0001464463-12-000002.txt : 20120305 0001464463-12-000002.hdr.sgml : 20120305 20120302190818 ACCESSION NUMBER: 0001464463-12-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20120305 DATE AS OF CHANGE: 20120302 EFFECTIVENESS DATE: 20120305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRANITE INVESTMENT GROUP CENTRAL INDEX KEY: 0001464463 IRS NUMBER: 330639627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-174312 FILM NUMBER: 12664439 BUSINESS ADDRESS: STREET 1: 2 PARK PLAZA SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-477-5801 X256 MAIL ADDRESS: STREET 1: 2 PARK PLAZA SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 D 1 primary_doc.xml X0704 D LIVE 0001464463 GRANITE INVESTMENT GROUP 2 PARK PLAZA SUITE 800 IRVINE CA CALIFORNIA 92614 949-477-5800 CALIFORNIA None None Corporation true Allen Leslie Boerner 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Director John Heller 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Michael Scott Rickard 2 Park Plaza Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Other Real Estate $5,000,001 - $25,000,000 06 false 2012-02-17 false true false 900000 M. Scott Rickard 1297325 Carolina Financial Securities 41970 185 W. Main Street Brevard NC NORTH CAROLINA 28712 CA CALIFORNIA false 1000000 900000 100000 false 1 10000 0 All compensation went to Broker Dealer. 0 false GRANITE INVESTMENT GROUP M. Scott Rickard M. Scott Rickard Chief Investment Officer 2012-03-02