0001144204-18-016833.txt : 20180326 0001144204-18-016833.hdr.sgml : 20180326 20180326131951 ACCESSION NUMBER: 0001144204-18-016833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Travers Paul J CENTRAL INDEX KEY: 0001475077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35955 FILM NUMBER: 18712303 MAIL ADDRESS: STREET 1: 75 TOWN CENTRE DR CITY: ROCHESTER STATE: NY ZIP: 14623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vuzix Corp CENTRAL INDEX KEY: 0001463972 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 043392453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 BUSINESS PHONE: 585-359-5900 MAIL ADDRESS: STREET 1: 25 HENDRIX ROAD STREET 2: SUITE A CITY: WEST HENRIETTA STATE: NY ZIP: 14586 4 1 tv489535_4.xml OWNERSHIP DOCUMENT X0306 4 2018-03-26 0 0001463972 Vuzix Corp VUZI 0001475077 Travers Paul J 25 HENDRIX ROAD, SUITE A WEST HENRIETTA NY 14586 1 1 0 0 President and CEO Common Stock 2018-03-26 4 P 0 3252 6.1317 A 2559114 D 1,689,114 share are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. /s/ Paul Travers 2018-03-26