH SOLE 17238 0 0 Home Depot Common Stock 437076102 319 1788 SH SOLE 1788 0 0 Honeywell Intl Common Stock 438516106 8058 55759 SH SOLE 55759 0 0 Hubbell, Inc. Common Stock 443510607 7031 57733 SH SOLE 57733 0 0 Humana Corp. Common Stock 444859102 540 2010 SH SOLE 2010 0 0 IDEXX Laboratories Inc Common Stock 45168d104 378 1975 SH SOLE 1975 0 0 Intel Corp Common Stock 458140100 12756 244926 SH SOLE 244926 0 0 Intercontinental Exchange Inc. Common Stock 45866F104 444 6125 SH SOLE 6125 0 0 International Business Machine Common Stock 459200101 13378 87191 SH SOLE 87191 0 0 Intl Flavors&Fragrnc Common Stock 459506101 1804 13177 SH SOLE 13177 0 0 JPMorgan Chase & Co. Common Stock 46625H100 4482 40756 SH SOLE 40756 0 0 Johnson & Johnson Common Stock 478160104 16809 131164 SH SOLE 131164 0 0 KAR Auction Services Inc Common Stock 48238T109 271 5000 SH SOLE 5000 0 0 Laboratory Corp of America HLD Common Stock 50540R409 226 1400 SH SOLE 1400 0 0 Legg Mason, Inc. Common Stock 524901105 244 6000 SH SOLE 6000 0 0 Lockheed-Martin Common Stock 539830109 3907 11562 SH SOLE 11562 0 0 Manulife Financial Corp. Common Stock 56501R106 4290 230867 SH SOLE 230867 0 0 Masco Corp Common Stock 574599106 263 6500 SH SOLE 6500 0 0 Mastercard Inc Common Stock 57636Q104 3129 17863 SH SOLE 17863 0 0 McDonalds Corp. Common Stock 580135101 934 5972 SH SOLE 5972 0 0 McKesson HBOC Inc. Common Stock 58155Q103 5896 41854 SH SOLE 41854 0 0 Merck Common Stock 58933Y105 574 10544 SH SOLE 10544 0 0 Microsoft Corp Common Stock 594918104 13958 152931 SH SOLE 152931 0 0 Morgan Stanley Common Stock 617446448 217 4029 SH SOLE 4029 0 0 NVR Inc. Common Stock 62944T105 280 100 SH SOLE 100 0 0 National Grid PLC ADS Common Stock 636274409 2048 36287 SH SOLE 36287 0 0 Noble Energy, Inc. Common Stock 655044105 264 8700 SH SOLE 8700 0 0 Nutrien Ltd. Common Stock 67077M108 9242 195551 SH SOLE 195551 0 0 Oracle Corp. Common Stock 68389X105 8373 183007 SH SOLE 183007 0 0 Parker Hannifin Corp. Common Stock 701094104 1418 8290 SH SOLE 8290 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 2436 78015 SH SOLE 78015 0 0 Pfizer Inc. Common Stock 717081103 544 15323 SH SOLE 15323 0 0 Philip Morris Intl. Common Stock 718172109 264 2658 SH SOLE 2658 0 0 Phillips 66 Common Stock 718546104 202 2108 SH SOLE 2108 0 0 Proctor & Gamble Common Stock 742718109 486 6132 SH SOLE 6132 0 0 Public Service Ent. Common Stock 744573106 315 6271 SH SOLE 6271 0 0 Royal Dutch Shell PLC - Class Common Stock 780259107 14697 224281 SH SOLE 224281 0 0 Royal Dutch Shell Plc Spons Ad Common Stock 780259206 3905 61197 SH SOLE 61197 0 0 S&P Global, Inc. Common Stock 78409V104 2341 12251 SH SOLE 12251 0 0 Schlumberger Common Stock 806857108 5863 90511 SH SOLE 90511 0 0 Sherwin-Williams Common Stock 824348106 1512 3855 SH SOLE 3855 0 0 Starbucks Corp. Common Stock 855244109 2102 36313 SH SOLE 36313 0 0 Stryker Corp. Common Stock 863667101 692 4302 SH SOLE 4302 0 0 TJX Co., Inc.(New) Common Stock 872540109 9282 113806 SH SOLE 113806 0 0 Tanger Factory Outlet Centers, Common Stock 875465106 7370 334985 SH SOLE 334985 0 0 TelUS Corp Common Stock 87971m103 3616 102833 SH SOLE 102833 0 0 Tenaris S.A. ADS Common Stock 88031M109 6740 194394 SH SOLE 194394 0 0 Thermo Fisher Scientific Inc. Common Stock 883556102 467 2263 SH SOLE 2263 0 0 Tiffany & Co. Common Stock 886547108 3232 33090 SH SOLE 33090 0 0 Toro Co Common Stock 891092108 250 4000 SH SOLE 4000 0 0 Total SA France Spons. ADR Common Stock 89151E109 3766 65281 SH SOLE 65281 0 0 Transocean Inc Common Stock H8817H100 4418 446257 SH SOLE 446257 0 0 U.S. Bancorp Common Stock 902973304 219 4336 SH SOLE 4336 0 0 Unilever ADR Common Stock 904767704 13420 241535 SH SOLE 241535 0 0 Unilever NV Common Stock 904784709 1076 19090 SH SOLE 19090 0 0 Union Pacific Common Stock 907818108 369 2744 SH SOLE 2744 0 0 Unit Corporation Common Stock 909218109 461 23325 SH SOLE 23325 0 0 United Parcel Service Inc. Cl Common Stock 911312106 2770 26464 SH SOLE 26464 0 0 United Technologies Common Stock 913017109 8942 71070 SH SOLE 71070 0 0 UnitedHealth Group Inc. Common Stock 91324P102 7222 33749 SH SOLE 33749 0 0 Verizon Communications Common Stock 92343V104 869 18167 SH SOLE 18167 0 0 Viacom Inc. - Cl. B Common Stock 92553P201 4974 160132 SH SOLE 160132 0 0 Vornado REIT Common Stock 929042109 1242 18450 SH SOLE 18450 0 0 WPP PLC Common Stock 92937A102 3011 37855 SH SOLE 37855 0 0 Wal Mart Stores Inc. Common Stock 931142103 13775 154833 SH SOLE 154833 0 0 Waste Connections Common Stock 94106B101 251 3500 SH SOLE 3500 0 0 Weyerhaeuser Co. Common Stock 962166104 3199 91387 SH SOLE 91387 0 0 Xylem Inc Common Stock 98419M100 323 4200 SH SOLE 4200 0 0 Zoetis Inc. Common Stock 98978V103 1604 19210 SH SOLE 19210 0 0 Consumer Discret Select Sector Index share 81369y407 2555 25225 SH SOLE 25225 0 0 Consumer Staples Select Sector Index share 81369y308 1705 32388 SH SOLE 32388 0 0 Energy Select Sector SPDR Index share 81369y506 2119 31428 SH SOLE 31428 0 0 Health Care Select Sector Spdr Index share 81369y209 2570 31569 SH SOLE 31569 0 0 Industrial Select Sector SPDR Index share 81369y704 2341 31514 SH SOLE 31514 0 0 Ishares Russell 2000 Index share 464287655 1592 10485 SH SOLE 10485 0 0 Materials Select Sector SPDR Index share 81369y100 314 5508 SH SOLE 5508 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 1202 3517 SH SOLE 3517 0 0 SPDR S&P 500 Index share 78462f103 279 1062 SH SOLE 1062 0 0 Spdr Series Trust SPDR S&P Tel Index share 78464a540 314 4555 SH SOLE 4555 0 0 Technology Select Sector Index share 81369Y803 2305 35232 SH SOLE 35232 0 0 Vanguard Financials ETF Index share 92204A405 3785 54490 SH SOLE 54490 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 1588 9686 SH SOLE 9686 0 0 Vanguard Total Stock Market ET Index share 922908769 228 1682 SH SOLE 1682 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 1373 7320 SH SOLE 7320 0 0 ishares S & P 100 Index Index share 464287101 274 2358 SH SOLE 2358 0 0 Vanguard FTSE Developed Market Index share 921943858 790 17861 SH SOLE 17861 0 0 Vanguard FTSE Europe ETF Index share 922042874 1197 20590 SH SOLE 20590 0 0 iShares MSCI EAFE Index share 464287465 1957 28081 SH SOLE 28081 0 0 Vanguard FTSE Emerging Markets Index share 922042858 1403 29873 SH SOLE 29873 0 0 iShares MSCI Emerging Markets Index share 464287234 422 8735 SH SOLE 8735 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 2755 26546 SH SOLE 26546 0 0 IShares Barclays US TIPS Index share 464287176 294 2602 SH SOLE 2602 0 0 IShares Intermediate Credit Index share 464288638 2350 21909 SH SOLE 21909 0 0 SPDR Blackstone GSO Senior Loa Index share 78467V608 379 8000 SH SOLE 8000 0 0 SPDR DoubleLine Total Return T Index share 78467V848 476 9925 SH SOLE 9925 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 1166 13746 SH SOLE 13746 0 0 Vanguard Short-Term Bond ETF Index share 921937827 204 2597 SH SOLE 2597 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 902 11500 SH SOLE 11500 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 4972 101662 SH SOLE 101662 0 0 iShares Floating Rate Bond Index share 46429B655 5956 116945 SH SOLE 116945 0 0 iShares Iboxx $ Invst Grade Cr Index share 464287242 1251 10660 SH SOLE 10660 0 0 Ishares Tr Real Estate Etf Index share 464287739 340 4500 SH SOLE 4500 0 0 Vanguard REIT ETF Index share 922908553 436 5775 SH SOLE 5775 0 0