0001464586-18-000005.txt : 20180514
0001464586-18-000005.hdr.sgml : 20180514
20180514144529
ACCESSION NUMBER: 0001464586-18-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, LLC
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 18830065
BUSINESS ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
FORMER COMPANY:
FORMER CONFORMED NAME: Granite Investment Advisors, Inc.
DATE OF NAME CHANGE: 20090520
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001464586
XXXXXXXX
03-31-2018
03-31-2018
true
1
RESTATEMENT
Granite Investment Advisors, LLC
6 EAGLE SQUARE, 3RD FLOOR
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra Wentworth
Partner, CCO, COO
6032266600
Debra Wentworth
Concord
NH
05-14-2018
0
170
544938
false
INFORMATION TABLE
2
graniteq118-2.xml
3M Co.
Common Stock
88579Y101
3763
17142
SH
SOLE
17142
0
0
A.O. Smith Corp
Common Stock
831865209
318
5000
SH
SOLE
5000
0
0
AT&T Corp.
Common Stock
00206R102
8521
239009
SH
SOLE
239009
0
0
AbbVie, Inc.
Common Stock
00287Y109
219
2311
SH
SOLE
2311
0
0
Abbott Labs
Common Stock
002824100
9996
166819
SH
SOLE
166819
0
0
Accenture PLC - Cl.A
Common Stock
G1151C101
466
3036
SH
SOLE
3036
0
0
Adobe Systems
Common Stock
00724F101
260
1203
SH
SOLE
1203
0
0
Albemarle Corp
Common Stock
012653101
232
2500
SH
SOLE
2500
0
0
Alexanders, Inc.
Common Stock
014752109
2344
6148
SH
SOLE
6148
0
0
Alibaba Group Hldgs Limited RS
Common Stock
01609W102
3377
18399
SH
SOLE
18399
0
0
Alleghany Corp.
Common Stock
017175100
9341
15202
SH
SOLE
15202
0
0
Allegion Plc
Common Stock
G0176J109
256
3000
SH
SOLE
3000
0
0
Alphabet Inc. Cl A
Common Stock
02079K305
1962
1892
SH
SOLE
1892
0
0
Alphabet Inc. Cl C
Common Stock
02079K107
1513
1466
SH
SOLE
1466
0
0
Amazon.Com Inc.
Common Stock
023135106
3103
2144
SH
SOLE
2144
0
0
Amgen
Common Stock
031162100
2170
12731
SH
SOLE
12731
0
0
Apple Inc.
Common Stock
037833100
16512
98413
SH
SOLE
98413
0
0
Applied Materials
Common Stock
038222105
1999
35942
SH
SOLE
35942
0
0
Arthur J. Gallagher & Co.
Common Stock
363576109
326
4750
SH
SOLE
4750
0
0
Automatic Data Processing
Common Stock
053015103
611
5387
SH
SOLE
5387
0
0
Avery-Dennison Corp.
Common Stock
053611109
266
2500
SH
SOLE
2500
0
0
Ball Corp.
Common Stock
058498106
238
6000
SH
SOLE
6000
0
0
Bank of New York Mellon Corp.
Common Stock
064058100
5761
111807
SH
SOLE
111807
0
0
Bank of Nova Scotia
Common Stock
064149107
11104
179961
SH
SOLE
179961
0
0
Becton Dickinson
Common Stock
075887109
2379
10979
SH
SOLE
10979
0
0
Berkshire Hathaway Cl. B
Common Stock
084670702
18865
94570
SH
SOLE
94570
0
0
Blackstone Group LP
Common Stock
09253U108
2411
75471
SH
SOLE
75471
0
0
Boeing Co.
Common Stock
097023105
11463
34962
SH
SOLE
34962
0
0
Booking Holdings Inc.
Common Stock
09857L108
2320
1115
SH
SOLE
1115
0
0
Borg-Warner Automotive
Common Stock
099724106
219
4360
SH
SOLE
4360
0
0
Brighthouse Financial,Inc.
Common Stock
10922N103
4304
83728
SH
SOLE
83728
0
0
Broadridge Financial Solutions
Common Stock
11133T103
274
2500
SH
SOLE
2500
0
0
Capital One Financial Corp.
Common Stock
14040H105
5351
55845
SH
SOLE
55845
0
0
Carnival Cruise
Common Stock
143658300
8818
134467
SH
SOLE
134467
0
0
Caterpillar
Common Stock
149123101
271
1838
SH
SOLE
1838
0
0
Celgene Corp Com
Common Stock
151020104
558
6258
SH
SOLE
6258
0
0
Charles Schwab Corp.
Common Stock
808513105
443
8475
SH
SOLE
8475
0
0
Chemed Corp
Common Stock
16359R103
341
1250
SH
SOLE
1250
0
0
Chevron Corp.
Common Stock
166764100
746
6541
SH
SOLE
6541
0
0
Cimarex Energy
Common Stock
171798101
4544
48598
SH
SOLE
48598
0
0
Cintas
Common Stock
172908105
341
2000
SH
SOLE
2000
0
0
Cisco Systems Inc.
Common Stock
17275R102
4532
105672
SH
SOLE
105672
0
0
Citigroup
Common Stock
172967424
9357
138618
SH
SOLE
138618
0
0
Coca-Cola
Common Stock
191216100
669
15407
SH
SOLE
15407
0
0
Comcast Corporation Class A
Common Stock
20030N101
6736
197137
SH
SOLE
197137
0
0
Constellation Brand Cl A Class
Common Stock
21036P108
1733
7603
SH
SOLE
7603
0
0
Cummins Inc.
Common Stock
231021106
415
2558
SH
SOLE
2558
0
0
Cytokinetics, Inc.
Common Stock
23282W605
133
18500
SH
SOLE
18500
0
0
Danaher
Common Stock
235851102
712
7275
SH
SOLE
7275
0
0
Diageo PLC
Common Stock
25243Q205
8610
63581
SH
SOLE
63581
0
0
Disney, Walt & Co.
Common Stock
254687106
2196
21866
SH
SOLE
21866
0
0
Domino's Pizza Inc.
Common Stock
25754A201
350
1500
SH
SOLE
1500
0
0
DowDuPont Inc.
Common Stock
26078J100
2673
41950
SH
SOLE
41950
0
0
EMCOR Group Inc.
Common Stock
29084Q100
238
3050
SH
SOLE
3050
0
0
Eastman Chemical Company
Common Stock
277432100
260
2460
SH
SOLE
2460
0
0
Eaton Corp.
Common Stock
G29183103
8168
102221
SH
SOLE
102221
0
0
Emerson Electric
Common Stock
291011104
245
3582
SH
SOLE
3582
0
0
Evercore, Inc.
Common Stock
29977a105
222
2550
SH
SOLE
2550
0
0
Exxon Mobil Corp.
Common Stock
30231G102
6502
87145
SH
SOLE
87145
0
0
Facebook, Inc.
Common Stock
30303M102
2128
13316
SH
SOLE
13316
0
0
FedEx Corporation
Common Stock
31428X106
6639
27649
SH
SOLE
27649
0
0
Fortive Corp.
Common Stock
34959J108
2265
29212
SH
SOLE
29212
0
0
General Electric
Common Stock
369604103
3483
258352
SH
SOLE
258352
0
0
General Motors
Common Stock
37045V100
8671
238594
SH
SOLE
238594
0
0
Gilead Sciences, Inc.
Common Stock
375558103
5803
76970
SH
SOLE
76970
0
0
Goldman Sachs Group Inc
Common Stock
38141g104
421
1670
SH
SOLE
1670
0
0
Health Care Services Group
Common Stock
421906108
217
5000
SH
SOLE
5000
0
0
Hershey Co.
Common Stock
427866108
1706
17238
SH
SOLE
17238
0
0
Home Depot
Common Stock
437076102
319
1788
SH
SOLE
1788
0
0
Honeywell Intl
Common Stock
438516106
8058
55759
SH
SOLE
55759
0
0
Hubbell, Inc.
Common Stock
443510607
7031
57733
SH
SOLE
57733
0
0
Humana Corp.
Common Stock
444859102
540
2010
SH
SOLE
2010
0
0
IDEXX Laboratories Inc
Common Stock
45168d104
378
1975
SH
SOLE
1975
0
0
Intel Corp
Common Stock
458140100
12756
244926
SH
SOLE
244926
0
0
Intercontinental Exchange Inc.
Common Stock
45866F104
444
6125
SH
SOLE
6125
0
0
International Business Machine
Common Stock
459200101
13378
87191
SH
SOLE
87191
0
0
Intl Flavors&Fragrnc
Common Stock
459506101
1804
13177
SH
SOLE
13177
0
0
JPMorgan Chase & Co.
Common Stock
46625H100
4482
40756
SH
SOLE
40756
0
0
Johnson & Johnson
Common Stock
478160104
16809
131164
SH
SOLE
131164
0
0
KAR Auction Services Inc
Common Stock
48238T109
271
5000
SH
SOLE
5000
0
0
Laboratory Corp of America HLD
Common Stock
50540R409
226
1400
SH
SOLE
1400
0
0
Legg Mason, Inc.
Common Stock
524901105
244
6000
SH
SOLE
6000
0
0
Lockheed-Martin
Common Stock
539830109
3907
11562
SH
SOLE
11562
0
0
Manulife Financial Corp.
Common Stock
56501R106
4290
230867
SH
SOLE
230867
0
0
Masco Corp
Common Stock
574599106
263
6500
SH
SOLE
6500
0
0
Mastercard Inc
Common Stock
57636Q104
3129
17863
SH
SOLE
17863
0
0
McDonalds Corp.
Common Stock
580135101
934
5972
SH
SOLE
5972
0
0
McKesson HBOC Inc.
Common Stock
58155Q103
5896
41854
SH
SOLE
41854
0
0
Merck
Common Stock
58933Y105
574
10544
SH
SOLE
10544
0
0
Microsoft Corp
Common Stock
594918104
13958
152931
SH
SOLE
152931
0
0
Morgan Stanley
Common Stock
617446448
217
4029
SH
SOLE
4029
0
0
NVR Inc.
Common Stock
62944T105
280
100
SH
SOLE
100
0
0
National Grid PLC ADS
Common Stock
636274409
2048
36287
SH
SOLE
36287
0
0
Noble Energy, Inc.
Common Stock
655044105
264
8700
SH
SOLE
8700
0
0
Nutrien Ltd.
Common Stock
67077M108
9242
195551
SH
SOLE
195551
0
0
Oracle Corp.
Common Stock
68389X105
8373
183007
SH
SOLE
183007
0
0
Parker Hannifin Corp.
Common Stock
701094104
1418
8290
SH
SOLE
8290
0
0
Pembina Pipeline Corp Shs
Common Stock
706327103
2436
78015
SH
SOLE
78015
0
0
Pfizer Inc.
Common Stock
717081103
544
15323
SH
SOLE
15323
0
0
Philip Morris Intl.
Common Stock
718172109
264
2658
SH
SOLE
2658
0
0
Phillips 66
Common Stock
718546104
202
2108
SH
SOLE
2108
0
0
Proctor & Gamble
Common Stock
742718109
486
6132
SH
SOLE
6132
0
0
Public Service Ent.
Common Stock
744573106
315
6271
SH
SOLE
6271
0
0
Royal Dutch Shell PLC - Class
Common Stock
780259107
14697
224281
SH
SOLE
224281
0
0
Royal Dutch Shell Plc Spons Ad
Common Stock
780259206
3905
61197
SH
SOLE
61197
0
0
S&P Global, Inc.
Common Stock
78409V104
2341
12251
SH
SOLE
12251
0
0
Schlumberger
Common Stock
806857108
5863
90511
SH
SOLE
90511
0
0
Sherwin-Williams
Common Stock
824348106
1512
3855
SH
SOLE
3855
0
0
Starbucks Corp.
Common Stock
855244109
2102
36313
SH
SOLE
36313
0
0
Stryker Corp.
Common Stock
863667101
692
4302
SH
SOLE
4302
0
0
TJX Co., Inc.(New)
Common Stock
872540109
9282
113806
SH
SOLE
113806
0
0
Tanger Factory Outlet Centers,
Common Stock
875465106
7370
334985
SH
SOLE
334985
0
0
TelUS Corp
Common Stock
87971m103
3616
102833
SH
SOLE
102833
0
0
Tenaris S.A. ADS
Common Stock
88031M109
6740
194394
SH
SOLE
194394
0
0
Thermo Fisher Scientific Inc.
Common Stock
883556102
467
2263
SH
SOLE
2263
0
0
Tiffany & Co.
Common Stock
886547108
3232
33090
SH
SOLE
33090
0
0
Toro Co
Common Stock
891092108
250
4000
SH
SOLE
4000
0
0
Total SA France Spons. ADR
Common Stock
89151E109
3766
65281
SH
SOLE
65281
0
0
Transocean Inc
Common Stock
H8817H100
4418
446257
SH
SOLE
446257
0
0
U.S. Bancorp
Common Stock
902973304
219
4336
SH
SOLE
4336
0
0
Unilever ADR
Common Stock
904767704
13420
241535
SH
SOLE
241535
0
0
Unilever NV
Common Stock
904784709
1076
19090
SH
SOLE
19090
0
0
Union Pacific
Common Stock
907818108
369
2744
SH
SOLE
2744
0
0
Unit Corporation
Common Stock
909218109
461
23325
SH
SOLE
23325
0
0
United Parcel Service Inc. Cl
Common Stock
911312106
2770
26464
SH
SOLE
26464
0
0
United Technologies
Common Stock
913017109
8942
71070
SH
SOLE
71070
0
0
UnitedHealth Group Inc.
Common Stock
91324P102
7222
33749
SH
SOLE
33749
0
0
Verizon Communications
Common Stock
92343V104
869
18167
SH
SOLE
18167
0
0
Viacom Inc. - Cl. B
Common Stock
92553P201
4974
160132
SH
SOLE
160132
0
0
Vornado REIT
Common Stock
929042109
1242
18450
SH
SOLE
18450
0
0
WPP PLC
Common Stock
92937A102
3011
37855
SH
SOLE
37855
0
0
Wal Mart Stores Inc.
Common Stock
931142103
13775
154833
SH
SOLE
154833
0
0
Waste Connections
Common Stock
94106B101
251
3500
SH
SOLE
3500
0
0
Weyerhaeuser Co.
Common Stock
962166104
3199
91387
SH
SOLE
91387
0
0
Xylem Inc
Common Stock
98419M100
323
4200
SH
SOLE
4200
0
0
Zoetis Inc.
Common Stock
98978V103
1604
19210
SH
SOLE
19210
0
0
Consumer Discret Select Sector
Index share
81369y407
2555
25225
SH
SOLE
25225
0
0
Consumer Staples Select Sector
Index share
81369y308
1705
32388
SH
SOLE
32388
0
0
Energy Select Sector SPDR
Index share
81369y506
2119
31428
SH
SOLE
31428
0
0
Health Care Select Sector Spdr
Index share
81369y209
2570
31569
SH
SOLE
31569
0
0
Industrial Select Sector SPDR
Index share
81369y704
2341
31514
SH
SOLE
31514
0
0
Ishares Russell 2000
Index share
464287655
1592
10485
SH
SOLE
10485
0
0
Materials Select Sector SPDR
Index share
81369y100
314
5508
SH
SOLE
5508
0
0
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
1202
3517
SH
SOLE
3517
0
0
SPDR S&P 500
Index share
78462f103
279
1062
SH
SOLE
1062
0
0
Spdr Series Trust SPDR S&P Tel
Index share
78464a540
314
4555
SH
SOLE
4555
0
0
Technology Select Sector
Index share
81369Y803
2305
35232
SH
SOLE
35232
0
0
Vanguard Financials ETF
Index share
92204A405
3785
54490
SH
SOLE
54490
0
0
Vanguard Small-Cap Growth ETF
Index share
922908595
1588
9686
SH
SOLE
9686
0
0
Vanguard Total Stock Market ET
Index share
922908769
228
1682
SH
SOLE
1682
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
1373
7320
SH
SOLE
7320
0
0
ishares S & P 100 Index
Index share
464287101
274
2358
SH
SOLE
2358
0
0
Vanguard FTSE Developed Market
Index share
921943858
790
17861
SH
SOLE
17861
0
0
Vanguard FTSE Europe ETF
Index share
922042874
1197
20590
SH
SOLE
20590
0
0
iShares MSCI EAFE
Index share
464287465
1957
28081
SH
SOLE
28081
0
0
Vanguard FTSE Emerging Markets
Index share
922042858
1403
29873
SH
SOLE
29873
0
0
iShares MSCI Emerging Markets
Index share
464287234
422
8735
SH
SOLE
8735
0
0
IShares Barclays 1-3 Year Cred
Index share
464288646
2755
26546
SH
SOLE
26546
0
0
IShares Barclays US TIPS
Index share
464287176
294
2602
SH
SOLE
2602
0
0
IShares Intermediate Credit
Index share
464288638
2350
21909
SH
SOLE
21909
0
0
SPDR Blackstone GSO Senior Loa
Index share
78467V608
379
8000
SH
SOLE
8000
0
0
SPDR DoubleLine Total Return T
Index share
78467V848
476
9925
SH
SOLE
9925
0
0
Vanguard Interm- Corp Bnd Fund
Index share
92206C870
1166
13746
SH
SOLE
13746
0
0
Vanguard Short-Term Bond ETF
Index share
921937827
204
2597
SH
SOLE
2597
0
0
Vanguard Short-Term Corp. Bond
Index share
92206C409
902
11500
SH
SOLE
11500
0
0
Vanguard Short-Term Infl. Prot
Index share
922020805
4972
101662
SH
SOLE
101662
0
0
iShares Floating Rate Bond
Index share
46429B655
5956
116945
SH
SOLE
116945
0
0
iShares Iboxx $ Invst Grade Cr
Index share
464287242
1251
10660
SH
SOLE
10660
0
0
Ishares Tr Real Estate Etf
Index share
464287739
340
4500
SH
SOLE
4500
0
0
Vanguard REIT ETF
Index share
922908553
436
5775
SH
SOLE
5775
0
0