0001127602-18-008840.txt : 20180227 0001127602-18-008840.hdr.sgml : 20180227 20180227185251 ACCESSION NUMBER: 0001127602-18-008840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180223 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Preston Paul DuFauchard, Jr. CENTRAL INDEX KEY: 0001561933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34416 FILM NUMBER: 18647306 BUSINESS ADDRESS: STREET 1: 11230 ELVESSA STREET CITY: OAKLAND STATE: CA ZIP: 94605 BUSINESS PHONE: 510-639-7791 MAIL ADDRESS: STREET 1: 11230 ELVESSA STREET CITY: OAKLAND STATE: CA ZIP: 94605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Mortgage Investment Trust CENTRAL INDEX KEY: 0001464423 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270186273 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-23 0001464423 PennyMac Mortgage Investment Trust PMT 0001561933 Preston Paul DuFauchard, Jr. C/O PENNYMAC MORTGAGE INVESTMENT TRUST 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 Common Shares of Beneficial Interest 2018-02-23 4 S 0 950 17.16 D 23333 D Common Shares of Beneficial Interest 2018-02-26 4 S 0 543 17.2839 D 22790 D Common Shares of Beneficial Interest 2018-02-26 4 S 0 680 17.2832 D 22110 D The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. The reported amount consists of 8,838 restricted share units and 14,495 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The reported amount consists of 7,480 restricted share units and 15,310 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. The reported amount consists of 5,779 restricted share units and 16,331 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. /s/ Derek Stark, attorney-in-fact for Mr. DuFauchard 2018-02-27