0001464586-16-000011.txt : 20160201
0001464586-16-000011.hdr.sgml : 20160201
20160201163502
ACCESSION NUMBER: 0001464586-16-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160201
DATE AS OF CHANGE: 20160201
EFFECTIVENESS DATE: 20160201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Advisors, Inc.
CENTRAL INDEX KEY: 0001464586
IRS NUMBER: 264203423
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13546
FILM NUMBER: 161377714
BUSINESS ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
BUSINESS PHONE: 603-226-6600
MAIL ADDRESS:
STREET 1: 6 EAGLE SQUARE, 3RD FLOOR
CITY: CONCORD
STATE: NH
ZIP: 03301
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001464586
XXXXXXXX
12-31-2015
12-31-2015
true
2
RESTATEMENT
Granite Investment Advisors, Inc.
6 EAGLE SQUARE, 3RD FLOOR
CONCORD
NH
03301
13F HOLDINGS REPORT
028-13546
N
Debra A. Wentworth
Principal, CCO, VP Operations
6032266600
Debra A. Wentworth
Concord
NH
02-01-2016
0
126
487927
false
INFORMATION TABLE
2
inftable.xml
3M Co.
Common Stock
88579Y101
826
5484
SH
SOLE
5484
0
0
AT&T Corp.
Common Stock
00206R102
7097
206245
SH
SOLE
206245
0
0
AbbVie, Inc.
Common Stock
00287Y109
225
3800
SH
SOLE
3800
0
0
Abbott Labs
Common Stock
002824100
4389
97718
SH
SOLE
97718
0
0
Accenture PLC - Cl.A
Common Stock
G1151C101
277
2650
SH
SOLE
2650
0
0
Agrium Inc.
Common Stock
008916108
3069
34352
SH
SOLE
34352
0
0
Alexanders, Inc.
Common Stock
014752109
2074
5400
SH
SOLE
5400
0
0
Alibaba Group Hldgs Limited RS
Common Stock
01609W102
1332
16390
SH
SOLE
16390
0
0
Alleghany Corp.
Common Stock
017175100
10822
22644
SH
SOLE
22644
0
0
American Express
Common Stock
025816109
7560
108698
SH
SOLE
108698
0
0
American Intl Grp
Common Stock
026874784
12501
201727
SH
SOLE
201727
0
0
Amgen
Common Stock
031162100
298
1834
SH
SOLE
1834
0
0
Apache Corp.
Common Stock
037411105
3333
74959
SH
SOLE
74959
0
0
Apple Inc.
Common Stock
037833100
10783
102438
SH
SOLE
102438
0
0
Aqua America
Common Stock
03836W103
203
6820
SH
SOLE
6820
0
0
Automatic Data Processing
Common Stock
053015103
289
3415
SH
SOLE
3415
0
0
Banco Latinoamericano Decomerc
Common Stock
p16994132
3764
145178
SH
SOLE
145178
0
0
Bank of Nova Scotia
Common Stock
064149107
3417
84505
SH
SOLE
84505
0
0
Baxalta, Inc.
Common Stock
07177M103
5928
151893
SH
SOLE
151893
0
0
Bed, Bath & Beyond, Inc.
Common Stock
075896100
5410
112130
SH
SOLE
112130
0
0
Berkshire Hathaway Cl. B
Common Stock
084670702
14706
111377
SH
SOLE
111377
0
0
Biogen Inc.
Common Stock
09062X103
337
1100
SH
SOLE
1100
0
0
Boeing Co.
Common Stock
097023105
10608
73363
SH
SOLE
73363
0
0
C.R. Bard Inc.
Common Stock
067383109
5982
31578
SH
SOLE
31578
0
0
Calpine Corporation
Common Stock
131347304
5381
371900
SH
SOLE
371900
0
0
Caterpillar
Common Stock
149123101
5313
78185
SH
SOLE
78185
0
0
Celgene Corp.
Common Stock
151020104
365
3050
SH
SOLE
3050
0
0
Chevron Corp.
Common Stock
166764100
431
4795
SH
SOLE
4795
0
0
China Mobile Ltd Spn ADR
Common Stock
16941m109
5666
100578
SH
SOLE
100578
0
0
Cigna Corp
Common Stock
125509109
293
2000
SH
SOLE
2000
0
0
Cimarex Energy
Common Stock
171798101
2839
31765
SH
SOLE
31765
0
0
Cisco Systems Inc.
Common Stock
17275R102
761
28030
SH
SOLE
28030
0
0
Citigroup
Common Stock
172967424
9881
190930
SH
SOLE
190930
0
0
Coca-Cola
Common Stock
191216100
10061
234190
SH
SOLE
234190
0
0
Comcast Corporation Class A
Common Stock
20030N101
10048
178068
SH
SOLE
178068
0
0
Corning, Inc.
Common Stock
219350105
8065
441170
SH
SOLE
441170
0
0
Diageo PLC
Common Stock
25243Q205
5397
49480
SH
SOLE
49480
0
0
Disney, Walt & Co.
Common Stock
254687106
473
4500
SH
SOLE
4500
0
0
E.I. DuPont
Common Stock
263534109
394
5912
SH
SOLE
5912
0
0
Emerson Electric
Common Stock
291011104
273
5700
SH
SOLE
5700
0
0
Exxon Mobil Corp.
Common Stock
30231G102
18453
236723
SH
SOLE
236723
0
0
FEDEX Corporation
Common Stock
31428X106
551
3700
SH
SOLE
3700
0
0
Foot Locker
Common Stock
344849104
5607
86138
SH
SOLE
86138
0
0
General Electric
Common Stock
369604103
14191
455555
SH
SOLE
455555
0
0
General Mills
Common Stock
370334104
8104
140541
SH
SOLE
140541
0
0
General Motors
Common Stock
37045V100
11246
330677
SH
SOLE
330677
0
0
Gentex Corp
Common Stock
371901109
4484
280055
SH
SOLE
280055
0
0
Gilead Sciences, Inc.
Common Stock
375558103
6506
64298
SH
SOLE
64298
0
0
Goldman Sachs Group
Common Stock
38141G104
279
1550
SH
SOLE
1550
0
0
Honeywell Intl
Common Stock
438516106
6467
62442
SH
SOLE
62442
0
0
Huaneng Power Int'l. Inc.-ADR
Common Stock
443304100
4550
132651
SH
SOLE
132651
0
0
Hubbell, Inc.
Common Stock
443510607
3602
35653
SH
SOLE
35653
0
0
Humana Corp.
Common Stock
444859102
491
2750
SH
SOLE
2750
0
0
IBM
Common Stock
459200101
929
6750
SH
SOLE
6750
0
0
IR BioSciences Holdings, Inc.
Common Stock
46264M303
0
71468
SH
SOLE
71468
0
0
JPMorgan Chase & Co.
Common Stock
46625H100
765
11586
SH
SOLE
11586
0
0
Johnson & Johnson
Common Stock
478160104
20016
194859
SH
SOLE
194859
0
0
Lockheed-Martin
Common Stock
539830109
619
2850
SH
SOLE
2850
0
0
Manulife Financial Corp.
Common Stock
56501R106
5574
372081
SH
SOLE
372081
0
0
Mattel, Inc.
Common Stock
577081102
6961
256190
SH
SOLE
256190
0
0
McDonalds Corp.
Common Stock
580135101
774
6553
SH
SOLE
6553
0
0
Merck
Common Stock
58933Y105
5836
110480
SH
SOLE
110480
0
0
Met Life
Common Stock
59156R108
12058
250108
SH
SOLE
250108
0
0
Microsoft Corp
Common Stock
594918104
13437
242193
SH
SOLE
242193
0
0
National Grid PLC ADS
Common Stock
636274300
6257
89973
SH
SOLE
89973
0
0
Nestle S.A. Sp ADR
Common Stock
641069406
7401
99446
SH
SOLE
99446
0
0
Noble Energy, Inc.
Common Stock
655044105
272
8250
SH
SOLE
8250
0
0
Oracle Corp.
Common Stock
68389X105
5967
163333
SH
SOLE
163333
0
0
Pembina Pipeline Corp Shs
Common Stock
706327103
3989
183299
SH
SOLE
183299
0
0
Pepsico Inc.
Common Stock
713448108
217
2175
SH
SOLE
2175
0
0
Pfizer Inc.
Common Stock
717081103
269
8341
SH
SOLE
8341
0
0
Plum Crk Timber REIT
Common Stock
729251108
5656
118529
SH
SOLE
118529
0
0
Proctor & Gamble
Common Stock
742718109
615
7750
SH
SOLE
7750
0
0
Royal Dutch Shell PLC - Class
Common Stock
780259107
1901
41290
SH
SOLE
41290
0
0
Royal Dutch Shell PLC-AD
Common Stock
780259206
995
21726
SH
SOLE
21726
0
0
Sanofi-Aventis-ADR
Common Stock
80105N105
341
7986
SH
SOLE
7986
0
0
Schlumberger
Common Stock
806857108
452
6482
SH
SOLE
6482
0
0
Southwestern Energy Co.
Common Stock
845467109
1372
192984
SH
SOLE
192984
0
0
Starz
Common Stock
85571Q102
7853
234429
SH
SOLE
234429
0
0
TelUS Corp
Common Stock
87971m103
6450
233273
SH
SOLE
233273
0
0
Total SA France Spons. ADR
Common Stock
89151E109
4255
94656
SH
SOLE
94656
0
0
Unilever ADR
Common Stock
904767704
14487
335965
SH
SOLE
335965
0
0
Unilever NV
Common Stock
904784709
2440
56335
SH
SOLE
56335
0
0
Union Pacific
Common Stock
907818108
274
3500
SH
SOLE
3500
0
0
Unit Corporation
Common Stock
909218109
905
74175
SH
SOLE
74175
0
0
United Parcel Service Inc. Cl
Common Stock
911312106
5321
55290
SH
SOLE
55290
0
0
United Technologies
Common Stock
913017109
7342
76424
SH
SOLE
76424
0
0
UnitedHealth Group Inc.
Common Stock
91324P102
6891
58581
SH
SOLE
58581
0
0
Verizon Communications
Common Stock
92343V104
448
9701
SH
SOLE
9701
0
0
Vornado REIT
Common Stock
929042109
1050
10500
SH
SOLE
10500
0
0
Wal Mart Stores Inc.
Common Stock
931142103
9768
159343
SH
SOLE
159343
0
0
Western Union
Common Stock
959802109
8124
453594
SH
SOLE
453594
0
0
Whirlpool
Common Stock
963320106
6584
44827
SH
SOLE
44827
0
0
CEF Select Sector SPDR Fund He
Index share
81369Y209
271
3760
SH
SOLE
3760
0
0
Consumer Discretionary Select
Index share
81369Y407
293
3755
SH
SOLE
3755
0
0
Industrial Select Sect SPDR
Index share
81369Y704
206
3895
SH
SOLE
3895
0
0
Ishares Russell 2000
Index share
464287655
493
4375
SH
SOLE
4375
0
0
Midcap SPDR Trust Ser 1 - S&P
Index share
78467Y107
849
3342
SH
SOLE
3342
0
0
SPDR Energy Sector
Index share
81369Y506
4303
71330
SH
SOLE
71330
0
0
SPDR S&P 500 ETF Trust Ser. 1
Index share
78462F103
443
2172
SH
SOLE
2172
0
0
SPDR S&P Oil & Gas Exp & PR
Index share
78464A730
2700
89330
SH
SOLE
89330
0
0
Technology Select Sector
Index share
81369Y803
227
5308
SH
SOLE
5308
0
0
Vanguard Financials ETF
Index share
92204A405
348
7175
SH
SOLE
7175
0
0
Vanguard Small-Cap Growth ETF
Index share
922908595
387
3185
SH
SOLE
3185
0
0
iShares Core S&P Mid-Cap ETF
Index share
464287507
274
1965
SH
SOLE
1965
0
0
Vanguard FTSE Developed Market
Index share
921943858
399
10861
SH
SOLE
10861
0
0
Vanguard FTSE Europe ETF
Index share
922042874
367
7355
SH
SOLE
7355
0
0
iShares MSCI EAFE
Index share
464287465
615
10480
SH
SOLE
10480
0
0
Vanguard FTSE All-World Ex-US
Index share
922042775
219
5050
SH
SOLE
5050
0
0
Vanguard FTSE Emerging Markets
Index share
922042858
350
10690
SH
SOLE
10690
0
0
Granite Value Fund
Funds
92046L783
7320
589358
SH
SOLE
589358
0
0
Aberdeen Asia-Pac Inc Fd-Close
Funds
003009107
3817
835235
SH
SOLE
835235
0
0
American Europacific Growth R3
Funds
298706854
1722
38470
SH
SOLE
38470
0
0
Invesco Senior Income Trust
Funds
46131H107
166
41300
SH
SOLE
41300
0
0
Western Asset High Income Fund
Funds
95766J102
89
14000
SH
SOLE
14000
0
0
Western Asset Managed High Inc
Funds
95766L107
132
28900
SH
SOLE
28900
0
0
IShares Barclays 1-3 Year Cred
Index share
464288646
1670
15965
SH
SOLE
15965
0
0
IShares Barclays US TIPS
Index share
464287176
810
7383
SH
SOLE
7383
0
0
IShares Intermediate Credit
Index share
464288638
990
9225
SH
SOLE
9225
0
0
IShares iBoxx Investment Grade
Index share
464287242
278
2435
SH
SOLE
2435
0
0
PowerShares Emerg Mkts Soverei
Index share
73936T573
219
8000
SH
SOLE
8000
0
0
SPDR Barclays Conv. Secs. ETF
Index share
78464A359
227
5225
SH
SOLE
5225
0
0
Vanguard Interm- Corp Bnd Fund
Index share
92206C870
311
3695
SH
SOLE
3695
0
0
Vanguard Short-Term Corp. Bond
Index share
92206C409
252
3200
SH
SOLE
3200
0
0
Vanguard Short-Term Infl. Prot
Index share
922020805
2953
61085
SH
SOLE
61085
0
0
iShares Floating Rate Bond
Index share
46429B655
3964
78598
SH
SOLE
78598
0
0