0001144204-19-030523.txt : 20190611
0001144204-19-030523.hdr.sgml : 20190611
20190611123536
ACCESSION NUMBER: 0001144204-19-030523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190611
FILED AS OF DATE: 20190611
DATE AS OF CHANGE: 20190611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Travers Paul J
CENTRAL INDEX KEY: 0001475077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35955
FILM NUMBER: 19890377
MAIL ADDRESS:
STREET 1: 75 TOWN CENTRE DR
CITY: ROCHESTER
STATE: NY
ZIP: 14623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vuzix Corp
CENTRAL INDEX KEY: 0001463972
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 043392453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 HENDRIX ROAD
STREET 2: SUITE A
CITY: WEST HENRIETTA
STATE: NY
ZIP: 14586
BUSINESS PHONE: 585-359-5900
MAIL ADDRESS:
STREET 1: 25 HENDRIX ROAD
STREET 2: SUITE A
CITY: WEST HENRIETTA
STATE: NY
ZIP: 14586
4
1
tv523414_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-06-11
0
0001463972
Vuzix Corp
VUZI
0001475077
Travers Paul J
25 HENDRIX ROAD, SUITE A
WEST HENRIETTA
NY
14586
1
1
0
0
President and CEO
Common Stock
2019-06-11
4
P
0
3400
2.7737
A
2617214
D
This sales price reflects a weighted average of multiple prices ranging from $2.73 to $2.8477. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
1,747,214 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.
/s/ Paul Travers
2019-06-11