0001464586-16-000011.txt : 20160201 0001464586-16-000011.hdr.sgml : 20160201 20160201163502 ACCESSION NUMBER: 0001464586-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160201 DATE AS OF CHANGE: 20160201 EFFECTIVENESS DATE: 20160201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Investment Advisors, Inc. CENTRAL INDEX KEY: 0001464586 IRS NUMBER: 264203423 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13546 FILM NUMBER: 161377714 BUSINESS ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 BUSINESS PHONE: 603-226-6600 MAIL ADDRESS: STREET 1: 6 EAGLE SQUARE, 3RD FLOOR CITY: CONCORD STATE: NH ZIP: 03301 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001464586 XXXXXXXX 12-31-2015 12-31-2015 true 2 RESTATEMENT Granite Investment Advisors, Inc.
6 EAGLE SQUARE, 3RD FLOOR CONCORD NH 03301
13F HOLDINGS REPORT 028-13546 N
Debra A. Wentworth Principal, CCO, VP Operations 6032266600 Debra A. Wentworth Concord NH 02-01-2016 0 126 487927 false
INFORMATION TABLE 2 inftable.xml 3M Co. Common Stock 88579Y101 826 5484 SH SOLE 5484 0 0 AT&T Corp. Common Stock 00206R102 7097 206245 SH SOLE 206245 0 0 AbbVie, Inc. Common Stock 00287Y109 225 3800 SH SOLE 3800 0 0 Abbott Labs Common Stock 002824100 4389 97718 SH SOLE 97718 0 0 Accenture PLC - Cl.A Common Stock G1151C101 277 2650 SH SOLE 2650 0 0 Agrium Inc. Common Stock 008916108 3069 34352 SH SOLE 34352 0 0 Alexanders, Inc. Common Stock 014752109 2074 5400 SH SOLE 5400 0 0 Alibaba Group Hldgs Limited RS Common Stock 01609W102 1332 16390 SH SOLE 16390 0 0 Alleghany Corp. Common Stock 017175100 10822 22644 SH SOLE 22644 0 0 American Express Common Stock 025816109 7560 108698 SH SOLE 108698 0 0 American Intl Grp Common Stock 026874784 12501 201727 SH SOLE 201727 0 0 Amgen Common Stock 031162100 298 1834 SH SOLE 1834 0 0 Apache Corp. Common Stock 037411105 3333 74959 SH SOLE 74959 0 0 Apple Inc. Common Stock 037833100 10783 102438 SH SOLE 102438 0 0 Aqua America Common Stock 03836W103 203 6820 SH SOLE 6820 0 0 Automatic Data Processing Common Stock 053015103 289 3415 SH SOLE 3415 0 0 Banco Latinoamericano Decomerc Common Stock p16994132 3764 145178 SH SOLE 145178 0 0 Bank of Nova Scotia Common Stock 064149107 3417 84505 SH SOLE 84505 0 0 Baxalta, Inc. Common Stock 07177M103 5928 151893 SH SOLE 151893 0 0 Bed, Bath & Beyond, Inc. Common Stock 075896100 5410 112130 SH SOLE 112130 0 0 Berkshire Hathaway Cl. B Common Stock 084670702 14706 111377 SH SOLE 111377 0 0 Biogen Inc. Common Stock 09062X103 337 1100 SH SOLE 1100 0 0 Boeing Co. Common Stock 097023105 10608 73363 SH SOLE 73363 0 0 C.R. Bard Inc. Common Stock 067383109 5982 31578 SH SOLE 31578 0 0 Calpine Corporation Common Stock 131347304 5381 371900 SH SOLE 371900 0 0 Caterpillar Common Stock 149123101 5313 78185 SH SOLE 78185 0 0 Celgene Corp. Common Stock 151020104 365 3050 SH SOLE 3050 0 0 Chevron Corp. Common Stock 166764100 431 4795 SH SOLE 4795 0 0 China Mobile Ltd Spn ADR Common Stock 16941m109 5666 100578 SH SOLE 100578 0 0 Cigna Corp Common Stock 125509109 293 2000 SH SOLE 2000 0 0 Cimarex Energy Common Stock 171798101 2839 31765 SH SOLE 31765 0 0 Cisco Systems Inc. Common Stock 17275R102 761 28030 SH SOLE 28030 0 0 Citigroup Common Stock 172967424 9881 190930 SH SOLE 190930 0 0 Coca-Cola Common Stock 191216100 10061 234190 SH SOLE 234190 0 0 Comcast Corporation Class A Common Stock 20030N101 10048 178068 SH SOLE 178068 0 0 Corning, Inc. Common Stock 219350105 8065 441170 SH SOLE 441170 0 0 Diageo PLC Common Stock 25243Q205 5397 49480 SH SOLE 49480 0 0 Disney, Walt & Co. Common Stock 254687106 473 4500 SH SOLE 4500 0 0 E.I. DuPont Common Stock 263534109 394 5912 SH SOLE 5912 0 0 Emerson Electric Common Stock 291011104 273 5700 SH SOLE 5700 0 0 Exxon Mobil Corp. Common Stock 30231G102 18453 236723 SH SOLE 236723 0 0 FEDEX Corporation Common Stock 31428X106 551 3700 SH SOLE 3700 0 0 Foot Locker Common Stock 344849104 5607 86138 SH SOLE 86138 0 0 General Electric Common Stock 369604103 14191 455555 SH SOLE 455555 0 0 General Mills Common Stock 370334104 8104 140541 SH SOLE 140541 0 0 General Motors Common Stock 37045V100 11246 330677 SH SOLE 330677 0 0 Gentex Corp Common Stock 371901109 4484 280055 SH SOLE 280055 0 0 Gilead Sciences, Inc. Common Stock 375558103 6506 64298 SH SOLE 64298 0 0 Goldman Sachs Group Common Stock 38141G104 279 1550 SH SOLE 1550 0 0 Honeywell Intl Common Stock 438516106 6467 62442 SH SOLE 62442 0 0 Huaneng Power Int'l. Inc.-ADR Common Stock 443304100 4550 132651 SH SOLE 132651 0 0 Hubbell, Inc. Common Stock 443510607 3602 35653 SH SOLE 35653 0 0 Humana Corp. Common Stock 444859102 491 2750 SH SOLE 2750 0 0 IBM Common Stock 459200101 929 6750 SH SOLE 6750 0 0 IR BioSciences Holdings, Inc. Common Stock 46264M303 0 71468 SH SOLE 71468 0 0 JPMorgan Chase & Co. Common Stock 46625H100 765 11586 SH SOLE 11586 0 0 Johnson & Johnson Common Stock 478160104 20016 194859 SH SOLE 194859 0 0 Lockheed-Martin Common Stock 539830109 619 2850 SH SOLE 2850 0 0 Manulife Financial Corp. Common Stock 56501R106 5574 372081 SH SOLE 372081 0 0 Mattel, Inc. Common Stock 577081102 6961 256190 SH SOLE 256190 0 0 McDonalds Corp. Common Stock 580135101 774 6553 SH SOLE 6553 0 0 Merck Common Stock 58933Y105 5836 110480 SH SOLE 110480 0 0 Met Life Common Stock 59156R108 12058 250108 SH SOLE 250108 0 0 Microsoft Corp Common Stock 594918104 13437 242193 SH SOLE 242193 0 0 National Grid PLC ADS Common Stock 636274300 6257 89973 SH SOLE 89973 0 0 Nestle S.A. Sp ADR Common Stock 641069406 7401 99446 SH SOLE 99446 0 0 Noble Energy, Inc. Common Stock 655044105 272 8250 SH SOLE 8250 0 0 Oracle Corp. Common Stock 68389X105 5967 163333 SH SOLE 163333 0 0 Pembina Pipeline Corp Shs Common Stock 706327103 3989 183299 SH SOLE 183299 0 0 Pepsico Inc. Common Stock 713448108 217 2175 SH SOLE 2175 0 0 Pfizer Inc. Common Stock 717081103 269 8341 SH SOLE 8341 0 0 Plum Crk Timber REIT Common Stock 729251108 5656 118529 SH SOLE 118529 0 0 Proctor & Gamble Common Stock 742718109 615 7750 SH SOLE 7750 0 0 Royal Dutch Shell PLC - Class Common Stock 780259107 1901 41290 SH SOLE 41290 0 0 Royal Dutch Shell PLC-AD Common Stock 780259206 995 21726 SH SOLE 21726 0 0 Sanofi-Aventis-ADR Common Stock 80105N105 341 7986 SH SOLE 7986 0 0 Schlumberger Common Stock 806857108 452 6482 SH SOLE 6482 0 0 Southwestern Energy Co. Common Stock 845467109 1372 192984 SH SOLE 192984 0 0 Starz Common Stock 85571Q102 7853 234429 SH SOLE 234429 0 0 TelUS Corp Common Stock 87971m103 6450 233273 SH SOLE 233273 0 0 Total SA France Spons. ADR Common Stock 89151E109 4255 94656 SH SOLE 94656 0 0 Unilever ADR Common Stock 904767704 14487 335965 SH SOLE 335965 0 0 Unilever NV Common Stock 904784709 2440 56335 SH SOLE 56335 0 0 Union Pacific Common Stock 907818108 274 3500 SH SOLE 3500 0 0 Unit Corporation Common Stock 909218109 905 74175 SH SOLE 74175 0 0 United Parcel Service Inc. Cl Common Stock 911312106 5321 55290 SH SOLE 55290 0 0 United Technologies Common Stock 913017109 7342 76424 SH SOLE 76424 0 0 UnitedHealth Group Inc. Common Stock 91324P102 6891 58581 SH SOLE 58581 0 0 Verizon Communications Common Stock 92343V104 448 9701 SH SOLE 9701 0 0 Vornado REIT Common Stock 929042109 1050 10500 SH SOLE 10500 0 0 Wal Mart Stores Inc. Common Stock 931142103 9768 159343 SH SOLE 159343 0 0 Western Union Common Stock 959802109 8124 453594 SH SOLE 453594 0 0 Whirlpool Common Stock 963320106 6584 44827 SH SOLE 44827 0 0 CEF Select Sector SPDR Fund He Index share 81369Y209 271 3760 SH SOLE 3760 0 0 Consumer Discretionary Select Index share 81369Y407 293 3755 SH SOLE 3755 0 0 Industrial Select Sect SPDR Index share 81369Y704 206 3895 SH SOLE 3895 0 0 Ishares Russell 2000 Index share 464287655 493 4375 SH SOLE 4375 0 0 Midcap SPDR Trust Ser 1 - S&P Index share 78467Y107 849 3342 SH SOLE 3342 0 0 SPDR Energy Sector Index share 81369Y506 4303 71330 SH SOLE 71330 0 0 SPDR S&P 500 ETF Trust Ser. 1 Index share 78462F103 443 2172 SH SOLE 2172 0 0 SPDR S&P Oil & Gas Exp & PR Index share 78464A730 2700 89330 SH SOLE 89330 0 0 Technology Select Sector Index share 81369Y803 227 5308 SH SOLE 5308 0 0 Vanguard Financials ETF Index share 92204A405 348 7175 SH SOLE 7175 0 0 Vanguard Small-Cap Growth ETF Index share 922908595 387 3185 SH SOLE 3185 0 0 iShares Core S&P Mid-Cap ETF Index share 464287507 274 1965 SH SOLE 1965 0 0 Vanguard FTSE Developed Market Index share 921943858 399 10861 SH SOLE 10861 0 0 Vanguard FTSE Europe ETF Index share 922042874 367 7355 SH SOLE 7355 0 0 iShares MSCI EAFE Index share 464287465 615 10480 SH SOLE 10480 0 0 Vanguard FTSE All-World Ex-US Index share 922042775 219 5050 SH SOLE 5050 0 0 Vanguard FTSE Emerging Markets Index share 922042858 350 10690 SH SOLE 10690 0 0 Granite Value Fund Funds 92046L783 7320 589358 SH SOLE 589358 0 0 Aberdeen Asia-Pac Inc Fd-Close Funds 003009107 3817 835235 SH SOLE 835235 0 0 American Europacific Growth R3 Funds 298706854 1722 38470 SH SOLE 38470 0 0 Invesco Senior Income Trust Funds 46131H107 166 41300 SH SOLE 41300 0 0 Western Asset High Income Fund Funds 95766J102 89 14000 SH SOLE 14000 0 0 Western Asset Managed High Inc Funds 95766L107 132 28900 SH SOLE 28900 0 0 IShares Barclays 1-3 Year Cred Index share 464288646 1670 15965 SH SOLE 15965 0 0 IShares Barclays US TIPS Index share 464287176 810 7383 SH SOLE 7383 0 0 IShares Intermediate Credit Index share 464288638 990 9225 SH SOLE 9225 0 0 IShares iBoxx Investment Grade Index share 464287242 278 2435 SH SOLE 2435 0 0 PowerShares Emerg Mkts Soverei Index share 73936T573 219 8000 SH SOLE 8000 0 0 SPDR Barclays Conv. Secs. ETF Index share 78464A359 227 5225 SH SOLE 5225 0 0 Vanguard Interm- Corp Bnd Fund Index share 92206C870 311 3695 SH SOLE 3695 0 0 Vanguard Short-Term Corp. Bond Index share 92206C409 252 3200 SH SOLE 3200 0 0 Vanguard Short-Term Infl. Prot Index share 922020805 2953 61085 SH SOLE 61085 0 0 iShares Floating Rate Bond Index share 46429B655 3964 78598 SH SOLE 78598 0 0