0001127602-18-008840.txt : 20180227
0001127602-18-008840.hdr.sgml : 20180227
20180227185251
ACCESSION NUMBER: 0001127602-18-008840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180223
FILED AS OF DATE: 20180227
DATE AS OF CHANGE: 20180227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Preston Paul DuFauchard, Jr.
CENTRAL INDEX KEY: 0001561933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34416
FILM NUMBER: 18647306
BUSINESS ADDRESS:
STREET 1: 11230 ELVESSA STREET
CITY: OAKLAND
STATE: CA
ZIP: 94605
BUSINESS PHONE: 510-639-7791
MAIL ADDRESS:
STREET 1: 11230 ELVESSA STREET
CITY: OAKLAND
STATE: CA
ZIP: 94605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennyMac Mortgage Investment Trust
CENTRAL INDEX KEY: 0001464423
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270186273
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-23
0001464423
PennyMac Mortgage Investment Trust
PMT
0001561933
Preston Paul DuFauchard, Jr.
C/O PENNYMAC MORTGAGE INVESTMENT TRUST
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
91361
1
Common Shares of Beneficial Interest
2018-02-23
4
S
0
950
17.16
D
23333
D
Common Shares of Beneficial Interest
2018-02-26
4
S
0
543
17.2839
D
22790
D
Common Shares of Beneficial Interest
2018-02-26
4
S
0
680
17.2832
D
22110
D
The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.
The reported amount consists of 8,838 restricted share units and 14,495 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
The reported amount consists of 7,480 restricted share units and 15,310 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.
The reported amount consists of 5,779 restricted share units and 16,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
/s/ Derek Stark, attorney-in-fact for Mr. DuFauchard
2018-02-27