0001464463-12-000005.txt : 20121127 0001464463-12-000005.hdr.sgml : 20121127 20121127121110 ACCESSION NUMBER: 0001464463-12-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20121127 DATE AS OF CHANGE: 20121127 EFFECTIVENESS DATE: 20121127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANITE INVESTMENT GROUP CENTRAL INDEX KEY: 0001464463 IRS NUMBER: 330639627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-187494 FILM NUMBER: 121225918 BUSINESS ADDRESS: STREET 1: 2 PARK PLAZA SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-477-5801 X256 MAIL ADDRESS: STREET 1: 2 PARK PLAZA SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 D 1 primary_doc.xml X0706 D LIVE 0001464463 GRANITE INVESTMENT GROUP 2 PARK PLAZA SUITE 800 IRVINE CA CALIFORNIA 92614 949-477-5801 X223 CALIFORNIA None None Corporation true Allen Leslie Boerner 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer John Heller 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Michael Scott Rickard 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Other Real Estate $5,000,001 - $25,000,000 06 false 2012-11-01 false true false 50000 M. Scott Rickard 1297325 Carolina Financial Securities 41970 185 W. Main Street Brevard NC NORTH CAROLINA 28712 All States false 14750000 1425000 13325000 false 5 8550 0 All compensation to Broker Dealer 0 false GRANITE INVESTMENT GROUP James A. Stockard, Jr. James A. Stockard, Jr. Associate General Counsel 2012-11-27