0001104659-22-128625.txt : 20221220
0001104659-22-128625.hdr.sgml : 20221220
20221220160531
ACCESSION NUMBER: 0001104659-22-128625
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221220
FILED AS OF DATE: 20221220
DATE AS OF CHANGE: 20221220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keck Barbra
CENTRAL INDEX KEY: 0001464238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56181
FILM NUMBER: 221474757
MAIL ADDRESS:
STREET 1: C/O DELCATH SYSTEMS, INC.
STREET 2: 600 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmartKem, Inc.
CENTRAL INDEX KEY: 0001817760
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 851083654
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
BUSINESS PHONE: 011-44-161-721-1514
MAIL ADDRESS:
STREET 1: MANCHESTER TECHNOLOGY CENTER
STREET 2: HEXAGON TOWER, DELAUNAYS ROAD, BLACKLEY
CITY: MANCHESTER
STATE: X0
ZIP: M9 8GQ
FORMER COMPANY:
FORMER CONFORMED NAME: Parasol Investments Corp
DATE OF NAME CHANGE: 20200710
4
1
tm2232726-1_4.xml
FORM 4
X0306
4
2022-12-20
0
0001817760
SmartKem, Inc.
SMTK
0001464238
Keck Barbra
HEXAGON TOWER
DELAUNAYS ROAD, BLACKLEY
MANCHESTER
X0
M9 8GQ
UNITED KINGDOM
1
1
0
0
Chief Financial Officer
Stock option (right to buy)
2.00
2022-12-20
4
A
0
450000
0
A
2032-12-20
Common Stock
450000
450000
D
The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 1/3 of the shares on December 14, 2023 with the remaining shares to vest in equal monthly installments over a period of 24 months commencing January 14, 2024.
/s/ Barbra Keck
2022-12-20